Method for transmitting and receiving signal in wireless communication system and device for supporting same

ABSTRACT

Disclosed in various embodiments of the present disclosure are a method for transmitting and receiving a signal in a wireless communication system and a device for supporting same.

TECHNICAL FIELD

Various embodiments of the present disclosure relate to a wireless communication system, and more particularly, to a method and apparatus for transmitting and receiving a signal in a wireless communication system.

BACKGROUND

Wireless access systems have been widely deployed to provide various types of communication services such as voice or data. In general, a wireless access system is a multiple access system that supports communication of multiple users by sharing available system resources (a bandwidth, transmission power, etc.) among them. For example, multiple access systems include a code division multiple access (CDMA) system, a frequency division multiple access (FDMA) system, a time division multiple access (TDMA) system, an orthogonal frequency division multiple access (OFDMA) system, and a single carrier frequency division multiple access (SC-FDMA) system.

As a number of communication devices have required higher communication capacity, the necessity of the mobile broadband communication more improved than the existing radio access technology (RAT) has increased. In addition, massive machine type communications (MTC) capable of providing various services at anytime and anywhere by connecting a number of devices or things to each other has been considered in the next generation communication system. Moreover, a communication system design capable of supporting services/UEs sensitive to reliability and latency has been discussed.

As described above, the introduction of the next generation RAT considering the enhanced mobile broadband communication, massive MTC, ultra-reliable and low latency communication (URLLC), and the like has been discussed.

SUMMARY

Various embodiments of the present disclosure may provide a method and apparatus for transmitting and receiving a signal in a wireless communication system.

Specifically, various embodiments of the present disclosure may provide a method and apparatus for efficiently configuring a data channel in consideration of the characteristics of an unlicensed band in which a channel access procedure (CAP) is performed before a signal transmission, and transmitting and receiving a signal based on the configured data channel.

It will be appreciated by persons skilled in the art that the objects that could be achieved with the present disclosure are not limited to what has been particularly described hereinabove and the above and other objects that the present disclosure could achieve will be more clearly understood from the following detailed description.

Various embodiments of the present disclosure may provide a method and apparatus for transmitting and receiving a signal in a wireless communication system.

According to various embodiments of the present disclosure, a method for communicating by an apparatus in a wireless communication system may be provided.

In an exemplary embodiment, the method may include obtaining information regarding a predetermined number of resource blocks (RBs) from at least one boundary of at least one subband among a plurality of subbands included in an unlicensed band, among a plurality of RBs included in the at least one subband and communicating based on the information regarding the predetermined number of RB.

In an exemplary embodiment, data for the communication may be mapped to at least one RB among the plurality of RBs except for the predetermined number of RBs.

In an exemplary embodiment, each of the plurality of subbands may be related to a basic frequency unit of a channel access procedure for the unlicensed band.

In an exemplary embodiment, the data for the communication may be mapped to the at least one RB among the plurality of RBs except for the predetermined number of RBs within a predetermined time period.

In an exemplary embodiment, the data for the communication may be mapped to at least one of the plurality of RBs including the predetermined number of RBs after the predetermined time period.

In an exemplary embodiment, the predetermined time period may span K symbol durations starting from a starting time of the communication, and wherein K is an integer.

In an exemplary embodiment, K may be determined based on received information regarding K or a capability of the apparatus.

In an exemplary embodiment, the plurality of subbands may be included in a wideband included in the unlicensed band.

In an exemplary embodiment, the at least one boundary may be different from a boundary of the wideband.

In an exemplary embodiment, the predetermined number may be determined based on a mode configured for the apparatus.

In an exemplary embodiment, the method may further include identifying the at least one subband based on a predetermined signal being received in the at least one subband or information indicating the at least one subband being included in the received predetermined signal.

In an exemplary embodiment, the data for the communication may be a physical downlink shared channel (PDSCH) or a physical uplink shared channel (PUSCH).

In an exemplary embodiment, the method may further include decoding the PDSCH based on the data for the communication being the PDSCH.

In an exemplary embodiment, the apparatus may be configured to flush, from a reception buffer, at least part of the PDSCH decoded in at least one of the predetermined number of RBs, a code block including the predetermined number of RBs, a code block group including the predetermined number of RBs, or a transport block including the predetermined number of RBs.

According to various embodiments of the present disclosure, an apparatus configured to communicate in a wireless communication system may be provided.

In an exemplary embodiment, the apparatus may include a memory and at least one processor coupled with the memory.

In an exemplary embodiment, the at least one processor may be configured to obtain information regarding a predetermined number of resource blocks (RBs) from at least one boundary of at least one subband among a plurality of subbands included in an unlicensed band, among a plurality of RBs included in the at least one subband; and communicate based on the information regarding the predetermined number of RBs.

In an exemplary embodiment, data for the communication may be mapped to at least one RB among the plurality of RBs except for the predetermined number of RBs.

In an exemplary embodiment, each of the plurality of subbands may be related to a basic frequency unit of a channel access procedure for the unlicensed band.

In an exemplary embodiment, the data for the communication may be mapped to the at least one RB among the plurality of RBs except for the predetermined number of RBs within a predetermined time period.

In an exemplary embodiment, the data for the communication may be mapped to at least one of the plurality of RBs including the predetermined number of RBs after the predetermined time period.

In an exemplary embodiment, the predetermined time period may span K symbol durations starting from a starting time of the communication, and wherein K is an integer.

In an exemplary embodiment, the plurality of subbands may be included in a wideband included in the unlicensed band.

In an exemplary embodiment, the at least one boundary may be different from a boundary of the wideband.

In an exemplary embodiment, the apparatus may configured to communicate with at least one of a user equipment (UE), a network, or an autonomous driving vehicle other than a vehicle including the apparatus.

The above-described various embodiments of the present disclosure are only some of the preferred embodiments of the present disclosure, and various embodiments reflecting the technical features of the present disclosure may be derived and understood from the following detailed description of the present disclosure by those skilled in the art.

According to various embodiments of the present disclosure, the following effects may be achieved.

According to various embodiments of the present disclosure, a method and apparatus for efficiently configuring a data channel in consideration of the characteristics of an unlicensed band in which a channel access procedure (CAP) is performed before a signal transmission, and transmitting and receiving a signal based on the configured data channel may be provided.

Further, according to various embodiments of the present disclosure, a method of configuring a data channel by an apparatus in a wireless communication system supporting an unlicensed band, and an apparatus supporting the same, which may prevent collision with another wireless communication system.

It will be appreciated by persons skilled in the art that the effects that can be achieved with the present disclosure are not limited to what has been particularly described hereinabove and other advantages of the present disclosure will be more clearly understood from the following detailed description taken in conjunction with the accompanying drawings.

BRIEF DESCRIPTION OF THE DRAWINGS

The accompanying drawings, which are included to provide a further understanding of the present disclosure, provide embodiments of the present disclosure together with detail explanation. Yet, a technical characteristic of the present disclosure is not limited to a specific drawing. Characteristics disclosed in each of the drawings are combined with each other to configure a new embodiment. Reference numerals in each drawing correspond to structural elements.

FIG. 1 is a diagram illustrating physical channels and a signal transmission method using the physical channels, which may be used in various embodiments of the present disclosure;

FIG. 2 is a diagram illustrating a radio frame structure in a long term evolution (LTE) system to which various embodiments of the present disclosure are applicable;

FIG. 3 is a diagram illustrating a radio frame structure in an LTE system to which various embodiments of the present disclosure are applicable;

FIG. 4 is a diagram illustrating a slot structure in an LTE system to which various embodiments of the present disclosure are applicable;

FIG. 5 is a diagram illustrating an uplink (UL) subframe structure in an LTE system to which various embodiments of the present disclosure are applicable;

FIG. 6 is a diagram illustrating a downlink (DL) subframe structure in an LTE system to which various embodiments of the present disclosure are applicable;

FIG. 7 is a diagram illustrating a radio frame structure in a new radio access technology (NR) system to which various embodiments of the present disclosure are applicable;

FIG. 8 is a diagram illustrating a slot structure in an NR system to which various embodiments of the present disclosure are applicable;

FIG. 9 is a diagram illustrating a self-contained slot structure to which various embodiments of the present disclosure are applicable;

FIG. 10 is a diagram illustrating the structure of one resource element group (REG) in an NR system to which various embodiments of the present disclosure are applicable;

FIG. 11 is a diagram illustrating representative methods of connecting transceiver units (TXRUs) to antenna elements according to various embodiments of the present disclosure;

FIG. 12 is a diagram illustrating representative methods of connecting TXRUs to antenna elements according to various embodiments of the present disclosure;

FIG. 13 is a schematic diagram illustrating a hybrid beamforming structure from the perspective of TXRUs and physical antennas according to various embodiments of the present disclosure;

FIG. 14 is a schematic diagram illustrating a beam sweeping operation for a synchronization signal and system information in a downlink transmission procedure according to various embodiments of the present disclosure;

FIG. 15 is a schematic diagram illustrating a synchronization signal/physical broadcast channel (SS/PBCH) block to which various embodiments of the present disclosure are applicable;

FIG. 16 is a schematic diagram illustrating an SS/PBCH block transmission configuration to which various embodiments of the present disclosure are applicable;

FIG. 17 illustrates an exemplary wireless communication system supporting an unlicensed band, to which various embodiments of the present disclosure are applicable;

FIG. 18 is a diagram illustrating a channel access procedure (CAP) for transmission in an unlicensed band, to which various embodiments of the present disclosure are applicable;

FIG. 19 is a diagram illustrating a partial transmission time interval (TTI) or a partial subframe/slot, to which various embodiments of the present disclosure are applicable;

FIG. 20 is a diagram illustrating an example of an operating bandwidth and a CAP subband structure according to various embodiments of the present disclosure;

FIG. 21 is a flowchart illustrating an operation of a user equipment (UE) according to various embodiments of the present disclosure;

FIG. 22 is a diagram illustrating a signal flow for operations of a UE and a base station (BS) according to various embodiments of the present disclosure;

FIG. 23 is a diagram illustrating a signal flow for operations of a UE and a BS according to various embodiments of the present disclosure;

FIG. 24 is a diagram illustrating a signal flow for an initial network access and subsequent communication process according to various embodiments of the present disclosure;

FIG. 25 is a diagram illustrating an exemplary discontinuous reception (DRX) operation according to various embodiments of the present disclosure;

FIG. 26 is a diagram illustrating a signal flow for operations of a UE and a BS according to various embodiments of the present disclosure;

FIG. 27 is a flowchart illustrating a method of operating a UE according to various embodiments of the present disclosure;

FIG. 28 is a flowchart illustrating a method of operating a BS according to various embodiments of the present disclosure;

FIG. 29 is a block diagram illustrating an apparatus for implementing various embodiments of the present disclosure;

FIG. 30 is a diagram illustrating a communication system applied to various embodiments of the present disclosure;

FIG. 31 is a block diagram illustrating wireless devices applied to various embodiments of the present disclosure;

FIG. 32 is a block diagram illustrating another example of wireless devices applied to various embodiments of the present disclosure;

FIG. 33 is a block diagram illustrating a portable device applied to various embodiments of the present disclosure; and

FIG. 34 is a block diagram illustrating a vehicle or an autonomous driving vehicle, which is applied to various embodiments of the present disclosure.

DETAILED DESCRIPTION

The various embodiments of the present disclosure described below are combinations of elements and features of the various embodiments of the present disclosure in specific forms. The elements or features may be considered selective unless otherwise mentioned. Each element or feature may be practiced without being combined with other elements or features. Further, various embodiments of the present disclosure may be constructed by combining parts of the elements and/or features. Operation orders described in various embodiments of the present disclosure may be rearranged. Some constructions or elements of any one embodiment may be included in another embodiment and may be replaced with corresponding constructions or features of another embodiment.

In the description of the attached drawings, a detailed description of known procedures or steps of the various embodiments of the present disclosure will be avoided lest it should obscure the subject matter of the various embodiments of the present disclosure. In addition, procedures or steps that could be understood to those skilled in the art will not be described either.

Throughout the specification, when a certain portion “includes” or “comprises” a certain component, this indicates that other components are not excluded and may be further included unless otherwise noted. The terms “unit”, “-or/er” and “module” described in the specification indicate a unit for processing at least one function or operation, which may be implemented by hardware, software or a combination thereof. In addition, the terms “a or an”, “one”, “the” etc. may include a singular representation and a plural representation in the context of the various embodiments of the present disclosure (more particularly, in the context of the following claims) unless indicated otherwise in the specification or unless context clearly indicates otherwise.

In the various embodiments of the present disclosure, a description is mainly made of a data transmission and reception relationship between a Base Station (BS) and a User Equipment (UE). A BS refers to a terminal node of a network, which directly communicates with a UE. A specific operation described as being performed by the BS may be performed by an upper node of the BS.

Namely, it is apparent that, in a network comprised of a plurality of network nodes including a BS, various operations performed for communication with a UE may be performed by the BS, or network nodes other than the BS. The term ‘BS’ may be replaced with a fixed station, a Node B, an evolved Node B (eNode B or eNB), gNode B (gNB), an advanced base station (ABS), an access point, etc.

In the various embodiments of the present disclosure, the term terminal may be replaced with a UE, a mobile station (MS), a subscriber station (SS), a mobile subscriber station (MSS), a mobile terminal, an advanced mobile station (AMS), etc.

A transmission end is a fixed and/or mobile node that provides a data service or a voice service and a reception end is a fixed and/or mobile node that receives a data service or a voice service. Therefore, a UE may serve as a transmission end and a BS may serve as a reception end, on an uplink (UL). Likewise, the UE may serve as a reception end and the BS may serve as a transmission end, on a downlink (DL).

The various embodiments of the present disclosure may be supported by standard specifications disclosed for at least one of wireless access systems including an institute of electrical and electronics engineers (IEEE) 802.xx system, a 3rd generation partnership project (3GPP) system, a 3GPP long term evolution (LTE) system, 3GPP 5G NR system and a 3GPP2 system. In particular, the various embodiments of the present disclosure may be supported by the standard specifications, 3GPP TS 36.211, 3GPP TS 36.212, 3GPP TS 36.213, 3GPP TS 36.321, 3GPP TS 36.331, 3GPP TS 37.213, 3GPP TS 38.211, 3GPP TS 38.212, 3GPP TS 38.213, 3GPP TS 38.321 and 3GPP TS 38.331. That is, the steps or parts, which are not described to clearly reveal the technical idea of the various embodiments of the present disclosure, in the various embodiments of the present disclosure may be explained by the above standard specifications. All terms used in the various embodiments of the present disclosure may be explained by the standard specifications.

Reference will now be made in detail to the various embodiments of the present disclosure with reference to the accompanying drawings. The detailed description, which will be given below with reference to the accompanying drawings, is intended to explain exemplary embodiments of the present disclosure, rather than to show the only embodiments that can be implemented according to the disclosure.

The following detailed description includes specific terms in order to provide a thorough understanding of the various embodiments of the present disclosure. However, it will be apparent to those skilled in the art that the specific terms may be replaced with other terms without departing the technical spirit and scope of the various embodiments of the present disclosure.

Hereinafter, 3GPP LTE/LTE-A systems and 3GPP NR system are explained, which are examples of wireless access systems.

The various embodiments of the present disclosure can be applied to various wireless access systems such as code division multiple access (CDMA), frequency division multiple access (FDMA), time division multiple access (TDMA), orthogonal frequency division multiple access (OFDMA), single carrier frequency division multiple access (SC-FDMA), etc.

CDMA may be implemented as a radio technology such as universal terrestrial radio access (UTRA) or CDMA2000. TDMA may be implemented as a radio technology such as global system for mobile communications (GSM)/general packet radio service (GPRS)/enhanced data rates for GSM evolution (EDGE). OFDMA may be implemented as a radio technology such as IEEE 802.11 (Wi-Fi), IEEE 802.16 (WiMAX), IEEE 802.20, evolved UTRA (E-UTRA), etc.

UTRA is a part of universal mobile telecommunications system (UMTS). 3GPP LTE is a part of evolved UMTS (E-UMTS) using E-UTRA, adopting OFDMA for DL and SC-FDMA for UL. LTE-advanced (LTE-A) is an evolution of 3GPP LTE.

While the various embodiments of the present disclosure are described in the context of 3GPP LTE/LTE-A systems and 3GPP NR system in order to clarify the technical features of the various embodiments of the present disclosure, the various embodiments of the present disclosure is also applicable to an IEEE 802.16e/m system, etc.

1. Overview of 3GPP System

1.1. Physical Channels and General Signal Transmission

In a wireless access system, a UE receives information from a base station on a DL and transmits information to the base station on a UL. The information transmitted and received between the UE and the base station includes general data information and various types of control information. There are many physical channels according to the types/usages of information transmitted and received between the base station and the UE.

FIG. 1 is a diagram illustrating physical channels and a signal transmission method using the physical channels, which may be used in various embodiments of the present disclosure.

When a UE is powered on or enters a new cell, the UE performs initial cell search (S11). The initial cell search involves acquisition of synchronization to a BS. Specifically, the UE synchronizes its timing to the base station and acquires information such as a cell identifier (ID) by receiving a primary synchronization channel (P-SCH) and a secondary synchronization channel (S-SCH) from the BS.

Then the UE may acquire information broadcast in the cell by receiving a physical broadcast channel (PBCH) from the base station.

During the initial cell search, the UE may monitor a DL channel state by receiving a downlink reference signal (DL RS).

After the initial cell search, the UE may acquire more detailed system information by receiving a physical downlink control channel (PDCCH) and receiving on a physical downlink shared channel (PDSCH) based on information of the PDCCH (S12).

Subsequently, to complete connection to the eNB, the UE may perform a random access procedure with the eNB (S13 to S16). In the random access procedure, the UE may transmit a preamble on a physical random access channel (PRACH) (S13) and may receive a PDCCH and a random access response (RAR) for the preamble on a PDSCH associated with the PDCCH (S14). The UE may transmit a PUSCH by using scheduling information in the RAR (S15), and perform a contention resolution procedure including reception of a PDCCH signal and a PDSCH signal corresponding to the PDCCH signal (S16).

When the random access procedure is performed in two steps, S13 and S13 may be performed as one UE transmission operation, and S14 and S16 may be performed as one BS transmission operation.

After the above procedure, the UE may receive a PDCCH and/or a PDSCH from the BS (S17) and transmit a physical uplink shared channel (PUSCH) and/or a physical uplink control channel (PUCCH) to the BS (S18), in a general UL/DL signal transmission procedure.

Control information that the UE transmits to the BS is generically called uplink control information (UCI). The UCI includes a hybrid automatic repeat and request acknowledgement/negative acknowledgement (HARQ-ACK/NACK), a scheduling request (SR), a channel quality indicator (CQI), a precoding matrix index (PMI), a rank indicator (RI), etc.

In general, UCI is transmitted periodically on a PUCCH. However, if control information and traffic data should be transmitted simultaneously, the control information and traffic data may be transmitted on a PUSCH. In addition, the UCI may be transmitted aperiodically on the PUSCH, upon receipt of a request/command from a network.

1.2. Radio Frame Structures

FIGS. 2 and 3 illustrate radio frame structures in an LTE system to which various embodiments of the present disclosure are applicable.

The LTE system supports frame structure type 1 for frequency division duplex (FDD), frame structure type 2 for time division duplex (TDD), and frame structure type 3 for an unlicensed cell (UCell). In the LTE system, up to 31 secondary cells (SCells) may be aggregated in addition to a primary cell (PCell). Unless otherwise specified, the following operation may be applied independently on a cell basis.

In multi-cell aggregation, different frame structures may be used for different cells. Further, time resources (e.g., a subframe, a slot, and a subslot) within a frame structure may be genetically referred to as a time unit (TU).

FIG. 2(a) illustrates frame structure type 1. Frame type 1 is applicable to both a full Frequency Division Duplex (FDD) system and a half FDD system.

ADL radio frame is defined by 10 1-ms subframes. A subframe includes 14 or 12 symbols according to a cyclic prefix (CP). In a normal CP case, a subframe includes 14 symbols, and in an extended CP case, a subframe includes 12 symbols.

Depending on multiple access schemes, a symbol may be an OFDM(A) symbol or an SC-FDM(A) symbol. For example, a symbol may refer to an OFDM(A) symbol on DL and an SC-FDM(A) symbol on UL. An OFDM(A) symbol may be referred to as a cyclic prefix-OFDMA(A) (CP-OFDM(A)) symbol, and an SC-FMD(A) symbol may be referred to as a discrete Fourier transform-spread-OFDM(A) (DFT-s-OFDM(A)) symbol.

One subframe may be defined by one or more slots according to a subcarrier spacing (SCS) as follows.

-   -   When SCS=7.5 kHz or 15 kHz, subframe #i is defined by two 0.5-ms         slots, slot #2i and slot #2i+l (i=0˜9).     -   When SCS=1.25 kHz, subframe #i is defined by one 1-ms slot, slot         #2i.     -   When SCS=15 kHz, subframe #i may be defined by six subslots as         illustrated in Table 1.

Table 1 lists exemplary subslot configurations for one subframe (normal CP).

TABLE 1 Subslot number 0 1 2 3 4 5 Slot number 2i 2i + 1 Uplink subslot pattern 0, 1, 2 3, 4 5, 6 0, 1 2, 3 4, 5, 6 (Symbol number) Downlink subslot 0, 1, 2 3, 4 5, 6 0, 1 2, 3 4, 5, 6 pattern 1 (Symbol number) Downlink subslot 0, 1 2, 3, 4 5, 6 0, 1 2, 3 4, 5, 6 pattern 2 (Symbol number)

FIG. 2(b) illustrates frame structure type 2. Frame structure type 2 is applied to a TDD system. Frame structure type 2 includes two half frames. A half frame includes 4 (or 5) general subframes and 1 (or 0) special subframe. According to a UL-DL configuration, a general subframe is used for UL or DL. A subframe includes two slots.

Table 2 lists exemplary subframe configurations for a radio frame according to UL-DL configurations.

TABLE 2 Downlink- Uplink- to-Uplink downlink Switch point Subframe number configuration periodicity 0 1 2 3 4 5 6 7 8 9 0  5 ms D S U U U D S U U U 1  5 ms D S U U D D S U U D 2  5 ms D S U D D D S U D D 3 10 ms D S U U U D D D D D 4 10 ms D S U U D D D D D D 5 10 ms D S U D D D D D D D 6  5 ms D S U U U D S U U D

In Table 2, D represents a DL subframe, U represents a UL subframe, and S represents a special subframe. A special subframe includes a downlink pilot time slot (DwPTS), a guard period (GP), and an uplink pilot time slot (UpPTS). The DwPTS is used for initial cell search, synchronization, or channel estimation at a UE. The UpPTS is used for channel estimation at an eNB and acquisition of UL transmission synchronization at a UE. The GP is a period for cancelling interference of a UL caused by the multipath delay of a DL signal between a DL and the UL.

Table 3 lists exemplary special subframe configurations.

TABLE 3 Normal cyclic prefix in downlink Extended cyclic prefix in downlink Special UpPTS UpPTS subframe Normal cyclic Extended cyclic Normal cyclic Extended cyclic configuration DwPTS prefix in uplink prefix in uplink DwPTS prefix in uplink prefix in uplink  0  6592 · T_(s) (1 + X) · 2192 · T_(s) (1 + X) · 2560 · T_(s)  7680 · T_(s) (1 + X) · 2192 · T_(s) (1 + X) · 2560 · T_(s)  1 19760 · T_(s) 20480 · T_(s)  2 21952 · T_(s) 23040 · T_(s)  3 24144 · T_(s) 25600 · T_(s)  4 26336 · T_(s)  7680 · T_(s) (2 + X) · 2192 · T_(s) (2 + X) · 2560 · T_(s)  5  6592 · T_(s) (2 + X) · 2192 · T_(s) (2 + X) · 2560 · T_(s) 20480 · T_(s)  6 19760 · T_(s) 23040 · T_(s)  7 21952 · T_(s) 12800 · T_(s)  8 24144 · T_(s) — — —  9 13168 · T_(s) — — — 10 13168 · T_(s) 13152 · T_(s) 12800 · T_(s) — — —

In Table 3, X is configured by higher-layer signaling (e.g., radio resource control (RRC) signaling or the like) or given as 0.

FIG. 3 is a diagram illustrating frame structure type 3.

Frame structure type 3 may be applied to a UCell operation. Frame structure type 3 may be applied to, but not limited to, a licensed assisted access (LAA) SCell with a normal CP. A frame is 10 ms in duration, including 10 1-ms subframes. Subframe #i is defined by two consecutive slots, slot #2i and slot #2i+l. Each subframe in a frame may be used for a DL or UL transmission or may be empty. A DL transmission occupies one or more consecutive subframes, starting from any time in a subframe and ending at a boundary of a subframe or in a DwPTS of Table 3. A UL transmission occupies one or more consecutive subframes.

FIG. 4 is a diagram illustrating a slot structure in an LTE system to which various embodiments of the present disclosure are applicable.

Referring to FIG. 4, a slot includes a plurality of orthogonal frequency division multiplexing (OFDM) symbols in the time domain by a plurality of resource blocks (RBs) in the frequency domain. A symbol may refer to a symbol duration. A slot structure may be described by a resource grid including N^(DL/UL) _(RB)N^(RB) _(sc) subcarriers and N^(DL/UL) _(symb) symbols. N^(DL) _(RB) represents the number of RBs in a DL slot, and N^(UL) _(RB) represents the number of RBs in a UL slot. N^(DL) _(RB) and N^(UL) _(RB) are dependent on a DL bandwidth and a UL bandwidth, respectively. N^(DL) _(symb) represents the number of symbols in the DL slot, and N^(UL) _(symb) represents the number of symbols in the UL slot. N^(RB) _(sc) represents the number of subcarriers in one RB. The number of symbols in a slot may vary according to an SCS and a CP length (see Table 1). For example, while one slot includes 7 symbols in a normal CP case, one slot includes 6 symbols in an extended CP case.

An RB is defined as N^(DL/UL) _(symb) (e.g., 7) consecutive symbols in the time domain by N^(RB) _(sc) (e.g., 12) consecutive subcarriers in the frequency domain. The RB may be a physical resource block (PRB) or a virtual resource block (VRB), and PRBs may be mapped to VRBs in a one-to-one correspondence. Two RBs each being located in one of the two slots of a subframe may be referred to as an RB pair. The two RBs of an RB pair may have the same RB number (or RB index). A resource with one symbol by one subcarrier is referred to as a resource element (RE) or tone. Each RE in the resource grid may be uniquely identified by an index pair (k, l) in a slot, k is a frequency-domain index ranging from 0 to N^(DL/UL) _(RB)×N^(RB) _(sc)−1 and l is a time-domain index ranging from 0 to N^(DL/UL) _(symb)−1.

FIG. 5 is a diagram illustrating a UL subframe structure in an LTE system to which various embodiments of the present disclosure are applicable.

Referring to FIG. 5, one subframe 500 includes two 0.5-ms slots 501. Each slot includes a plurality of symbols 502, each corresponding to one SC-FDMA symbol. An RB 503 is a resource allocation unit corresponding to 12 subcarriers in the frequency domain by one slot in the time domain.

A UL subframe is divided largely into a control region 504 and a data region 505. The data region is communication resources used for each UE to transmit data such as voice, packets, and so on, including a physical uplink shared channel (PUSCH). The control region is communication resources used for each UE to transmit an ACK/NACK for a DL channel quality report or a DL signal, a UL scheduling request, and so on, including a physical uplink control channel (PUCCH).

A sounding reference signal (SRS) is transmitted in the last SC-FDMA symbol of a subframe in the time domain.

FIG. 6 is a diagram illustrating a DL subframe structure in an LTE system to which various embodiments of the present disclosure are applicable.

Referring to FIG. 6, up to three (or four) OFDM(A) symbols at the beginning of the first slot of a subframe corresponds to a control region. The remaining OFDM(A) symbols correspond to a data region in which a PDSCH is allocated, and a basic resource unit of the data region is an RB. DL control channels include a physical control format indicator channel (PCFICH), a physical downlink control channel (PDCCH), a physical hybrid-ARQ indicator channel (PHICH), and so on.

The PCFICH is transmitted in the first OFDM symbol of a subframe, conveying information about the number of OFDM symbols (i.e., the size of a control region) used for transmission of control channels in the subframe. The PHICH is a response channel for a UL transmission, conveying a hybrid automatic repeat request (HARQ) acknowledgement (ACK)/negative acknowledgement (NACK) signal. Control information delivered on the PDCCH is called downlink control information (DCI). The DCI includes UL resource allocation information, DL resource control information, or a UL transmit (Tx) power control command for any UE group.

FIG. 7 is a diagram illustrating a radio frame structure in an NR system to which various embodiments of the present disclosure are applicable.

The NR system may support multiple numerologies. A numerology may be defined by a subcarrier spacing (SCS) and a cyclic prefix (CP) overhead. Multiple SCSs may be derived by scaling a default SCS by an integer N (or p). Further, even though it is assumed that a very small SCS is not used in a very high carrier frequency, a numerology to be used may be selected independently of the frequency band of a cell. Further, the NR system may support various frame structures according to multiple numerologies.

Now, a description will be given of OFDM numerologies and frame structures which may be considered for the NR system. Multiple OFDM numerologies supported by the NR system may be defined as listed in Table 4. For a bandwidth part, p and a CP are obtained from RRC parameters provided by the BS.

TABLE 4 μ Δf = 2^(μ) · 15 [kHz] Cyclic prefix 0 15 Normal 1 30 Normal 2 60 Normal, Extended 3 120 Normal 4 240 Normal

In NR, multiple numerologies (e.g., SCSs) are supported to support a variety of 5G services. For example, a wide area in cellular bands is supported for an SCS of IS kHz, a dense-urban area, a lower latency, and a wider carrier bandwidth are supported for an SCS of 30 kHz/60 kHz, and a larger bandwidth than 24.25 GHz is supported for an SCS of 60 kHz or more, to overcome phase noise.

An NR frequency band is defined by two types of frequency ranges, FR1 and FR2. FR1 may be a sub-6 GHz range, and FR2 may be an above-6 GHz range, that is, a millimeter wave (mmWave) band.

Table 5 below defines the NR frequency band, by way of example.

TABLE 5 Frequency range Corresponding designation frequency range Subcarrier Spacing FR1  410 MHz-7125 MHz 15, 30, 60 kHz FR2 24250 MHz-52600 MHz 60, 120, 240 kHz

Regarding a frame structure in the NR system, the time-domain sizes of various fields are represented as multiples of a basic time unit for NR, T_(c)=1/(Δf_(max)*N_(f)) where Δf_(max)=480*10³ Hz and a value N_(f) related to a fast Fourier transform (FFT) size or an inverse fast Fourier transform (IFFT) size is given as N_(f)=4096. T_(c) and T_(s) which is an LTE-based time unit and sampling time, given as T_(s)=1/((15 kHz)*2048) are placed in the following relationship: T_(s)/T_(c)=64. DL and UL transmissions are organized into (radio) frames each having a duration of T_(f)=(Δf_(max)*N_(f)/100)*T_(c)=10 ms. Each radio frame includes 10 subframes each having a duration of T_(sf)=(Δf_(max)*N_(f)/1000)*T_(c)=1 ms. There may exist one set of frames for UL and one set of frames for DL. For a numerology μ, slots are numbered with n^(μ) _(s)∈{0, . . . , N^(slot,μ) _(subframe)−1} in an increasing order in a subframe, and with n^(μ) _(s,f)∈{0, . . . , N^(slot,μ) _(frame)−1} in an increasing order in a radio frame. One slot includes N^(μ) _(symb) consecutive OFDM symbols, and N^(μ) _(symb) depends on a CP. The start of a slot n^(μ) _(s) in a subframe is aligned in time with the start of an OFDM symbol n^(μ) _(s)*N^(μ) _(symb) in the same subframe.

Table 6 lists the number of symbols per slot, the number of slots per frame, and the number of slots per subframe, for each SCS in a normal CP case, and Table 7 lists the number of symbols per slot, the number of slots per frame, and the number of slots per subframe, for each SCS in an extended CP case.

TABLE 6 μ N_(symb) ^(slot) N_(slot) ^(frame, μ) N_(slot) ^(subframe, μ) 0 14 10 1 1 14 20 2 2 14 40 4 3 14 80 8 4 14 160 16

TABLE 7 μ N_(symb) ^(slot) N_(slot) ^(frame, μ) N_(slot) ^(subframe, μ) 2 12 40 4

In the above tables, N^(slot) _(symb) represents the number of symbols in a slot, N^(frame,μ) _(slot) represents the number of slots in a frame, and N^(subframe,μ) _(slot) represents the number of slots in a subframe.

In the NR system to which various embodiments of the present disclosure are applicable, different OFDM(A) numerologies (e.g., SCSs, CP lengths, and so on) may be configured for a plurality of cells which are aggregated for one UE. Accordingly, the (absolute time) period of a time resource including the same number of symbols (e.g., a subframe (SF), a slot, or a transmission time interval (TTI)) (generically referred to as a time unit (TU), for convenience) may be configured differently for the aggregated cells.

FIG. 7 illustrates an example with μ=2 (i.e., an SCS of 60 kHz), in which referring to Table 6, one subframe may include four slots. One subframe={1, 2, 4} slots in FIG. 7, which is exemplary, and the number of slot(s) which may be included in one subframe is defined as listed in Table 6 or Table 7.

Further, a mini-slot may include 2, 4 or 7 symbols, fewer symbols than 2, or more symbols than 7.

FIG. 8 is a diagram illustrating a slot structure in an NR system to which various embodiments of the present disclosure are applicable.

Referring FIG. 8, one slot includes a plurality of symbols in the time domain. For example, one slot includes 7 symbols in a normal CP case and 6 symbols in an extended CP case.

A carrier includes a plurality of subcarriers in the frequency domain. An RB is defined by a plurality of (e.g., 12) consecutive subcarriers in the frequency domain.

A bandwidth part (BWP), which is defined by a plurality of consecutive (P)RBs in the frequency domain, may correspond to one numerology (e.g., SCS, CP length, and so on).

A carrier may include up to N (e.g., 5) BWPs. Data communication may be conducted in an activated BWP, and only one BWP may be activated for one UE. In a resource grid, each element is referred to as an RE, to which one complex symbol may be mapped.

FIG. 9 is a diagram illustrating a self-contained slot structure to which various embodiments of the present disclosure are applicable.

The self-contained slot structure may refer to a slot structure in which all of a DL control channel, DL/UL data, and a UL control channel may be included in one slot.

In FIG. 9, the hatched area (e.g., symbol index=0) indicates a DL control region, and the black area (e.g., symbol index=13) indicates a UL control region. The remaining area (e.g., symbol index=1 to 12) may be used for DL or UL data transmission.

Based on this structure, a BS and a UE may sequentially perform DL transmission and UL transmission in one slot. That is, the BS and UE may transmit and receive not only DL data but also a UL ACK/NACK for the DL data in one slot. Consequently, this structure may reduce a time required until data retransmission when a data transmission error occurs, thereby minimizing the latency of a final data transmission.

In this self-contained slot structure, a predetermined length of time gap is required to allow the BS and the UE to switch from transmission mode to reception mode and vice versa. To this end, in the self-contained slot structure, some OFDM symbols at the time of switching from DL to UL may be configured as a guard period (GP).

While the self-contained slot structure has been described above as including both of a DL control region and a UL control region, the control regions may selectively be included in the self-contained slot structure. In other words, the self-contained slot structure according to various embodiments of the present disclosure may cover a case of including only the DL control region or the UL control region as well as a case of including both of the DL control region and the UL control region, as illustrated in FIG. 12.

Further, the sequence of the regions included in one slot may vary according to embodiments. For example, one slot may include the DL control region, the DL data region, the UL control region, and the UL data region in this order, or the UL control region, the UL data region, the DL control region, and the DL data region in this order.

A PDCCH may be transmitted in the DL control region, and a PDSCH may be transmitted in the DL data region. A PUCCH may be transmitted in the UL control region, and a PUSCH may be transmitted in the UL data region.

The PDCCH may deliver downlink control information (DCI), for example, DL data scheduling information, UL data scheduling information, and so on. The PUCCH may deliver uplink control information (UCI), for example, an acknowledgement/negative acknowledgement (ACK/NACK) information for DL data, channel state information (CSI), a scheduling request (SR), and so on.

The PDSCH conveys DL data (e.g., DL-shared channel transport block (DL-SCH TB)) and uses a modulation scheme such as quadrature phase shift keying (QPSK), 16-ary quadrature amplitude modulation (16QAM), 64QAM, or 256QAM. ATB is encoded into a codeword. The PDSCH may deliver up to two codewords. Scrambling and modulation mapping are performed on a codeword basis, and modulation symbols generated from each codeword are mapped to one or more layers (layer mapping). Each layer together with a demodulation reference signal (DMRS) is mapped to resources, generated as an OFDM symbol signal, and transmitted through a corresponding antenna port.

The PDCCH carries downlink control information (DCI) and is modulated in quadrature phase shift keying (QPSK). One PDCCH includes 1, 2, 4, 8, or 16 control channel elements (CCEs) according to an aggregation level (AL). One CCE includes 6 resource element groups (REGs). One REG is defined by one OFDM symbol by one (P)RB.

FIG. 10 is a diagram illustrating the structure of one REG to which various embodiments of the present disclosure are applicable.

In FIG. 10, D represents an RE to which DCI is mapped, and R represents an RE to which a DMRS is mapped. The DMRS is mapped to REs #1, #5, and #9 along the frequency axis in one symbol

The PDCCH is transmitted in a control resource set (CORESET). A CORESET is defined as a set of REGs having a given numerology (e.g., SCS, CP length, and so on). A plurality of CORESETs for one UE may overlap with each other in the time/frequency domain. A CORESET may be configured by system information (e.g., a master information block (MIB)) or by UE-specific higher layer (RRC) signaling. Specifically, the number of RBs and the number of symbols (up to 3 symbols) included in a CORESET may be configured by higher-layer signaling.

The PUSCH delivers UL data (e.g., a UL-shared channel transport block (UL-SCH TB)) and/or UCI, in cyclic prefix-orthogonal frequency division multiplexing (CP-OFDM) waveforms or discrete Fourier transform-spread-orthogonal division multiplexing (DFT-s-OFDM) waveforms. If the PUSCH is transmitted in DFT-s-OFDM waveforms, the UE transmits the PUSCH by applying transform precoding. For example, if transform precoding is impossible (e.g., transform precoding is disabled), the UE may transmit the PUSCH in CP-OFDM waveforms, and if transform precoding is possible (e.g., transform precoding is enabled), the UE may transmit the PUSCH in CP-OFDM waveforms or DFT-s-OFDM waveforms. The PUSCH transmission may be scheduled dynamically by a UL grant in DCI or semi-statically by higher-layer signaling (e.g., RRC signaling) (and/or layer 1 (L1) signaling (e.g., a PDCCH)) (a configured grant). The PUSCH transmission may be performed in a codebook-based or non-codebook-based manner.

The PUCCH delivers UCI, an HARQ-ACK, and/or an SR and is classified as a short PUCCH or a long PUCCH according to the transmission duration of the PUCCH. Table 8 lists exemplary PUCCH formats.

TABLE 8 PUCCH Length in OFDM Number format symbols N_(symb) ^(PUCCH) of bits Usage Etc 0 1-2  ≤2 HARQ, SR Sequence selection 1 4-14 ≤9 HARQ, [SR] Sequence modulation 2 1-2  >2 HARQ, CSI, [SR] CP-OFDM 3 4-14 >2 HARQ, CSI, [SR] DFT-s-OFDM (no UE multiplexing) 4 4-14 >2 HARQ, CSI, [SR] DFT-s-OFDM (Pre DFT OCC)

PUCCH format 0 conveys UCI of up to 2 bits and is mapped in a sequence-based manner, for transmission. Specifically, the UE transmits specific UCI to the BS by transmitting one of a plurality of sequences on a PUCCH of PUCCH format 0. Only when the UE transmits a positive SR, the UE transmits the PUCCH of PUCCH format 0 in a PUCCH resource for a corresponding SR configuration.

PUCCH format 1 conveys UCI of up to 2 bits and modulation symbols of the UCI are spread with an OCC (which is configured differently whether frequency hopping is performed) in the time domain. The DMRS is transmitted in a symbol in which a modulation symbol is not transmitted (i.e., transmitted in time division multiplexing (TDM)).

PUCCH format 2 conveys UCI of more than 2 bits and modulation symbols of the DCI are transmitted in frequency division multiplexing (FDM) with the DMRS. The DMRS is located in symbols #1, #4, #7, and #10 of a given RB with a density of ⅓. A pseudo noise (PN) sequence is used for a DMRS sequence. For 1-symbol PUCCH format 2, frequency hopping may be activated.

PUCCH format 3 does not support UE multiplexing in the same PRBS, and conveys UCI of more than 2 bits. In other words, PUCCH resources of PUCCH format 3 do not include an OCC. Modulation symbols are transmitted in TDM with the DMRS.

PUCCH format 4 supports multiplexing of up to 4 UEs in the same PRBS, and conveys UCI of more than 2 bits. In other words, PUCCH resources of PUCCH format 3 includes an OCC. Modulation symbols are transmitted in TDM with the DMRS.

1.3. Analog Beamforming

In a millimeter wave (mmW) system, since a wavelength is short, a plurality of antenna elements can be installed in the same area. That is, considering that the wavelength at 30 GHz band is 1 cm, a total of 100 antenna elements can be installed in a 5*5 cm panel at intervals of 0.5 lambda (wavelength) in the case of a 2-dimensional array. Therefore, in the mmW system, it is possible to improve the coverage or throughput by increasing the beamforming (BF) gain using multiple antenna elements.

In this case, each antenna element can include a transceiver unit (TXRU) to enable adjustment of transmit power and phase per antenna element. By doing so, each antenna element can perform independent beamforming per frequency resource.

However, installing TXRUs in all of the about 100 antenna elements is less feasible in terms of cost. Therefore, a method of mapping a plurality of antenna elements to one TXRU and adjusting the direction of a beam using an analog phase shifter has been considered. However, this method is disadvantageous in that frequency selective beamforming is impossible because only one beam direction is generated over the full band.

To solve this problem, as an intermediate form of digital BF and analog BF, hybrid BF with B TXRUs that are fewer than Q antenna elements can be considered. In the case of the hybrid BF, the number of beam directions that can be transmitted at the same time is limited to B or less, which depends on how B TXRUs and Q antenna elements are connected.

FIGS. 11 and 12 are diagrams illustrating representative methods for connecting TXRUs to antenna elements according to various embodiments of the present disclosure. Here, the TXRU virtualization model represents the relationship between TXRU output signals and antenna element output signals.

FIG. 11 shows a method for connecting TXRUs to sub-arrays. In FIG. 11, one antenna element is connected to one TXRU according to various embodiments of the present disclosure.

Meanwhile, FIG. 12 shows a method for connecting all TXRUs to all antenna elements. In FIG. 12, all antenna elements are connected to all TXRUs. In this case, separate addition units are required to connect all antenna elements to all TXRUs as shown in FIG. 12.

In FIGS. 11 and 12, W indicates a phase vector weighted by an analog phase shifter. That is, W is a major parameter determining the direction of the analog beamforming. In this case, the mapping relationship between CSI-RS antenna ports and TXRUs may be 1:1 or 1-to-many.

The configuration shown in FIG. 11 has a disadvantage in that it is difficult to achieve beamforming focusing but has an advantage in that all antennas can be configured at low cost.

On the contrary, the configuration shown in FIG. 12 is advantageous in that beamforming focusing can be easily achieved. However, since all antenna elements are connected to the TXRU, it has a disadvantage of high cost.

When a plurality of antennas is used in the NR system to which the present disclosure is applicable, a hybrid beamforming (BF) scheme in which digital BF and analog BF are combined may be applied. In this case, analog BF (or radio frequency (RF) BF) means an operation of performing precoding (or combining) at an RF stage. In hybrid BF, each of a baseband stage and the RF stage perform precoding (or combining) and, therefore, performance approximating to digital BF can be achieved while reducing the number of RF chains and the number of a digital-to-analog (D/A) (or analog-to-digital (A/D) converters.

For convenience of description, a hybrid BF structure may be represented by N transceiver units (TXRUs) and M physical antennas. In this case, digital BF for L data layers to be transmitted by a transmission end may be represented by an N-by-L matrix. N converted digital signals obtained thereafter are converted into analog signals via the TXRUs and then subjected to analog BF, which is represented by an M-by-N matrix.

FIG. 13 is a diagram schematically illustrating an exemplary hybrid BF structure from the perspective of TXRUs and physical antennas according to the present disclosure. In FIG. 13, the number of digital beams is L and the number analog beams is N.

Additionally, in the NR system to which the present disclosure is applicable, an BS designs analog BF to be changed in units of symbols to provide more efficient BF support to a UE located in a specific area. Furthermore, as illustrated in FIG. 13, when N specific TXRUs and M RF antennas are defined as one antenna panel, the NR system according to the present disclosure considers introducing a plurality of antenna panels to which independent hybrid BF is applicable.

In the case in which the BS utilizes a plurality of analog beams as described above, the analog beams advantageous for signal reception may differ according to a UE. Therefore, in the NR system to which the present disclosure is applicable, a beam sweeping operation is being considered in which the BS transmits signals (at least synchronization signals, system information, paging, and the like) by applying different analog beams in a specific subframe (SF) or slot on a symbol-by-symbol basis so that all UEs may have reception opportunities.

FIG. 14 is a diagram schematically illustrating an exemplary beam sweeping operation for a synchronization signal and system information in a DL transmission procedure according to various embodiments of the present disclosure.

In FIG. 14 below, a physical resource (or physical channel) on which the system information of the NR system to which the present disclosure is applicable is transmitted in a broadcasting manner is referred to as an xPBCH. Here, analog beams belonging to different antenna panels within one symbol may be simultaneously transmitted.

As illustrated in FIG. 14, in order to measure a channel for each analog beam in the NR system to which the present disclosure is applicable, introducing a beam RS (BRS), which is a reference signal (RS) transmitted by applying a single analog beam (corresponding to a specific antenna panel), is being discussed. The BRS may be defined for a plurality of antenna ports and each antenna port of the BRS may correspond to a single analog beam. In this case, unlike the BRS, a synchronization signal or the xPBCH may be transmitted by applying all analog beams in an analog beam group such that any UE may receive the signal well.

1.4. Synchronization Signal Block (SSB) or SS/PBCH Block

In the NR system to which the present disclosure is applicable, a primary synchronization signal (PSS), a secondary synchronization signal (SSS), and/or a physical broadcast signal (PBCH) may be transmitted in one SS block or SS PBCH block (hereinafter, referred to as an SSB or SS/PBCH block). Multiplexing other signals may not be precluded within the SSB.

The SS/PBCH block may be transmitted in a band other than the center of a system band. Particularly, when the BS supports broadband operation, the BS may transmit multiple SS/PBCH blocks.

FIG. 15 is a schematic diagram illustrating an SS/PBCH block applicable to the present disclosure.

As illustrated in FIG. 15, the SS/PBCH block applicable to the present disclosure may include 20 RBs in four consecutive OFDM symbols. Further, the SS/PBCH block may include a PSS, an SSS, and a PBCH, and the UE may perform cell search, system information acquisition, beam alignment for initial access, DL measurement, and so on based on the SS/PBCH block.

Each of the PSS and the SSS includes one OFDM symbol by 127 subcarriers, and the PBCH includes three OFDM symbols by 576 subcarriers. Polar coding and QPSK are applied to the PBCH. The PBCH includes data REs and DMRS REs in every OFDM symbol. There are three DMRS REs per RB, with three data REs between every two adjacent DMRS REs.

Further, the SS/PBCH block may be transmitted even in a frequency band other than the center frequency of a frequency band used by the network.

For this purpose, a synchronization raster being candidate frequency positions at which the UE should detect the SS/PBCH block is defined in the NR system to which the present disclosure is applicable. The synchronization raster may be distinguished from a channel raster.

In the absence of explicit signaling of the position of the SS/PBCH block, the synchronization raster may indicate available frequency positions for the SS/PBCH block, at which the UE may acquire system information.

The synchronization raster may be determined based on a global synchronization channel number (GSCN). The GSCN may be transmitted by RRC signaling (e.g., an MIB, a system information block (SIB), remaining minimum system information (RMSI), other system information (OSI), or the like).

The synchronization raster is defined to be longer along the frequency axis than the channel raster and characterized by a smaller number of blind detections than the channel raster, in consideration of the complexity of initial synchronization and a detection speed.

FIG. 16 is a schematic diagram illustrating an SS/PBCH block transmission structure applicable to the present disclosure.

In the NR system to which the present disclosure is applicable, the BS may transmit an SS/PBCH block up to 64 times for 5 ms. The multiple SS/PBCH blocks may be transmitted on different beams, and the UE may detect the SS/PBCH block on the assumption that the SS/PBCH block is transmitted on a specific one beam every 20 ms.

As the frequency band is higher, the BS may set a larger maximum number of beams available for SS/PBCH block transmission within 5 ms. For example, the BS may transmit the SS/PBCH block by using up to 4 different beams at or below 3 GHz, up to 8 different beams at 3 to 6 GHz, and up to 64 different beams at or above 6 GHz, for 5 ms.

1.5. Synchronization Procedure

The UE may acquire synchronization by receiving the above-described SS/PBCH block from the BS. The synchronization procedure largely includes cell ID detection and timing detection. The cell ID detection may include PSS-based cell ID detection and SSS-based cell ID detection. The timing detection may include PBCH DMRS-based timing detection and PBCH contents-based (e.g., MIB-based) timing detection.

First, the UE may acquire timing synchronization and the physical cell ID of a detected cell by detecting a PSS and an SSS. More specifically, the UE may acquire the symbol timing of the SS block and detect a cell ID within a cell ID group, by PSS detection. Subsequently, the UE detects the cell ID group by SSS detection.

Further, the UE may detect the time index (e.g., slot boundary) of the SS block by the DMRS of the PBCH. The UE may then acquire half-frame boundary information and system frame number (SFN) information from an MIB included in the PBCH.

The PBCH may indicate that a related (or corresponding) RMSI PDCCH/PDSCH is transmitted in the same band as or a different band from that of the SS/PBCH block. Accordingly, the UE may then receive RMSI (e.g., system information other than the MIB) in a frequency band indicated by the PBCH or a frequency band carrying the PBCH, after decoding of the PBCH.

In relation to the operation, the UE may acquire system information.

The MIB includes information/parameters required for monitoring a PDCCH that schedules a PDSCH carrying SystemInformationBlock1 (SIB1), and is transmitted to the UE on the PBCH in the SS/PBCH block by the gNB.

The UE may check whether there is a CORESET for a Type0-PDCCH common search space, based on the MIB. The Type0-PDCCH common search space is a kind of PDCCH search space and used to transmit a PDCCH that schedules an SI message.

In the presence of a Type0-PDCCH common search space, the UE may determine (i) a plurality of contiguous RBs included in the CORESET and one or more consecutive symbols and (ii) a PDCCH occasion (e.g., a time-domain position for PDCCH reception), based on information (e.g., pdcch-ConfigSIB1) included in the MIB.

In the absence of a Type0-PDCCH common search space, pdcch-ConfigSIB1 provides information about a frequency position at which the SSB/SIB1 exists and a frequency range in which the SSB/SIB1 does not exist.

SIB1 includes information about the availability and scheduling of the other SIBs (hereinafter, referred to as SIBx where x is 2 or a larger integer). For example, SIB1 may indicate whether SIBx is periodically broadcast or provided in an on-demand manner (or upon request of the UE). When SIBx is provided in the on-demand manner, SIB1 may include information required for an SI request of the UE. SIB1 is transmitted on a PDSCH. A PDCCH that schedules SIB1 is transmitted in a Type0-PDCCH common search space, and SIB1 is transmitted on a PDSCH indicated by the PDCCH.

1.6. Quasi Co-Located or Quasi Co-Location (QCL)

In the present disclosure, QCL may mean one of the following.

(1) If two antenna ports are “quasi co-located (QCL)”, the UE may assume that large-scale properties of a signal received from a first antenna port may be inferred from a signal received from the other antenna port. The “large-scale properties” may include one or more of the following.

-   -   Delay spread     -   Doppler spread     -   Frequency shift     -   Average received power     -   Received Timing

(2) If two antenna ports are “quasi co-located (QCL)”, the UE may assume that large-scale properties of a channel over which a symbol on one antenna port is conveyed may be inferred from a channel over which a symbol on the other antenna port is conveyed). The “large-scale properties” may include one or more of the following.

-   -   Delay spread     -   Doppler spread     -   Doppler shift     -   Average gain     -   Average delay     -   Average angle (AA): When it is said that QCL is guaranteed         between antenna ports in terms of AA, this may imply that when a         signal is to be received from other antenna port(s) based on an         AA estimated from specific antenna port(s), the same or similar         reception beam direction (and/or reception beam width/sweeping         degree) may be set and the reception is processed accordingly         (in other words, that when operated in this manner, reception         performance at or above a certain level is guaranteed).     -   Angular spread (AS): When it is said that QCL is guaranteed         between antenna ports in terms of AS, this may imply that an AS         estimated from one antenna port may be derived/estimated/applied         from an AS estimated from another antenna port.     -   Power Angle(-of-Arrival) Profile (PAP): When it is said that QCL         is guaranteed between antenna ports in terms of PAP, this may         imply that a PAP estimated from one antenna port may be         derived/estimated/applied from a PAP estimated from another         antenna port (or the PAPs may be treated as similar or         identical).

In the present disclosure, both of the concepts defined in (1) and (2) described above may be applied to QCL. Alternatively, the QCL concepts may be modified such that it may be assumed that signals are transmitted from a co-location, for signal transmission from antenna ports for which the QCL assumption is established (e.g., the UE may assume that the antenna ports are transmitted from the same transmission point).

In the present disclosure, partial QCL between two antenna ports may mean that at least one of the foregoing QCL parameters for one antenna port is assumed/applied/used as the same as for the other antenna port (when an associated operation is applied, performance at or above a certain level is guaranteed).

1.7. Bandwidth Part (BWP)

In the NR system to which the present disclosure is applicable, frequency resources of up to 400 MHz per component carrier (CC) may be allocated/supported. When a UE operating in such a wideband CC always operates with a radio frequency (RF) module for the entire CCs turned on, battery consumption of the UE may increase.

Alternatively, considering various use cases (e.g., enhanced mobile broadband (eMBB), ultra-reliable and low latency communication (URLLC), and massive machine type communication (mMTC), and so on) operating within a single wideband CC, a different numerology (e.g., SCS) may be supported for each frequency band within the CC.

Alternatively, the maximum bandwidth capability may be different for each UE.

In consideration of the above situation, the BS may indicate/configure the UE to operate only in a partial bandwidth instead of the entire bandwidth of the wideband CC. The partial bandwidth may be defined as a BWP.

A BWP may include contiguous RBs on the frequency axis, and one BWP may correspond to one numerology (e.g., SCS, CP length, slot/mini-slot duration, and so on).

The BS may configure a plurality of BWPs in one CC configured for the UE. For example, the BS may configure a BWP occupying a relatively small frequency area in a PDCCH monitoring slot, and schedule a PDSCH indicated by the PDCCH (or a PDSCH scheduled by the PDCCH) in a larger BWP. Alternatively, when UEs are concentrated on a specific BWP, the BS may configure another BWP for some of the UEs, for load balancing. Alternatively, the BS may exclude some spectrum of the entire bandwidth and configure both of the BWPs in the same slot in consideration of frequency-domain inter-cell interference cancellation between neighboring cells.

The BS may configure at least one DL/UL BWP for a UE associated with a wideband CC, activate at least one of the configured DL/UL BWP(s) at a specific time (by L1 signaling (e.g., DCI or the like), MAC signaling, or RRC signaling). The activated DL/UL BWP may be referred to as an active DL/UL BWP. Before initial access or RRC connection setup, the UE may not receive a DL/UL BWP configuration from the BS. A DL/UL BWP that the UE assumes in this situation is defined as an initial active DL/UL BWP.

More specifically, according to various embodiments of the present disclosure, the UE may perform the following BWP operation.

A UE, which has been configured to operate BWPs of a serving cell, is configured with up to four DL BWPs within the DL bandwidth of the serving cell by a higher-layer parameter (e.g., DL-BWP or BWP-Downlink) and up to four UL BWPs within the UL bandwidth of the serving cell by a higher-layer parameter (e.g., UL-BWP or BWP-Uplink).

When the UE fails to receive a higher-layer parameter initialDownlinkBWP, an initial active DL BWP may be defined by the positions and number of consecutive PRBs: consecutive PRBs from the lowest index to the highest index among PRBs included in a CORESET for a Type-0 PDCCH CSS set. Further, the initial active DL BWP is defined by an SCS and a CP for PDCCH reception in the CORESET for the Type-0 PDCCH CSS set. Alternatively, the initial active DL BWP is provided by the higher-layer parameter initialDownlinkBWP. For an operation in a primary cell or a secondary cell, an initial active UL BWP is indicated to the UE by a higher-layer parameter initialUplinkBWP. When a supplementary UL carrier is configured for the UE, an initial active UL BWP on the supplementary UL carrier may be indicated to the UE by initialUplinkBW in a higher-layer parameter supplementary Uplink.

When the UE has a dedicated BWP configuration, the UE may be provided with a first active DL BWP for reception by a higher-layer parameterfirstActiveDownlinkBWP-Id and a first active UL BWP for transmission on the carrier of the primary cell by a higher-layer parameter firstActive UplinkGBWP-Id.

For each DL BWP of a DL BWP set or each UL BWP of a UL BWP set, the UE may be provided with the following parameters.

-   -   An SCS provided based on a higher-layer parameter (e.g.,         subcarrier Spacing).     -   A CP provided based on a higher-layer parameter (e.g.,         cyclicPrefix).     -   The number of common RBs and contiguous RBs is provided based on         a higher-layer parameter locationAndBandwidth. The higher-layer         parameter locationAndBandwidth indicates an offset RB_(start)         and a length L_(RB) based on a resource indication value (RIV).         It is assumed that N^(size) _(BWP) is 275 and O_(carrier) is         provided by offsetToCarrier for the higher-layer parameter         subcarrierSpacing.     -   An index in the set of DL BWPs or the set of UL BWPs, provided         based on a higher-layer parameter (e.g., bwp-Id) in UL and DL         independently.     -   A BWP-common set parameter or BWP-dedicated set parameter         provided based on a higher-layer parameter (e.g., bwp-Common or         bwp-Dedicated).

For an unpaired spectrum operation, a DL BWP in a set of DL BWPs with indexes provided by a higher-layer parameter (e.g., bwp-Id) is linked to a UL BWP in a set of UL BWPs with the same indexes, when the DL BWP index and the UL BWP index are identical. For the unpaired spectrum operation, when the higher-layer parameter bwp-Id of a DL BWP is the same as the higher-layer parameter bwp-Id of a UL BWP, the UE does not expect to receive a configuration in which the center frequency for the DL BWP is different from the center frequency for the UL BWP.

For each DL BWP in a set of DL BWPs of the primary cell (referred to as PCell) or of a PUCCH secondary cell (referred to as PUCCH-SCell), the UE may configure CORESETs for every CSS set and a USS The UE does not expect to be configured without a CSS on the PCell or the PUCCH-SCell in an active DL BWP.

When the UE is provided with controlResourceSelZero and searchSpaceZero in a higher-layer parameter PDCCH-ConfigSIB1 or a higher-layer parameter PDCCH-ConfigCommon, the UE determines a CORESET for a search space set based on controlResourcesetZero and determines corresponding PDCCH monitoring occasions. When the active DL BWP is not the initial DL BWP, the UE determines PDCCH monitoring occasions for the search space set, only if the bandwidth of the CORESET is within the active DL BWP and the active DL BWP has the same SCS configuration and CP as the initial DL BWP.

For each UL BWP in a set of UL BWPs of the PCell or the PUCCH-SCell, the UE is configured with resource sets for PUCCH transmissions.

The UE receives a PDCCH and a PDSCH in a DL BWP according to a configured SCS and CP length for the DL BWP. The UE transmits a PUCCH and a PUSCH in a UL BWP according to a configured SCS and CP length for the UL BWP.

When a bandwidth part indicator field is configured in DCI format 1_1, the value of the bandwidth part indicator field indicates an active DL BWP in the configured DL BWP set, for DL receptions. When a bandwidth part indicator field is configured in DCI format 0_1, the value of the bandwidth part indicator field indicates an active UL BWP in the configured UL BWP set, for UL transmissions.

If a bandwidth part indicator field is configured in DCI format 0_1 or DCI format 1_1 and indicates a UL or DL BWP different from the active UL BWP or DL BWP, respectively, the UE may operate as follows.

-   -   For each information field in the received DCI format 0_1 or DCI         format 1_1,         -   if the size of the information field is smaller than a size             required for interpretation of DCI format 0_1 or DCI format             1_1 for the UL BWP or DL BWP indicated by the bandwidth part             indicator, the UE prepends zeros to the information field             until its size is the size required for the interpretation             of the information field for the UL BWP or DL BWP before the             information field of DCI format 0_1 or DCI format 1_1 is             interpreted.         -   if the size of the information field is larger than the size             required for interpretation of DCI format 0_1 or DCI format             1_1 for the UL BWP or DL BWP indicated by the bandwidth part             indicator, the UE uses as many least significant bits (LSBs)             of DCI format 0_1 or DCI format 1_1 as the size required for             the UL BWP or DL BWP indicated by the bandwidth part             indicator before interpreting the information field of DCI             format 0_1 or DCI format 1_1     -   The UE sets the active UL BWP or DL BWP to the UL BWP or DL BWP         indicated by the bandwidth part indicator in DCI format 0_1 or         DCI format 1_1.

The UE does not expect to detect DCI format 1_1 or DCI format 0_1 indicating an active DL BWP or active UL BWP change with a time-domain resource assignment field providing a slot offset value smaller than a delay required for the UE for an active DL BWP change or UL BWP change.

When the UE detects DCI format 1_1 indicating an active DL BWP change for a cell, the UE is not required to receive or transmit a signal in the cell during a time period from the end of the third symbol of a slot in which the UE receives a PDCCH including DCI format 1_1 until the beginning of a slot indicated by the slot offset value of the time-domain resource assignment field in DCI format 1_1.

If the UE detects DCI format 0_1 indicating an active UL BWP change for a cell, the UE is not required to receive or transmit a signal in the cell during a time period from the end of the third symbol of a slot in which the UE receives a PDCCH including DCI format 0_1 until the beginning of a slot indicated by the slot offset value of the time-domain resource assignment field in DCI format 0_1.

The UE does not expect to detect DCI format 1_1 indicating an active DL BWP change or DCI format 0_1 indicating an active UL BWP change in a slot other than the first slot of a set of slots for the SCS of a cell that overlaps with a time period during which the UE is not required to receive or transmit a signal for an active BWP change in a different cell.

The UE expects to detect DCI format 0_1 indicating an active UL BWP change or DCI format 1_1 indicating an active DL BWP change, only if a corresponding PDCCH is received within the first 3 symbols of a slot.

For the serving cell, the UE may be provided with a higher-layer parameter defaultDownlinkBWP-Id indicating a default DL BWP among the configured DL BWPs. If the UE is not provided with a default DL BWP by defaultDownlinkBWP-Id, the default DL BWP may be set to the initial active DL BWP.

When the UE is provided with a timer value for the PCell by a higher-layer parameter bwp-InactivityTimer and the timer is running, the UE decrements the timer at the end of a subframe for FR1 (below 6 GHz) or at the end of a half subframe for FR2 (above 6 GHz), if a restarting condition is not met during a time period corresponding to the subframe for FR1 or a time period corresponding to the half-subframe for FR2.

For a cell in which the UE changes an active DL BWP due to expiration of a BWP inactivity timer and for accommodating a delay in the active DL BWP change or the active UL BWP change required by the UE, the UE is not required to receive or transmit a signal in the cell during a time period from the beginning of a subframe for FR1 or a half subframe for FR2, immediately after the BWP inactivity timer expires until the beginning of a slot in which the UE may receive or transmit a signal.

When the BWP inactivity timer of the UE for the specific cell expires within the time period during which the UE is not required to receive or transmit a signal for the active UL/DL BWP change in the cell or in a different cell, the UE may delay the active UL/DL BWP change triggered by expiration of the BWP activity timer until the subframe for FR1 or the half-subframe for FR2 immediately after the UE completes the active UL/DL BWP change in the cell or in the different cell.

When the UE is provided with a first active DL BWP by a higher-layer parameter firstActiveDownlinkBWP-Id and a first active UL BWP by a higher-layer parameter firstActiveUplinkBWP-Id on a carrier of the secondary cell, the UE uses the indicated DL BWP and the indicated UL BWP as the respective first active DL BWP and first active UL BWP on the carrier of the secondary cell.

For a paired spectrum operation, when the UE changes an active UL BWP on the PCell during a time period between a detection time of DCI format 1_0 or DCI format 1_1 and a transmission time of a corresponding PUCCH including HARQ-ACK information, the UE does not expect to transmit the PUCCH including the HARQ-ACK information in PUCCH resources indicated by DCI format 1_0 or DCI format 1_1.

When the UE performs radio resource management (RRM) measurement for a bandwidth outside the active DL BWP for the UE, the UE does not expect to monitor a PDCCH.

1.8. Slot Configuration

In various embodiments of the present disclosure, a slot format includes one or more DL symbols, one or more UL symbols, and a flexible symbol. In various embodiments of the present disclosure, the corresponding configurations will be described as DL, UL, and flexible symbol(s), respectively, for the convenience of description.

The following may be applied to each serving cell.

When the UE is provided with a higher-layer parameter TDD-UL-DL-ConfigurationCommon, the UE may configure a slot format per slot over a certain number of slots, indicated by the higher-layer parameter TDD-UL-DL-ConfigurationCommon.

The higher-layer parameter TDD-UL-DL-ConfigurationCommon may provide the following.

-   -   A reference SCS configuration based on a higher-layer parameter         referenceSubcarrierSpacing.     -   A higher-layer parameter pattern 1.

The higher-layer parameter pattern 1 may provide the following.

-   -   A slot configuration periodicity P msec based on a higher-layer         parameter dl-UL-TransmissionPeriodicity.     -   The number d_(slots) of slots including only DL symbols based on         a higher-layer parameter nrofDownlinkSlots.     -   The number d_(sym) of DL symbols based on a higher-layer         parameter nrofDownlinkSymbols.     -   The number u_(slots) of slots including only UL symbols based on         a higher-layer parameter nrofUplinkSlots.     -   The number U_(sym) of UL symbols based on a higher-layer         parameter nrofUplinkSymbols.

For an SCS configuration μ_(ref)−3, only P=0.625 msec may be valid. For an SCS configuration μ_(ref)−2 or μ_(ref)−3, only P=1.25 msec may be valid. For an SCS configuration μ_(ref)−1, μ_(ref)−2 or μ_(ref)−3, only P=2.5 msec may be valid.

The slot configuration periodicity (P msec) includes S slots given by S=P·2^(μ) ^(ref) in an SCS configuration μ_(ref). The first d_(slot) slots of the S slots include only DL symbols, and the last u_(slots) slots of the S slots include only UL symbols, d_(sym) symbols following the first d_(slots) slots are DL symbols. u_(sym) symbols preceding the u_(slots) slots are UL symbols. The remaining S−d_(slot)−u_(slots))·N_(symb) ^(slot)−d_(sym)−u_(sym) symbols are flexible symbols.

The first symbol of every 20/P period is the first symbol of an even-numbered frame.

When the higher-layer parameter TDD-UL-DL-ConfigurationCommon provides higher-layer parameters pattern1 and pattern2, the UE configures a slot format per slot over a first number of slots based on the higher-layer parameter pattern7, and a slot format per slot over a second number of slots based on the higher-layer parameter pattern2.

The higher-layer parameter pattern2 may provide the following.

-   -   A slot configuration periodicity P₂ msec based on a higher-layer         parameter dl-UL-TransmissionPeriodicity.     -   The number d_(slots,2) of slots including only DL symbols based         on a higher-layer parameter nrofDownlinkSlots.     -   The number d_(sym,2) of DL symbols based on a higher-layer         parameter nrofDownlinkSymbols.     -   The number u_(slots,2) of slots including only UL symbols based         on a higher-layer parameter nrofUplinkSlots.     -   The number u_(sym,2) of UL symbols based on a higher-layer         parameter nrofUplinkSymbols.

A P₂ value applicable according to an SCS configuration is equal to a P value applicable according to the SCS configuration.

A slot configuration periodicity P+P2 msec includes the first S slots where S=P·2^(μ) ^(ref) and the second S₂ slots where S₂=P₂·2^(μ) ^(ref) .

The first d_(slots,2) ones of the S₂ slots include only DL symbols, and the last u_(slots,2) ones of the S₂ slots include only UL symbols, d_(sym,2) symbols following the first d_(slots,2) slots are DL symbols. u_(sym,2) symbols preceding the u_(slots,2) slots are UL symbols. The remaining (S₂−d_(slots,2)−u_(slots,2))·N_(symb) ^(slot)−d_(sym,2)−u_(sym,2) symbols are flexible symbols.

The UE expects the value of P+P₂ to be divided by 20 msec without a remainder. In other words, the UE expects the value of P+P₂ to be an integer multiple of 20 msec.

The first symbol of every 20/(P+P₂) period is the first symbol of an even-numbered frame.

The UE expects that the reference SCS configuration μ_(ref) is smaller than or equal to an SCS configuration μ for any configured DL BWP or UL BWP. Each slot (configuration) provided by the higher-layer parameter pattern1 or pattern2 is applicable to 2^((μ−μ) ^(ref) ⁾ consecutive slots in the active DL BWP or active UL BWP in the first slot which starts at the same time as the first slot for the reference SCS configuration μ^(ref). Each DL, flexible, or UL symbol for the reference SCS configuration μ^(ref) corresponds to 2^((μ−μ) ^(ref) ⁾ consecutive DL, flexible, or UL symbols for the SCS configuration μ.

When the UE is additionally provided with a higher-layer parameter Tdd-UL-DL-ConfigurationDedicated, the higher-layer parameter Tdd-UL-DL-ConfigurationDedicated overrides only flexible symbols per slot over the number of slots as provided by the higher-layer parameter Tdd-UL-DL-ConfigurationCommon.

The higher-layer parameter Tdd-UL-DL-ConfigurationDedicated may provide the following.

-   -   A set of slot configurations based on a higher-layer parameter         slotSpecificConfigurationsToAddModList.     -   Each slot configuration in the set of slot configurations.     -   A slot index based on a higher-layer parameter slotIndex.     -   A set of symbols based on a higher-layer parameter symbols.         -   If the higher-layer parameter symbols=allDownlink, all             symbols in the slot are DL symbols.         -   If the higher-layer parameter symbols=allUplink, all symbols             in the slot are UL symbols.         -   If the higher-layer parameter symbols=explicit, the             higher-layer parameter nrofDownlinkSymbols provides the             number of first DL symbols in the slot, and the higher-layer             parameter nrofUplinkSymbols provides the number of last UL             symbols in the slot. If the higher-layer parameter             nrofDownlinkSymbols is not provided, this implies that there             are no first DL symbols in the slot. If the higher-layer             parameter nrofUplinkSymbols is not provided, this implies             that there are no last UL symbols in the slot. The remaining             symbols in the slot are flexible symbols.

For each slot having an index provided by a higher-layer parameter slotIndex, the UE applies a (slot) format provided by a corresponding symbols. The UE does not expect the higher-layer parameter TDD-UL-DL-ConfigurationDedicated to indicate, as UL or DL, a symbol that the higher-layer parameter TDD-UL-DL-ConfigurationCommon indicates as DL or UL.

For each slot configuration provided by the higher-layer parameter TDD-UL-DL-ConfigurationDedicated, a reference SCS configuration is the reference SCS configuration μ_(ref) provided by the higher-layer parameter TDD-UL-DL-ConfigurationCommon.

A slot configuration periodicity and the number of DL/UL/flexible symbols in each slot of the slot configuration periodicity is determined based on the higher-layer parameters TDD-UL-DL-ConfigurationCommon and TDD-UL-DL-ConfigurationDedicated, and the information is common to each configured BWP.

The UE considers symbols in a slot indicated as DL by the higher-layer parameter TDD-UL-DL-ConfigurationCommon or TDD-UL-DL-ConfigurationDedicated to be available for signal reception. Further, the UE considers symbols in a slot indicated as UL by the higher-layer parameter TDD-UL-DL-ConfigurationCommon or TDD-UL-DL-ConfigurationDedicated to be available for signal transmission.

If the UE is not configured to monitor a PDCCH for DCI format 2_0, for a set of symbols of a slot that are indicated as flexible by the higher-layer parameter TDD-UL-DL-ConfigurationCommon or TDD-UL-DL-ConfigurationDedicated, or when the higher-layer parameters TDD-UL-DL-ConfigurationCommon and TDD-UL-DL-ConfigurationDedicated are not provided to the UE, the UE may operate as follows.

-   -   The UE may receive a PDSCH or a CSI-RS in the set of symbols of         the slot, when the UE receives a corresponding indication by DCI         format 1_0, DCI format 1_1, or DCI format 0_1.     -   The UE may transmit a PUSCH, a PUCCH, a PRACH, or an SRS in the         set of symbols of the slot, if the UE receives a corresponding         indication by DCI format 0_0, DCI format 0_1, DCI format 1_0,         DCI format 1_1, or DCI format 2_3.

It is assumed that the UE is configured by the higher layer to receive a PDCCH, a PDSCH, or a CSI-RS in a set of symbols of a slot. When the UE does not detect DCI format 0_0, DCI format 0_1, DCI format 1_0, DCI format 1_1, or DCI format 2_3 that indicates to the UE to transmit a PUSCH, a PUCCH, a PRACH, or an SRS in at least one symbol of the set of symbols of the slot, the UE may receive the PDCCH, the PDSCH, or the CSI-RS. Otherwise, that is, when the UE detects DCI format 0_0, DCI format 0_1, DCI format 1_0, DCI format 1_1, or DCI format 2_3 that indicates to the UE to transmit a PUSCH, a PUCCH, a PRACH, or an SRS in at least one symbol of the set of symbols of the slot, the UE does not receive the PDCCH, the PDSCH, or the CSI-RS in the set of symbols of the slot.

When the UE is configured by the higher layer to transmit an SRS, a PUCCH, a PUSCH, or a PRACH in a set of symbols of a slot and detects DCI format 1_0, DCI format 1_1, or DCI format 0_1 indicating to the UE to receive a CSI-RS or a PDSCH in a subset of symbols from the set of symbols, the UE operates as follows.

-   -   The UE does not expect to cancel signal transmission in a subset         of symbols that occur after fewer symbols than a PUSCH         preparation time T_(proc,2) for a corresponding UE processing         capability on the assumption that d_(2,1)=1, relative to the         last symbol of a CORESET in which the UE detects DCI format 1_0,         DCI format 1_1, or DCI format 0_1     -   The UE cancels the PUCCH, PUSCH, or PRACH transmission in the         remaining symbols of the set of symbols, and cancels the SRS         transmission in the remaining symbols of the set of symbols.

For a set of symbols of a slot that are indicated as UL by the higher-layer parameter TDD-UL-DL-ConfigurationCommon or TDD-UL-DL-ConfigurationDedicated, the UE does not receive a PDCCH, a PDSCH, or a CSI-RS in the set of symbols of the slot.

For a set of symbols of a slot that are indicated as DL by the higher-layer parameter TDD-UL-DL-ConfigurationCommon or TDD-UL-DL-ConfigurationDedicated, the UE does not transmit a PUSCH, a PUCCH, a PRACH, or an SRS in the set of symbols of the slot.

For a set of symbols of a slot that are indicated as flexible by the higher-layer parameter TDD-UL-DL-ConfigurationCommon or TDD-UL-DL-ConfigurationDedicated, the UE does not expect to receive a dedicated configuration for transmission from the UE and a dedicated configuration for reception at the UE in the set of symbols of the slot.

For a set of symbols of a slot indicated by a higher-layer parameter ssb-PositionInBurst in a higher-layer parameter SystemInformationBlockType1 or ServingCellConfigCommon, for reception of SS/PBCH blocks, the UE does not transmit a PUSCH, a PUCCH, or a PRACH in the slot if a transmission overlaps with any symbol of the set of symbols, and the UE does not transmit an SRS in the set of symbols of the slot. When the higher-layer parameter TDD-UL-DL-ConfigurationCommon or TDD-UL-DL-ConfigDedicated is provided to the UE, the UE does not expect the set of symbols of the slot to be indicated as UL by the higher-layer parameter.

For a set of symbols of a slot corresponding to a valid PRACH occasion, and N_(gap) symbols before the valid PRACH occasion, when a signal reception overlaps with any symbol of the set of symbols in the slot, the UE does not receive a PDCCH, a PDSCH, or a CSI-RS for a Type1-PDCCH CSS set. The UE does not expect the set of symbols of the slot to be indicated as DL by the higher-layer parameter TDD-UL-DL-ConfigurationCommon or TDD-UL-DL-ConfigDedicated.

For a set of symbols of a slot indicated by a higher-layer parameter pdcch-ConfigSIB1 in an MIB for a CORESET for a Type0-PDCCH CSS set, the UE does not expect the set of symbols to be indicated as UL by the higher-layer parameter TDD-UL-DL-ConfigurationCommon or TDD-UL-DL-ConfigDedicated.

When the UE is scheduled by DCI format 1_1 to receive a PDSCH over multiple slots, and the higher-layer parameter TDD-UL-DL-ConfigurationCommon or TDD-UL-DL-ConfigDedicated indicates that, for one of the multiple slots, at least one symbol in a set of symbols in which the UE is scheduled to receive a PDSCH in the slot is a UL symbol, the UE does not receive the PDSCH in the slot.

When the UE is scheduled by DCI format 0_1 to transmit a PUSCH over multiple slots, and the higher-layer parameter TDD-UL-DL-ConfigurationCommon or TDD-UL-DL-ConfigDedicated indicates that, for one of the multiple slots, at least one symbol in a set of symbols in which the UE is scheduled to receive a PDSCH in the slot is a DL symbol, the UE does not transmit the PUSCH in the slot.

A detailed description will be given below of a UE operation for determining a slot format. The UE operation may apply for a serving cell included in a set of serving cells configured for a UE by higher-layer parameters slotFormatCombToAddModList and slotFormatCombToReleaseList.

If the UE is configured with a higher-layer parameter SlotFormatIndicator, the UE is provided with an SFI-RNTI by a higher-layer parameter sfi-RNTI and with a payload size of DCI format 2_0 by a higher-layer parameter dci-PayloadSize.

For one or more serving cells, the UE is also provided with a configuration for a search space set S and a corresponding CORESET P. The search space set S and the corresponding CORESET P may be provided for monitoring M_(p,s) ^((L) ^(SFI) ⁾ PDCCH candidates for DCI format 2_0 with a CCE aggregation level including L_(SFI) CCES.

The M_(p,s) ^((L) ^(SFI) ⁾ PDCCH candidates are the first M_(p,s) ^((L) ^(SFI) ⁾ PDCCH candidates for the CCE aggregation level L_(SFI) for the search space set S in the CORESET P.

For each serving cell in the set of serving cells, the UE may be provided with:

-   -   an ID of the serving cell based on a higher-layer parameter         servingCellId.     -   a location of an SFI-index field in DCI format 2_0 based on a         higher-layer parameter positionInDCI.     -   a set of slot format combinations based on a higher-layer         parameter slotFormatCombinations, where each slot format         combination in the set of slot format combinations includes         -   one or more slot formats based on a higher-layer parameter             slotFormats for the slot format combination, and         -   mapping for the slot format combination provided by the             higher-layer parameter slotFormats to a corresponding             SFI-index field value in DCI format 2_0 provided by a             higher-layer parameter slotFormatCombinationId.     -   for an unpaired spectrum operation, a reference SCS         configuration μ_(SFI) based on a higher-layer parameter         subcarrier Spacing. When a supplementary UL carrier is         configured for the serving cell, a reference SCS configuration         μ_(SFI-SUL) based on a higher-layer parameter subcarrierSpacing2         for the supplementary UL carrier.     -   for a paired spectrum operation, a reference SCS configuration         μ_(SFI, DL) for a DL BWP based on the higher-layer parameter         subcarrierSpacing and a reference SCS configuration μ_(SFI, UL)         for an UL BWP based on the higher-layer parameter         subcarrierSpacing2.

An SFI-index field value in DCI format 2_0 indicates to the UE a slot format for each slot in a number of slots for each DL BWP or each UL BWP starting from a slot in which the UE detects DCI format 2_0. The number of slots is equal to or larger than a PDCCH monitoring periodicity for DCI format 2_0. The SFI-index field includes max {┌log₂(maxSFIindex+1)┐,1} bits where maxSFIindex is the maximum of the values provided by the corresponding higher-layer parameter slotFormatCombinationId. A slot format is identified by a corresponding format index as provided in Table 11 to Table 14. In Table 9 to Table 12, ‘D’ denotes a DL symbol, ‘U’ denotes a UL symbol, and ‘F’ denotes a flexible symbol. In Table 9 to Table 12, ‘D’ denotes a DL symbol, ‘U’ denotes a UL symbol, and ‘F’ denotes a flexible symbol.

TABLE 9 Symbol number in a slot Format 0 1 2 3 4 5 6 7 8 9 10 11 12 13  0 D D D D D D D D D D D D D D  1 U U U U U U U U U U U U U U  2 F F F F F F F F F F F F F F  3 D D D D D D D D D D D D D F  4 D D D D D D D D D D D D F F  5 D D D D D D D D D D D F F F  6 D D D D D D D D D D F F F F  7 D D D D D D D D D F F F F F  8 F F F F F F F F F F F F F U  9 F F F F F F F F F F F F U U 10 F U U U U U U U U U U U U U 11 F F U U U U U U U U U U U U 12 F F F U U U U U U U U U U U 13 F F F F U U U U U U U U U U 14 F F F F F U U U U U U U U U

TABLE 10 15 F F F F F F U U U U U U U U 16 D F F F F F F F F F F F F F 17 D D F F F F F F F F F F F F 18 D D D F F F F F F F F F F F 19 D F F F F F F F F F F F F U 20 D D F F F F F F F F F F F U 21 D D D F F F F F F F F F F U 22 D F F F F F F F F F F F U U 23 D D F F F F F F F F F F U U 24 D D D F F F F F F F F F U U 25 D F F F F F F F F F F U U U 26 D D F F F F F F F F F U U U 27 D D D F F F F F F F F U U U 28 D D D D D D D D D D D D F U 29 D D D D D D D D D D D F F U 30 D D D D D D D D D D F F F U 31 D D D D D D D D D D D F U U 32 D D D D D D D D D D F F U U

TABLE 11 33 D D D D D D D D D F F F U U 34 D F U U U U U U U U U U U U 35 D D F U U U U U U U U U U U 36 D D D F U U U U U U U U U U 37 D F F U U U U U U U U U U U 38 D D F F U U U U U U U U U U 39 D D D F F U U U U U U U U U 40 D F F F U U U U U U U U U U 41 D D F F F U U U U U U U U U 42 D D D F F F U U U U U U U U 43 D D D D D D D D D F F F F U 44 D D D D D D F F F F F F U U 45 D D D D D D F F U U U U U U

TABLE 12  46 D D D D D F U D D D D D F U  47 D D F U U U U D D F U U U U  48 D F U U U U U D F U U U U U  49 D D D D F F U D D D D F F U  50 D D F F U U U D D F F U U U  51 D F F U U U U D F F U U U U  52 D F F F F F U D F F F F F U  53 D D F F F F U D D F F F F U  54 F F F F F F F D D D D D D D  55 D D F F F U U U D D D D D D  56-254 Reserved 255 UE determines the slot format for the slot based on TDD-UL-DL-ConfigurationCommon, or TDD-UL-DL-ConfigDedicated and, if any, on detected DCI formats

If a PDCCH monitoring periodicity for DCI format 2_0, provided to the UE for the search space set S by a higher-layer parameter monitoringSlotPeriodicityAndOffset, is smaller than the duration of a slot format combination that the UE obtains in a PDCCH monitoring occasion for DCI format 2_0 by a corresponding SFI-index field value, and the UE detects more than one DCI format 2_0 indicating a slot format for a slot, the UE expects each of the more than one DCI format 2_0 to indicate the same (slot) format for the slot.

The UE does not expect to be configured to monitor a PDCCH for DCI format 2_0 on a second serving cell that uses a larger SCS than the serving cell.

For an unpaired spectrum operation of the UE on a serving cell, the UE is provided, by a higher-layer parameter subcarrierSpacing, with a reference SCS configuration μ_(SFI) for each slot format in a combination of slot formats indicated by an SFI-index field value in DCI format 2_0. The UE expects that for a reference SCS configuration μ_(SFI) and for an SCS configuration for an active DL BWP or an active UL BWP, μ≥μ_(SFI). Each slot format in the combination of slot formats indicated by the SFI-index field value in DCI format 2_0 is applicable to 2^((μ−μ) ^(SFI) ⁾ consecutive slots in the active DL BWP or the active UL BWP in which the first slot starts at the same time as the first slot for the reference SCS configuration μ_(SFI). Each DL or flexible or UL symbol for the reference SCS configuration μ_(SFI) corresponds to 2^((μ−μ) ^(SFI) ⁾ consecutive DL or flexible or UL symbols for the SCS configuration μ.

For a paired spectrum operation of the UE on a serving cell, the SFI-index field in DCI format 2_0 includes a combination of slot formats for a reference DL BWP and a combination of slot formats for a reference UL BWP of the serving cell. The UE is provided with a reference SCS configuration μ_(SFI) for each slot format in the combination of slot formats indicated by the value. For the reference SCS configuration μ_(SFI) and an SCS configuration for the active DL BWP or the active UL BWP, the UE expects that μ≥μ_(SFI). The UE is provided, by a higher-layer parameter subcarrierSpacing, with a reference SCS configuration μ_(SFI, DL) for the combination of slot formats indicated by the SFI-index field value in DCI format 2_0 for the reference DL BWP of the serving cell. The UE is provided, by a higher-layer parameter subcarrierSpacing2, with a reference SCS configuration μ_(SFI, UL) for the combination of slot formats indicated by the SFI-index field value in DCI format 2_0 for the reference UL BWP of the serving cell. If μ_(SFI, DL)≥μ_(SFI, UL), for each 2^((μ) ^(SFI, DL) ^(−μ) ^(SFI, UL) ⁾+1 value provided by a value of the higher-layer parameter slotFormats, the value of the higher-layer parameter slotFormats is determined based on a value of the higher-layer parameter slotFormatCombinationId in the higher-layer parameter slotFormatCombination, the value of the higher-layer parameter slotFormatCombinationId is set based on the value of the SFI-index field value in DCI format 2_0, the first 2^((μ) ^(SFI, DL) ^(−μ) ^(SFI, UL) ⁾ values for the combination of slot formats are applicable to the reference DL BWP, and the next value is applicable to the reference UL BWP. If μ_(SFI, DL)<μ_(SFI, UL), for each 2^((μ) ^(SFI, DL) ^(−μ) ^(SFI, UL) ⁾+1 value provided by the higher-layer parameter slotFormats, the first value for the combination of slot formats is applicable to the reference DL BWP and the next 2^((μ) ^(SFI, DL) ^(−μ) ^(SFI, UL) ⁾ values are applicable to the reference UL BWP.

For a set of symbols of a slot, the UE does not expect to detect DCI format 2_0 with an SFI-index field value indicating the set of symbols in the slot as UL and to detect DCI format 1_0, DCI format 1_1, or DCI format 0_1 indicating to the UE to receive a PDSCH or a CSI-RS in the set of symbols of the slot.

For a set of symbols of a slot, the UE does not expect to detect DCI format 2_0 with an SFI-index field value indicating the set of symbols in the slot as DL and to detect DCI format 0_0, DCI format 0_1, DCI format 1_0, DCI format 1_1, DCI format 2_3, or an RAR UL grant indicating to the UE to transmit a PUSCH, a PUCCH, a PRACH, or an SRS in the set of symbols of the slot.

For a set of symbols of a slot that are indicated as DL/UL by the higher-layer parameter TDD-UL-DL-ConfigurationCommon, or TDDUL-DL-ConfigDedicated, the UE does not expect to detect DCI format 2_0 with an SFI-index field value indicating the set of symbols of the slot as UL/DL, respectively, or as flexible.

For a set of symbols of a slot indicated to the UE by the higher-layer parameter ssb-PositionsInBurst in a higher-layer parameter SystemInformationBlockType1 or ServingCellConfigCommon for reception of SS/PBCH blocks, the UE does not expect to detect DCI format 2_0 with an SFI-index field value indicating the set of symbols of the slot as UL.

For a set of symbols of a slot indicated to the UE by a higher-layer parameter pdcch-ConfigurationIndex in a higher-layer parameter RACH-ConfigCommon for PRACH transmissions, the UE does not expect to detect DCI format 2_0 with an SFI-index field value indicating the set of symbols of the slot as DL.

For a set of symbols of a slot indicated to the UE by a higher-layer parameter pdcch-ConfigSIB1 in MIB for a CORESET for a Type0-PDCCH CSS set, the UE does not expect to detect DCI format 2_0 with an SFI-index field value indicating the set of symbols of the slot as UL.

For a set of symbols of a slot indicated to the UE as flexible by the higher-layer parameter TDD-UL-DL-ConfigurationCommon and the higher-layer parameter TDD-UL-DLConfigDedicated, or when the higher-layer parameter TDD-UL-DL-ConfigurationCommon and the higher-layer parameter TDD-UL-DL-ConfigDedicated are not provided to the UE, if the UE detects DCI format 2_0 providing a slot format corresponding to a slot format value other than 255,

-   -   if one or more symbols in the set of symbols are symbols in a         CORESET configured for the UE for PDCCH monitoring, the UE         receives a PDCCH in the CORESET only if an SFI-index field value         in DCI format 2_0 indicates that the one or more symbols are DL         symbols.     -   if the SFI-index field value in DCI format 2_0 indicates the set         of symbols of the slot as flexible and the UE detects DCI format         1_0, DCI format 1_1, or DCI format 0_1 indicating to the UE to         receive a PDSCH or a CSI-RS in the set of symbols of the slot,         the UE receives a PDSCH or a CSI-RS in the set of symbols of the         slot.     -   if the SFI-index field value in DCI format 2_0 indicates the set         of symbols of the slot as flexible and the UE detects DCI format         0_0, DCI format 0_1, DCI format 1_0, DCI format 1_1, DCI format         2_3, or an RAR UL grant indicating to the UE to transmit a         PUSCH, a PUCCH, a PRACH, or an SRS in the set of symbols of the         slot, the UE transmits the PUSCH, PUCCH, PRACH, or SRS in the         set of symbols of the slot.         -   if the SFI-index field value in DCI format 2_0 indicates the             set of symbols of the slot as flexible, and the UE does not             detect DCI format 1_0, DCI format 1_1, or DCI format 0_1             indicating to the UE to receive a PDSCH or a CSI-RS, or the             UE does not detect DCI format 0_0, DCI format 0_1, DCI             format 1_0, DCI format 1_1, DCI format 2_3, or an RAR UL             grant indicating to the UE to transmit a PUSCH, a PUCCH, a             PRACH, or an SRS in the set of symbols of the slot, the UE             does not transmit or receive a signal in the set of symbols             of the slot.     -   if the UE is configured by the higher layer to receive a PDSCH         or a CSI-RS in the set of symbols of the slot, the UE receives         the PDSCH or the CSI-RS in the set of symbols of the slot, only         if the SFI-index field value in DCI format 2_0 indicates the set         of symbols of the slot as DL.     -   if the UE is configured by the higher layer to transmit a PUCCH,         a PUSCH, or a PRACH in the set of symbols of the slot, the UE         transmits the PUCCH, or the PUSCH, or the PRACH in the slot only         if the SFI-index field value in DCI format 2_0 indicates the set         of symbols of the slot as UL.     -   if the UE is configured by the higher layer to transmit an SRS         in the set of symbols of the slot, the UE transmits the SRS only         in a subset of symbols from the set of symbols of the slot         indicated as UL symbols by the SFI-index field value in DCI         format 2_0.     -   the UE does not expect to detect an SFI-index field value in DCI         format 2_0 indicating the set of symbols of the slot as DL and         also detect DCI format 0_0, DCI format 0_1, DCI format 1_0, DCI         format 1_1, DCI format 2_3, or an RAR UL grant indicating to the         UE to transmit an SRS, a PUSCH, a PUCCH, or a PRACH, in one or         more symbols from the set of symbols of the slot.     -   the UE does not expect to detect an SFI-index field value in DCI         format 2_0 indicating the set of symbols of the slot as DL or         flexible, if the set of symbols of the slot includes symbols         corresponding to any repetition of a PUSCH transmission         activated by a UL Type 2 grant PDCCH.     -   the UE does not expect to detect an SFI-index field value in DCI         format 2_0 indicating the set of symbols of the slot as UL and         also detect DCI format 1_0 or DCI format 1_1 or DCI format 0_1         indicating to the UE to receive a PDSCH or a CSI-RS in one or         more symbols from the set of symbols of the slot.

If the UE is configured by the higher layer to receive a CSI-RS or a PDSCH in a set of symbols of a slot and detects DCI format 2_0 indicating a subset of symbols from the set of symbols as UL or flexible or DCI format 0_0, DCI format 0_1, DCI format 1_0, DCI format 1_1, or DCI format 2_3 indicating to the UE to transmit a PUSCH, a PUCCH, an SRS, or a PRACH in at least one symbol in the set of the symbols, the UE cancels the CSI-RS reception or the PDSCH reception in the slot.

If the UE is configured by the higher layer to transmit an SRS, a PUCCH, or a PUSCH, or a PRACH in a set of symbols of a slot and detects DCI format 2_0 with a slot format value indicating a subset of symbols from the set of symbols as DL or flexible, or DCI format 1_0, DCI format 1_1, or DCI format 0_1 indicating to the UE to receive a CSI-RS or a PDSCH in at least one symbol in the set of symbols, then

-   -   the UE does not expect to cancel the signal transmission in the         subset of symbols that occur, relative to a last symbol of a         CORESET in which the UE detects DCI format 2_0, DCI format 1_0,         DCI format 1_1, or DCI format 0_1, after fewer symbols than a         PUSCH preparation time T_(proc,2) for the corresponding PUSCH         processing capability.     -   the UE cancels the PUCCH, or PUSCH, or PRACH transmission in the         remaining symbols in the set of symbols and cancels the SRS         transmission in the remaining symbols in the set of symbols.

If the UE does not detect DCI format 2_0 indicating the set of symbols of the slot as flexible or UL or DCI format 0_0, DCI format 0_1, DCI format 1_0, DCI format 1_1, or DCI format 2_3 indicating to the UE to transmit an SRS, a PUSCH, a PUCCH, or a PRACH in the set of symbols, the UE assumes that flexible symbols in a CORESET configured for the UE for PDCCH monitoring are DL symbols.

For a set of symbols of a slot that are indicated as flexible by the higher-layer parameters TDD-UL-DL-ConfigurationCommon and TDD-UL-DLConfigDedicated, or when the higher-layer parameters TDD-UL-DL-ConfigurationCommon, and TDD-UL-DL-ConfigDedicated are not provided to the UE, if the UE does not detect DCI format 2_0 providing a slot format for the slot,

-   -   the UE receives a PDSCH or a CSI-RS in the set of symbols of the         slot, if the UE receives a corresponding indication by DCI         format 1_0, DCI format 1_1, or DCI format 0_1.     -   the UE transmits a PUSCH, a PUCCH, a PRACH, or an SRS in the set         of symbols of the slot, if the UE receives a corresponding         indication by DCI format 0_0, DCI format 0_1, DCI format 1_0,         DCI format 1_1, or DCI format 2_3.     -   the UE may receive a PDCCH.     -   if the UE is configured by the higher layer to receive a PDSCH         or a CSI-RS in the set of symbols of the slot, the UE does not         receive the PDSCH or the CSI-RS in the set of symbols of the         slot.     -   if the UE is configured by the higher layer to transmit an SRS,         a PUCCH, a PUSCH, or a PRACH in the set of symbols of the slot,         -   the UE does not transmit the PUCCH, the PUSCH, or the PRACH             in the slot and does not transmit the SRS in symbols from             the set of symbols in the slot, if any, starting from a             symbol that is a number of symbols equal to the PUSCH             preparation time N2 for the corresponding PUSCH timing             capability after a last symbol of a CORESET where the UE is             configured to monitor PDCCH for DCI format 2_0.     -   The UE does not expect to cancel the transmission of the SRS, or         the PUCCH, or the PUSCH, or the PRACH in symbols from the set of         symbols in the slot, if any, starting before a symbol that is a         number of symbols equal to the PUSCH preparation time N₂ for the         corresponding PUSCH timing capability after a last symbol of a         CORESET where the UE is configured to monitor a PDCCH for DCI         format 2_0.

2. Unlicensed Band System

FIG. 17 illustrates an exemplary wireless communication system supporting an unlicensed band, which is applicable to the present disclosure.

In the following description, a cell operating in a licensed band (hereinafter, referred to as L-band) is defined as an L-cell, and a carrier of the L-cell is defined as a (DL/UL) LCC. In addition, a cell operating in an unlicensed band (hereinafter, referred to as a U-band) is defined as a U-cell, and a carrier of the U-cell is defined as a (DL/UL) UCC. The carrier/carrier-frequency of the cell may refer to the operating frequency (e.g., center frequency) of the cell. A cell/carrier (e.g., CC) is collectively referred to as a cell.

As illustrated in FIG. 17(a), when the UE and the BS transmit and receive signals in carrier-aggregated LCC and UCC, the LCC may be configured as a primary CC (PCC) and the UCC may be configured as a secondary CC (SCC).

As illustrated in FIG. 17(b), the UE and the BS may transmit and receive signals in one UCC or a plurality of carrier-aggregated LCC and UCC. That is, the UE and the BS may transmit and receive signals only in the UCC(s) without the LCC.

The above-described operation of transmitting and receiving a signal in an unlicensed band according to the present disclosure may be performed based on all the deployment scenarios described above (unless otherwise stated).

2.1. Radio Frame Structure for Unlicensed Band

Frame structure type 3 of LTE (see FIG. 3) or the NR frame structure (see FIG. 7) may be used for operation in the unlicensed band. The configuration of OFDM symbols occupied for a UL/DL signal transmission in the frame structure for the unlicensed band may be configured by the BS. Herein, an OFDM symbol may be replaced with an SC-FDM(A) symbol.

For a DL signal transmission in the unlicensed band, the BS may indicate the configuration of OFDM symbols used in subframe #n to the UE by signaling. In the following description, a subframe may be replaced with a slot or a TU.

Specifically, in the LTE system supporting the unlicensed band, the UE may assume (or identify) the configuration of OFDM symbols occupied in subframe #n by a specific field (e.g., a Subframe configuration for LAA field) in DCI received in subframe #n−1 or subframe #n from the BS.

Table 13 illustrates an exemplary method of indicating the configuration of OFDM symbols used for transmission of a DL physical channel and/or physical signal in a current and/or next subframe by the Subframe configuration for LAA field.

TABLE 13 Value of Configuration of ‘Subframe configuration for LAA’ occupied OFDM symbols field in current subframe (current subframe, next subframe) 0000 (—, 14) 0001 (—, 12) 0010 (—, 11) 0011 (—, 10) 0100 (—, 9)  0101 (—, 6)  0110 (—, 3)  0111 (14, *)  1000 (12, —) 1001 (11, —) 1010 (10, —) 1011  (9, —) 1100  (6, —) 1101  (3, —) 1110 reserved 1111 reserved NOTE: (—, Y) means UE may assume the first Y symbols are occupied in next subframe and other symbols in the next subframe are not occupied. (X, —) means UE may assume the first X symbols are occupied in current subframe and other symbols in the current subframe are not occupied. (X, *) means UE may assume the first X symbols are occupied in current subframe, and at least the first OFDM symbol of the next subframe is not occupied.

For a UL signal transmission in the unlicensed band, the BS may transmit information about a UL transmission duration to the UE by signaling.

Specifically, in the LTE system supporting the unlicensed band, the UE may acquire ‘UL duration’ and ‘UL offset’ information for subframe #n from a ‘UL duration and offset’ field in detected DCI.

Table 14 illustrates an exemplary method of indicating a UL offset and UL duration configuration by the UL duration and offset field in the LTE system.

TABLE 14 Value of UL offset, l UL duration, d ‘UL duration and offset’ field (in subframes) (in subframes) 00000 Not configured Not configured 00001 1 1 00010 1 2 00011 1 3 00100 1 4 00101 1 5 00110 1 6 00111 2 1 01000 2 2 01001 2 3 01010 2 4 01011 2 5 01100 2 6 01101 3 1 01110 3 2 01111 3 3 10000 3 4 10001 3 5 10010 3 6 10011 4 1 10100 4 2 10101 4 3 10110 4 4 10111 4 5 11000 4 6 11001 6 1 11010 6 2 11011 6 3 11100 6 4 11101 6 5 11110 6 6 11111 reserved reserved

For example, when the UL duration and offset field configures (or indicates) UL offset l and UL duration d for subframe #n, the UE may not need to receive a DL physical channel and/or physical signal in subframe #n+l+i (i=0, 1, . . . , d−1).

2.2. DL Channel Access Procedure (DL CAP)

For a DL signal transmission in the unlicensed band, the BS may perform a DL CAP for the unlicensed band. On the assumption that the BS is configured with a PCell that is a licensed band and one or more SCells which are unlicensed bands, a DL CAP operation applicable to the present disclosure will be described below in detail, with the unlicensed bands represented as licensed assisted access (LAA) SCells. The DL CAP operation may be applied in the same manner even when only an unlicensed band is configured for the BS.

2.2.1. Channel Access Procedure for Transmission(s) Including PDSCH/PDCCH/EPDCCH

The BS senses whether a channel is in an idle state for a slot duration of a defer duration Td. After a counter N is decremented to 0 in step 4 as described later, the BS may perform a transmission including a PDSCH/PDCCH/EPDCCH on a carrier on which the next LAA SCell(s) transmission is performed. The counter N may be adjusted by sensing the channel for an additional slot duration according to the following procedure.

1) Set N=N_(init) where N_(init) is a random number uniformly distributed between 0 and CW_(p), and go to step 4.

2) If N>0 and the BS chooses to reduce the counter, set N=N−1.

3) Sense the channel for an additional slot duration, and if the additional slot duration is idle, go to step 4. Else, go to step 3.

4) If N=0, stop. Else, go to step 2.

3) Sense the channel until a busy slot is detected within the additional defer duration Td or all slots of the additional defer duration Td are sensed as idle.

6) If the channel is sensed as idle for all slot durations of the additional defer duration Td, go to step 4. Else, go to step 3.

The above-described CAP for a transmission including a PDSCH/PDCCH/EPDCCH of the BS may be summarized as follows.

FIG. 18 is a flowchart illustrating a CAP for transmission in an unlicensed band, which is applicable to the present disclosure.

For a DL transmission, a transmission node (e.g., a BS) may initiate the CAP to operate in LAA SCell(s) which is unlicensed band cell(s) (S1810).

The BS may randomly select a backoff counter N within a contention window (CW) according to step 1. N is set to an initial value, N_(init) (S1820). N_(init) is a random value selected from among the values between 0 and CW_(p).

Subsequently, if the backoff counter N is 0 in step 4 (Y in S1830), the BS terminates the CAP (S1832). Subsequently, the BS may perform a Tx burst transmission including a PDSCH/PDCCH/EPDCCH (S1834). On the other hand, if the backoff counter N is not 0 (N in S1830), the BS decrements the backoff counter N by 1 according to step 2 (S1840).

Subsequently, the BS determines whether the channel of the LAA SCell(s) is in an idle state (S1830). If the channel is in the idle state (Y in S1830), the BS determines whether the backoff counter N is 0 (S1830).

On the contrary, if the channel is not idle in step S1830, that is, the channel is busy (N in S1830), the BS determines whether the channel is in the idle state for a defer duration Td (23 usec or more) longer than a slot time (e.g., 9 usec) according to step 3 (S1860). If the channel is idle for the defer duration (Y in S1870), the BS may resume the CAP.

For example, if the backoff counter N_(init) is 10 and then reduced to 3, and the channel is determined to be busy, the BS senses the channel for the defer duration and determines whether the channel is idle. If the channel is idle for the defer duration, the BS may resume the CAP from a backoff counter value 3 (or from a backoff counter value 4 after decrementing the backoff counter value by 1).

On the other hand, if the channel is busy for the defer duration (N in S1870), the BS re-performs step S1860 to check again whether the channel is idle for a new defer duration.

In the above procedure, if the BS does not perform the transmission including the PDSCH/PDCCH/EPDCCH on the carrier on which a LAA SCell(s) transmission is performed after step 4, the BS may perform the transmission including the PDSCH/PDCCH/EPDCCH on the carrier, when the following conditions are satisfied:

When the BS is prepared to transmit the PDSCH/PDCCH/EPDCCH and the channel is sensed as idle for at least a slot duration T_(sl), or for all slot durations of the defer duration Td immediately before the transmission; and

On the contrary, when the BS does not sense the channel as idle for the slot duration T_(sl) or for any of the slot durations of the defer duration T_(d) immediately before the intended transmission, the BS proceeds to step 1 after sensing the channel as idle for a slot duration of the defer duration T_(d).

The defer duration T_(d) includes a duration of T_(f) (=16 us) immediately followed by m_(p) consecutive slot durations where each slot duration T_(sl) is 9 us, and T_(f) includes an idle slot duration T_(sl) at the start of T_(f).

If the BS senses the channel for the slot duration T_(sl) and power detected by the BS for at least 4 us within the slot duration is less than an energy detection threshold X_(Thresh), the slot duration T_(sl) is considered to be idle. Otherwise, the slot duration T_(sl) is considered to be busy.

CW_(min,p)≤CW_(p)≤CW_(max,p) represents a contention window. CW_(p) adjustment will be described in subclause 2.2.3.

CW_(min,p) and CW_(max,p) are chosen before step 1 of the above procedure.

m_(p), CW_(min,p), and CW_(max,p) are based on a channel access priority class associated with the transmission of the BS (see Table 13 below).

X_(Thresh) is adjusted according to subclause 2.2.4.

TABLE 15 Channel Access Priority Class (p) m_(p) CW_(min, p) CW_(max, p) T_(mcot, p) allowed CW_(p) sizes 1 1 3 7 2 ms {3, 7}  2 1 7 15 3 ms {7, 15} 3 3 15 63 8 or 10 ms {15, 31, 63} 4 7 15 1023 8 or 10 ms {15, 31, 63, 127, 255, 511, 1023}

If the BS performs a discovery signal transmission which does not include a PDSCH/PDCCH/EPDCCH when N>0 in the above procedure, the BS does not decrement N for a slot duration overlapping with the discovery signal transmission.

The BS does not continuously perform transmissions on the channel, for a period exceeding T_(mcot,p) as given in Table 13 on the carrier on which an LASS SCell transmission is performed.

For p=3 and p=4 in Table 15, if the absence of any other technology sharing the carrier may be guaranteed on a long term basis (e.g., by level of regulation), T_(mcot,p)=10 ms and otherwise, T_(mcot,p)=8 ms.

2.2.2. Channel Access Procedure for Transmissions Including Discovery Signal Transmission(S) and not Including PDSCH

If the transmission duration of the BS is 1 ms or less, the BS may perform a transmission including a discovery signal transmission without a PDSCH on a carrier on which a LAA SCell transmission is performed, immediately after a corresponding channel is sensed as idle for at least a sensing interval T_(drs) (=25 us). T_(drs) includes a duration of T_(f) (=16 us) immediately followed by one slot duration T_(sl) (=9 us). T_(f) includes an idle slot duration T_(sl) at the start of T_(f). If the channel is sensed as idle for the slot duration T_(drs), the channel is considered to be idle for T_(drs).

2.2.3. Contention Window Adjustment Procedure

If the BS performs a transmission including a PDSCH associated with a channel access priority class p on a carrier, the BS maintains and adjusts a contention window value CW_(p) by using the following procedures before step 1 of the procedure described in subclause 2.2.1. for the transmission (i.e., before performing a CAP):

1> Set CW_(p)=CW_(min,p) for all priority classes p∈{1, 2, 3, 4}.

2> If at least 80% (z=80%) of HARQ-ACK values corresponding to PDSCH transmission(s) in a reference subframe k are determined to be NACK, the BS increments CW_(p) for all priority classes p∈{1, 2, 3, 4} to the next higher allowed value and remains in step 2. Otherwise, the BS goes to step 1.

In other words, when the probability that the HARQ-ACK values corresponding to the PDSCH transmission(s) in reference subframe k are determined to be NACK is at least 80%, the BS increments a CW value set for each priority class to the next higher value. Alternatively, the BS maintains the CW value set for each priority class to be an initial value.

Reference subframe k is the starting subframe of the most recent transmission on the carrier made by the BS, for which at least some HARQ-ACK feedback is expected to be available.

The BS adjusts the CW_(p) values for all priority classes p∈{1, 2, 3, 4} only once based on the given reference subframe k.

If CW_(p)=CW_(max,p), the next higher allowed value for the CW_(p) adjustment is CW_(max,p).

The probability Z of determining HARQ-ACK values corresponding to PDSCH transmission(s) in reference subframe k to be NACK may be determined in consideration of the following.

-   -   If the transmission(s) of the BS for which HARQ-ACK feedback is         available starts in the second slot of subframe k, HARQ-ACK         values corresponding to PDSCH transmission(s) in subframe k and         additionally, HARQ-ACK values corresponding to PDSCH         transmission(s) in subframe k+1 are used.     -   If HARQ-ACK values correspond to PDSCH transmission(s) in the         same LAA SCell allocated by an (E)PDCCH transmitted in LAA         SCell,     -   If an HARQ-ACK feedback for a PDSCH transmission of the BS is         not detected or if the BS detects a ‘DTX’, ‘NACK/DTX’ or (any)         other state, it is counted as NACK.     -   If the HARQ-ACK values correspond to PDSCH transmission(s) in         another LAA SCell allocated by an (E)PDCCH transmitted in the         LAA SCell,     -   If an HARQ-ACK feedback for a PDSCH transmission of the BS is         detected, ‘NACK/DTX’ or (any) other state is counted as NACK and         the ‘DTX’ state is ignored.     -   If an HARQ-ACK feedback for a PDSCH transmission of the BS is         not detected,     -   If it is expected that the BS will use PUCCH format 1 with         channel selection, the ‘NACK/DTX’ state corresponding to ‘no         transmission’ is counted as NACK, and the ‘DTX’ state         corresponding to ‘no transmission’ is ignored. Otherwise, the         HARQ-ACK for the PDSCH transmission is ignored.     -   If the PDSCH transmission has two codewords, an HARQ-ACK value         for each codeword is considered individually.     -   A bundled HARQ-ACK across M subframes is considered to be M         HARQ-ACK responses.

If the BS performs a transmission which includes a PDCCH/EPDDCH with DCI format 0A/0B/4A/4B and does not include a PDSCH associated with the channel access priority class p on a channel starting from time to, the BS maintains and adjusts the competing window size CW_(p) by using the following procedures before step 1 of the procedure described in subclause 2.2.1. for the transmission (i.e., before performing the CAP):

1> Set CW_(p)=CW_(min,p) for all priority classes p∈{1, 2, 3, 4}.

2> If a UE using a type 2 CAP (described in subclause 2.3.1.2.) successfully receives less than 10% of UL transport blocks (TBs) scheduled by the BS during a time period to and t₀+T_(CO), the BS increments CW_(p) for all priority classes to the next higher allowed value and remains in step 2. Otherwise, the BS goes to step 1.

T_(CO) is calculated according to subclause 2.3.1.

If CW_(p)=CW_(max,p) is used K times consecutively to generate N_(init), only CW_(p) for a priority class p for CW_(p)=CW_(max,p) used K times consecutively to generate N_(init) is reset to CW_(min,p). the BS then selects K from a set of {1, 2, . . . , 8} values for each priority class p∈{1, 2, 3, 4}.

2.2.4. Energy Detection Threshold Adaptation Procedure

A BS accessing a carrier on which a LAA SCell transmission is performed sets an energy detection threshold X_(Thresh) to a maximum energy detection threshold X_(Thresh_max) or less.

The maximum energy detection threshold X_(Thresh_max) is determined as follows.

-   -   If the absence of any other technology sharing the carrier may         be guaranteed on a long term basis (e.g., by level of         regulation),

$X_{Thresh_{-}\max} = {\min\begin{Bmatrix} T_{\max} & {{{+ 1}0{dB}},} \\ X_{r} & \; \end{Bmatrix}}$

-   -   where X_(r) is the maximum energy detection threshold (in dBm)         defined in regulatory requirements, when the regulation is         defined. Otherwise, X_(r)=T_(max)+10 dB.     -   Else,

$X_{Thresh\_ max} = {\max\begin{Bmatrix} {{{- 72} + {{10 \cdot {{\log 10}\left( {{{BWMHz}/20}\mspace{11mu}{MHz}} \right)}}{dBm}}},} \\ {\min\begin{Bmatrix} {T_{\max},} \\ {T_{\max} - T_{A} + \left( {P_{H} + {{10 \cdot \log}\; 10\left( {{{BWMHz}/20}\mspace{11mu}{MHz}} \right)} - P_{TX}} \right)} \end{Bmatrix}} \end{Bmatrix}}$

-   -   Herein, each variable is defined as follows.         -   T_(A)=10 dB for transmission(s) including PDSCH;         -   T_(A)=5 dB ter transmissions including discovery signal             transmission(s) and not including PDSCH;         -   P_(H)=23 dBm;         -   P_(TX) is the set maximum eNB output power in dBm for the             carrier,             -   eNB uses the set maximum transmission power ox er a                 single carrier irrespective of whether single carrier or                 multi-carrier transmission is employed         -   T_(max) (dBm)=10·log 10(3.16228·10⁻⁸ (mW/MHz)·BWMHz (MHz));     -   BWMHZ IS the single carrier bandwidth in MHz.

2.2.5. Channel Access Procedure for Transmission(S) on Multiple Carriers

The BS may access multiple carriers on which a LAA SCell transmission is performed in one of the following type A or type B procedures.

2.2.5.1. Type A Multi-Carrier Access Procedures

According to the procedure described in this subclause, the BS performs channel access on each carrier c_(i)∈C where C is a set of intended earners to be transmitted by the BS, i=0, 1, . . . q−1, and q is the number of carriers to be transmitted by the BS.

The counter N described in subclause 2.2.1 (i.e., the counter N considered in the CAP) is determined for each carrier c_(i), and in this case, the counter for each carrier is represented as N_(c) _(i) . N_(c) _(i) is maintained according to subclause 2.2.5.1.1. or subclause 2.2.5.1.2.

2.2.5.1.1. Type A1

The counter N described in subclause 2.2.1 (i.e., the counter N considered in the CAP) is determined for each carrier c_(i), and the counter for each carrier is represented as N_(c).

In the case where the BS ceases a transmission on one carrier c_(j)∈C, if the absence of any other technology sharing the carrier may be guaranteed on a long term basis (e.g., by level of regulation), the BS may resume N_(c) _(i) reduction, when an idle slot is detected after waiting for a duration of 4·T_(sl) or reinitializing N_(c) _(i) , for each carrier c_(i) (where c_(i) is different from C_(j), c_(i)≠c_(j)).

2.2.5.1.2. Type A2

The counter N for each carrier c_(j)∈C may be determined according to subclause 2.2.1., and is denoted by N_(c) _(j) . Here, c_(j) may mean a carrier having the largest CW_(p) value. For each carrier c_(j), N_(c) _(i) =N_(c) _(j) .

When the BS ceases a transmission on any one carrier for which N_(c) _(i) has been determined by the BS, the BS reinitializes N_(c) _(i) for all carriers.

2.2.5.2. Type B Multi-Carrier Access Procedure

A carrier c_(j)∈C may be selected by the BS as follows.

-   -   The BS selects c_(j) uniformly randomly from C before each         transmission on multiple carriers c_(i)∈C, or     -   The BS does not select c_(j) more than once every one second.

Herein, C is a set of carriers to be transmitted by the BS, i=0, 1, . . . q−1, and q is the number of carriers to be transmitted by the BS.

For a transmission on a carrier c_(j), the BS performs channel access on the carrier c_(j) according to the procedure described in subclause 2.2.1 along with the modification described in subclause 2.2.5.2.1 or subclause 2.2.5.2.2.

For a transmission on the carrier c_(i)≠c_(j) among the carriers c_(i)∈C,

For each carrier c_(i), the BS senses the carrier c_(i) for at least a sensing interval T_(mc)=25 us immediately before the transmission on the carrier c_(i). The BS may perform a transmission on the carrier c_(i) immediately after sensing that the carrier c_(i) is idle for at least the sensing interval T_(mc). When the channel is sensed as idle during all time periods in which idle sensing is performed on the carrier c_(j) within the given period T_(mc), the carrier c_(i) may be considered to be idle for T_(mc).

The BS does not continuously perform transmissions on the carrier c_(i)≠c_(j) (c_(i)∈C) for a period exceeding T_(mcot,p) as given in Table 6. T_(mcot,p) is determined using the channel access parameter used for the carrier c_(j).

2.2.5.2.I. Type B1

A single CW_(p) value is maintained for the carrier set C.

To determine CW_(p) for channel access on a carrier c_(j), step 2 in the procedure described in subclause 2.2.3. is modified as follows.

-   -   If at least 80% (Z=80%) of HARQ-ACK values corresponding to         PDSCH transmission(s) in reference subframe k of all carriers         c_(i)∈C are determined to be NACK, then CW_(p) for all priority         classes p∈{1, 2, 3, 4} incremented to the next higher allowed         value. Otherwise, the procedure goes to step 1.

2.2.5.22. Type B2 (Type B2)

The CW_(p) value is maintained independently for each carrier c_(i)∈C by using the procedure described in subclause 2.2.3. To determine N_(init) for the carrier c_(j), the CW_(p) value of the carrier c_(j1)∈C is used. Here, c_(j1) is a carrier having the largest CW_(p) among all carriers in the set C.

2.3. Uplink Channel Access Procedures

The UE and the BS that schedules a UL transmission for the UE perform the following procedure for access to a channel in which LAA SCell transmission(s) is performed. On the assumption that the UE and the BS are basically configured with a PCell that is a licensed band and one or more SCells which are unlicensed bands, a UL CAP operation applicable to the present disclosure will be described below in detail, with the unlicensed bands represented as LAA SCells. The UL CAP operation may be applied in the same manner even when only an unlicensed band is configured for the UE and the BS.

2.3.1. Channel Access Procedure for Uplink Transmission(s)

The UE may access a carrier on which LAA SCell UL transmission(s) are performed according to a type 1 or type 2 UL CAP. The type 1 CAP is described in subclause 2.3.1.1, and the type 2 CAP is described in subclause 2.3.1.2.

If a UL grant that schedules a PUSCH transmission indicates the type 1 CAP, the UE performs type 1 channel access to perform a transmission including the PUSCH transmission, unless otherwise stated in this subclause.

If the UL grant that schedules the PUSCH transmission indicates the type 2 CAP, the UE performs type 2 channel access to perform a transmission including the PUSCH transmission, unless otherwise stated in this subclause.

The UE performs type 1 channel access for an SRS transmission that does not include a PUSCH transmission. A UL channel access priority class p=l is used for the SRS transmission that does not include a PUSCH.

TABLE 16 Channel Access Priority Class (p) m_(p) CW_(min, p) CW_(max, p) T_(ulmcot, p) allowed CW_(p) sizes 1 2 3 7 2 ms {3, 7}  2 2 7 15 4 ms {7, 15} 3 3 15 1023 6 ms or 10 ms {15, 31, 63, 127, 255, 511, 1023} 4 7 15 1023 6 ms or 10 ms {15, 31, 63, 127, 255, 511, 1023} NOTE1: For p = 3, 4 , T_(ulmcot, p) = 10 ms if the higher layer parameter ‘absenceOfAnyOtherTechnoiogy-r14’ indicates TRUE, otherwise, T_(ulmcot, p) = 6 ms. NOTE 2: When T_(ulmcot, p) = 6 ms it may be increased to 8 ms by inserting one or more gaps. The minimum duration of a gap shall be 100 μs. The maximum duration before including any such gap shall be 6 μs.

When the ‘UL configuration for LAA’ field configures ‘UL offset’ l and ‘UL duration’d for subframe n,

If the end of a UE transmission occurs in or before subframe n+l+d−1, the UE may use the type 2 CAP for transmission in subframe n+l+i (where i=0, 1, . . . d−1).

If the UE is scheduled to perform a transmission including a PUSCH in a subframe set n₀, n₁, . . . , n_(w−1) by using PDCCH DCI format 0B/4B, and the UE may not perform channel access for transmission in subframe n_(k), the UE should attempt to make a transmission in subframe n_(k+1) according to a channel access type indicated by DCI. k∈{0, 1, . . . w−2} and w is the number of scheduled subframes indicated by the DCI.

If the UE is scheduled to perform a transmission including a PUSCH without gaps in the subframe set n₀, n₁, . . . , n_(w−1) by using one or more of PDCCH DCI formats 0A/0B/4A/4B, and performs a transmission in subframe after accessing a carrier according to the type 1 or type 2 CAP, the UE may continue the transmission in a subframe after n_(k) where k∈{0, 1, . . . w−1}.

If the start of the UE transmission in subframe n+1 immediately follows the end of the UE transmission in subframe n, the UE does not expect that a different channel access type will be indicated for the transmission in the subframe.

If the UE is scheduled to perform a transmission without gaps by using one or more of PDCCH DCI formats 0A/0B/4A/4B, stops the transmission during or before subframe n_(k1) (where k1∈{0, 1, . . . w−2}), and continuously senses the corresponding channel as idle after stopping the transmission, the UE may perform the transmission in the type 2 CAP after subframe n_(k2) (where k2∈{1, . . . w−1}). If the channel is not sensed continuously as idle by the UE after the UE stops the transmission, the UE may perform the transmission in the type 1 CAP of a UL channel access priority class indicated by DCI corresponding to subframe n_(k2) after subframe n_(k2) (where k2∈{1, . . . w−1}).

If the UE receives a UL grant, DCI indicates the UE to start a PUSCH transmission in subframe n by using the type 1 CAP, and the UE has an ongoing type 1 CAP before subframe n,

-   -   If a UL channel access priority class value p1 used for the         ongoing type 1 CAP is equal to or greater than a UL channel         access priority class value p2 indicated by the DCI, the UE may         perform the PUSCH transmission by accessing a carrier in the         ongoing type 1 CAP.     -   If the UL channel access priority class value p1 used for the         ongoing type 1 CAP is less than the UL channel access priority         class value p2 indicated by the DCL the UE terminates the         ongoing type 1 CAP.

If the UE is scheduled to transmit on a carrier set C in subframe n, a UL grant scheduling a PUSCH transmission on the carrier set C indicates the type 1 CAP, the same ‘PUSCH starting position’ is indicated for all carriers of the carrier set C, and the carrier frequencies of the carrier set C are a subset of a preset carrier frequency set,

-   -   The UE may perform a transmission on a carrier c_(i)∈C in the         type 2 CAP.     -   If the type 2 CAP has been performed on the carrier c_(i)         immediately before the UE transmission on a carrier c_(j)∈C, and     -   If the UE has accessed the carrier c_(j) by using the type 1         CAP,     -   Before performing the type 1 CAP on any one carrier in the         carrier set C, the UE uniformly randomly selects the carrier         c_(j) from the carrier set C.

When the BS has transmitted on the carrier according to the CAP described in subclause 2.2.1, the BS may indicate the type 2 CAP by DCI in a UL grant that schedules a transmission including a PUSCH on the carrier in subframe n.

Alternatively, when the BS has transmitted on the carrier according to the CAP described in subclause 2.2.1, the BS may indicate that the type 2 CAP is available for the transmission including the PUSCH on the carrier in subframe n by the ‘UL Configuration for LAA’ field.

Alternatively, when subframe n occurs within a time period starting from to and ending at t₀+T_(CO), the BS may schedule the transmission including the PUSCH on the carrier within subframe n following a transmission of a duration T_(short_ul)=25 us from the BS. T_(CO)=T_(mcot,p)+T_(g) and each variable may be defined as follows.

-   -   t0: a time instant at which the BS starts a transmission.     -   T_(mcot,p): determined by the BS according to subclause 2.2.     -   T_(g): the total period of all gap periods exceeding 25 us         occurring between a DL transmission of the BS starting from to         and a UL transmission scheduled by the BS and between two UL         transmissions scheduled by the BS.

If the UL transmissions are scheduled in succession, the BS schedules the UL transmissions between consecutive subframes in to and t₀+T_(CO).

For the UL transmission on the carrier following the transmission of the BS on the carrier within the duration T_(short_ul)=25 us, the UE may perform the type 2 CAP for the UL transmission.

If the BS indicates the type 2 CAP for the UE by DCL the BS indicates a channel access priority class used to obtain access to the channel in the DCI.

2.3.1.1. Type 1 UL Channel Access Procedure

After sensing that the channel is idle for a slot duration of a defer duration T_(d) and the counter N becomes 0 in step 4, the UE may perform a transmission using the type 1 CAP. The counter N is adjusted by sensing the channel for additional slot duration(s) according to the following procedure.

1) Set N=N_(init) where N_(init) is a random number uniformly distributed between 0 and CW_(p), and go to step 4.

2) If N>0 and the BS chooses to decrement the counter, set N=N−1.

3) Sense the channel for an additional slot duration, and if the additional slot duration is idle, go to step 4. Else, go to step 5.

4) If N=0, stop. Else, go to step 2.

5) Sense the channel during all slot durations of an additional defer duration T_(d).

6) If the channel is sensed as idle during the slot durations of the additional defer duration T_(d), go to step 4. Else, go to step 5.

The above-described type 1 UL CAP of the UE may be summarized as follows.

For a UL transmission, a transmission node (e.g., a UE) may initiate the CAP to operate in LAA SCell(s) which is an unlicensed band cell (S2110).

The UE may randomly select a backoff counter N within a CW according to step 1. N is set to an initial value N_(init) (S2120). N_(init) is a value selected randomly from among the values between 0 and CW_(p).

Subsequently, if the backoff counter value N is 0 according to step 4 (Y in S2130), the UE ends the CAP (S2132). Subsequently, the UE may perform a Tx burst transmission (S2134). On the other hand, if the backoff counter value is not 0 (N in S2130), the UE decrements the backoff counter value by 1 according to step 2 (S2140).

Subsequently, the UE checks whether the channel of the LAA SCell(s) is idle (S2150). If the channel is idle (Y in S2150), the UE checks whether the backoff counter value is 0 (S2130).

On the contrary, if the channel is not idle in step S2150, that is, the channel is busy (N in S2150), the UE checks whether the channel is idle for a defer duration T_(d) (25 usec or more) longer than a slot time (e.g., 9 usec) according to step 5 (S2160). If the channel is idle for the defer duration (Y in S2170), the UE may resume the CAP.

For example, if the backoff counter value N_(init) is 10 and the channel is determined to be busy after the backoff counter value is decremented to 5, the UE determines whether the channel is idle by sensing the channel for the defer duration. In this case, if the channel is idle for the defer duration, the UE may perform the CAP again from the backoff counter value 5 (or from the backoff counter value 4 after decrementing the backoff counter value by 1), instead of setting the backoff counter value N_(init).

On the other hand, if the channel is busy for the defer duration (N in S2170), the UE re-performs S2160 to check again whether the channel is idle for a new defer duration.

In the above procedure, if the UE does not perform the transmission including the PUSCH on the carrier in which LAA SCell transmission(s) is performed after step 4 of the afore-described procedure, the UE may perform the transmission including the PUSCH on the carrier, when the following conditions are satisfied:

-   -   When the UE is prepared to transmit the transmission including         the PUSCH and the channel is sensed as idle during at least the         slot duration T_(sl); and     -   When the channel is sensed as idle during all slot durations of         the defer duration T_(d) immediately before the transmission         including the PUSCH.

On the contrary, when the UE senses the channel for the first time after being prepared for the transmission, if the channel is not sensed as idle during the slot duration T_(sl), or during any of all slot durations of the defer duration T_(d) immediately before the intended transmission including the PUSCH, the UE proceeds to step 1 after sensing the channel as idle during the slot durations of the defer duration T_(d).

The defer duration T_(d) includes a duration of T_(f) (=16 us) immediately followed by m_(p) consecutive slot durations where each slot duration T_(sl) is 9 us, and T_(f) includes an idle slot duration T_(sl) at the start of T_(f).

If the UE senses the channel during the slot duration T_(sl) and power measured by the UE for at least 4 us in the slot duration is less than an energy detection threshold X_(Thresh), the slot duration T_(sl) is considered to be idle. Otherwise, the slot duration T_(sl) is considered to be busy.

CW_(min,p)≤CW_(p)≤CW_(max,p) represents a contention window, and CW_(p) adjustment is described in detail in subclause 2.3.2.

CW_(min,p) and CW_(max,p) are chosen before step 1 of the above procedure.

m_(p), CW_(min,p), and CW_(max,p) are determined based on a channel access priority class signaled to the UE (see Table 16 below).

X_(Thresh) is adjusted according to subclause 2.3.3.

2.3.1.2. Type 2 UL Channel Access Procedure

If the UE uses the type 2 CAP for a transmission including a PUSCH, the UE may perform the transmission including the PUSCH immediately after sensing a channel as idle for at least a sensing duration T_(short_ul)=25 us. T_(short_ul) includes a duration of T_(f)(=16 us) immediately followed by one slot duration T_(sl) (=9 us). T_(f) includes an idle slot duration T_(sl) at the start of T_(f). If the channel is sensed as idle during the slot duration T_(short_ul), the channel is considered to be idle for T_(short_ul).

2.3.2. Contention Window Adjustment Procedure

If the UE performs a transmission using the type 1 CAP associated with a channel access priority class p on a carrier, the UE maintains and adjusts a contention window value CW_(p) using the following procedures before step 1 of the procedure described in subclause 2.3.1.1. for the transmission (i.e., before performing the CAP):

-   -   When a new data indicator (NDI) for at least one HARQ process         related to HARQ_ID_ref is toggled,     -   Set CW_(p)=CW_(min,p) for all priority classes p∈{1, 2, 3, 4}.     -   Else, increment CW_(p) to the next higher allowed value for all         priority classes p∈{1, 2, 3, 4}.

HARQ_ID_ref is the HARQ process ID of a UL-SCH in reference subframe n_(ref). Reference subframe n_(ref) is determined as follows.

-   -   When the UE receives a UL grant in subframe n_(g). Here,         subframe n_(w) is the most recent subframe before subframe         n_(g)−3 in which the UE transmits the UL-SCH using the type 1         CAP.     -   If the UE performs a transmission including a UL-SCH without         gaps, starting from subframe no in a subframe n₀, n₁, . . . ,         n_(w−1) reference subframe n_(ref) is subframe n₀.

Else, reference subframe n_(ref) is subframe n_(w).

If the UE is scheduled to perform a transmission including a PUSCH without gaps in a subframe set n₀, n₁, . . . , n_(w−1) and may not perform any transmission including the PUSCH in the subframe set, the UE may maintain CW_(p) for all priority classes p∈{1, 2, 3, 4} without changing CW_(p).

If a reference subframe for the recent scheduled transmission is also subframe n_(ref), the UE may maintain CW_(p) for all priority classes p∈{1, 2, 3, 4} equal to CW_(p) for a transmission including a PUSCH which uses the recent scheduled type 1 CAP.

If CW_(p)=CW_(max,p), the next higher allowed value for the CW_(p) adjustment is CW_(max,p).

If CW_(p)=CW_(max,p) is used K times consecutively to generate N_(init), only CW_(p) for a priority class p for CW_(p)=CW_(max,p) used K times consecutively to generate N_(init) is reset to CW_(min,p). K is then selected by the UE from a set of {1, 2, . . . , 8} values for each priority class p∈{1, 2, 3, 4}.

2.3.3. Energy Detection Threshold Adaptation procedure)

A UE accessing a carrier on which a LAA SCell transmission is performed sets an energy detection threshold X_(Thresh) to a maximum energy detection threshold X_(Thresh_max) or less.

The maximum energy detection threshold X_(Thresh_max) is determined as follows.

-   -   If the UE is configured with a higher-layer parameter         ‘maxEnergyDetectionThreshold-r14’,     -   X_(Thresh_max) is set equal to a value signaled by the         higher-layer parameter.     -   Else,     -   The UE determines X′_(Thresh_max) according to the procedure         described in subclause 2.3.3.1.     -   If the UE is configured with a higher-layer parameter         maxEnergyDetectionThresholdOffset-r14 ,     -   X_(Thresh_max) is set to X′_(Thresh_max) adjusted according to         an offset value signaled by the higher-layer parameter.     -   Else,     -   The UE sets X_(Thresh_max)=X′_(Thresh_max).

2.3.3.1. Default Maximum Energy Detection Threshold Computation Procedure

If a higher-layer parameter ‘absenceOfAnyOtherTechnology-r14’ indicates TRUE:

${X^{\prime}}_{Thresh_{-}\max} = {\min\begin{Bmatrix} T_{\max} & {{{+ 1}0{dB}},} \\ X_{r} & \; \end{Bmatrix}}$

where Xr is a maximum energy detection threshold (in dBm) defined in regulatory requirements when the regulation is defined. Else, X_(r)=T_(max)+10 dB.

Else:

${X^{\prime}}_{Thresh\_ max} = {\max\begin{Bmatrix} {{{- 72} + {{10 \cdot {{\log 10}\left( {{{BWMHz}/20}\mspace{11mu}{MHz}} \right)}}{dBm}}},} \\ {\min\begin{Bmatrix} {T_{\max},} \\ {T_{\max} - T_{A} + \left( {P_{H} + {{10 \cdot \log}\; 10\left( {{{BWMHz}/20}\mspace{11mu}{MHz}} \right)} - P_{TX}} \right)} \end{Bmatrix}} \end{Bmatrix}}$

Here, each variable is defined as follows.

-   -   T_(A)=10 dB     -   P_(H)=23 dBm;     -   P_(TX) is the set to the value of P_(CMAX_H,c) as defined in         3GPP TS 36.101.     -   T_(max) (dBm)=10·log 10(3.16228·10⁻⁸ (mW/MHz)·BWMHz (MHz))         -   BWMHz is the single carrier bandwidth in MHz.

2.4. Subframe/Slot Structure Applicable to Unlicensed Band System

FIG. 19 illustrates a partial TTI or partial subframe/slot applicable to the present disclosure.

In the Release-13 LAA system, a partial TTI is defined as a DwPTS to maximize use of MCOT and support continuous transmission in a DL burst transmission. The partial TTI (or partial subframe) refers to a period in which a PDSCH signal is transmitted for a length smaller than a legacy TTI (e.g., 1 ms).

In the present disclosure, a starting partial TTI or a starting partial subframe/slot refers to a form in which some front symbols of a subframe are emptied, and an ending partial TTI or ending partial subframe/slot refers to a form in which some symbols at the end of a subframe are emptied. (On the other hand, a whole TTI is called a normal TTI or a full TTI.)

FIG. 19 illustrates various forms of the above-described partial TTI. The first drawing of FIG. 19 illustrates the ending partial TTI (or subframe/slot), and the second drawing of FIG. 19 illustrates the starting partial TTI (or subframe/slot). In addition, the third drawing of FIG. 22 illustrates a partial TTI (or subframe/slot) configured by emptying some symbols at the start and end of the subframe/slot. In this case, a time interval excluding signal transmission in a normal TTI is called a transmission gap (TX gap).

While FIG. 19 has been described in the context of a DL operation, the same thing may be applied to a UL operation. For example, the partial TTI structures illustrated in FIG. 19 may also be applied to PUCCH and/or PUSCH transmission.

3. Various Embodiments of the Present Disclosure

Various embodiments of the present disclosure will be described in more detail based on the above technical idea. The afore-described clauses 1 and 2 may be applied to the following embodiments of the present disclosure described. For example, operations, functions, terms, and so on which are not defined in the following embodiments of the present disclosure may be performed and described based on clauses 1 and 2.

As more and more communication devices require larger communication capacities, efficient use of a limited frequency band becomes a significant requirement. In this context, techniques of using an unlicensed band (U-band) in traffic offloading, such as 2.4 GHz mainly used in the legacy WiFi system or 5 GHz and/or 60 GHz which has newly attracted attention, are under consideration for a cellular communication system such as 3GPP LTE/NR.

To transmit a signal in an unlicensed band, a UE or a BS performs wireless transmission and reception based on contention between communication nodes. That is, when each communication node is to transmit a signal in the unlicensed band, the communication node may identify that another communication node is not transmitting a signal in the unlicensed band by performing channel sensing before the signal transmission. For convenience, this operation is defined as listen-before-talk (LBT) or a CAP. Particularly, the operation of checking whether another communication node is transmitting a signal is defined as carrier sensing (CS), and determining that another communication node is not transmitting a signal is defined as confirming clear channel assessment (CCA).

In an LTE/NR system to which various embodiments of the present disclosure are applicable, an eNB/gNB or a UE may also have to perform an LBT operation or a CAP for signal transmission in an unlicensed band. In other words, the eNB/gNB or the UE may transmit a signal in the unlicensed band, using or based on the CAP.

Further, when the eNB/gNB or the UE transmits a signal in the unlicensed band, other communication nodes should perform a CAP not to interfere with the eNB/gNB or the UE. For example, the WiFi standard (e.g., 801.11ac) specifies a CCA threshold as −62 dBm for a non-WiFi signal and as −82 dBm for a WiFi signal. Accordingly, when receiving a non-WiFi signal at or above −62 dBm, a station (STA) or an access point (AP) operating in conformance to the WiFi standard may not transmit a signal to prevent interference.

FIG. 20 is a diagram illustrating an example of an operating bandwidth and a CAP subband structure according to various embodiments of the present disclosure.

Various embodiments of the present disclosure may relate to a transmission and reception method of a device and a method of indicating a transmission frequency area to the device, when the device, which operates in a wideband larger than a CAP frequency unit in an unlicensed band, succeeds in a CAP only for some subband of the wideband and transmits a signal only in the subband.

In an NR system operating in an unlicensed band, a CAP may be performed in a unit smaller than an operating bandwidth (e.g., a bandwidth of a carrier or a bandwidth of a BWP). In the description of various embodiments of the present disclosure, a frequency unit in which a CAP is performed is defined as a CAP subband, for convenience.

For example, the size of a CAP subband may be 20 MHz.

For example, referring to FIG. 20, an operating bandwidth (BW) may be 40 MHz, and the BW of a CAP subband may be 20 MHz. For example, if the BS or the UE succeeds in a CAP only for 20 MHz (part A), the BS or the UE may be allowed to transmit a signal only in 20 MHz (part A) without any transmission in 20 MHz (part B). A transmission/reception method may be designed separately for “some RBs among RBs belonging to 20 MHz (part A)”, for the purpose of reducing the effects on the performance of an analog and/or digital filter of a transmitting and/or receiving end or interference with other nodes that may be transmitting and receiving in 20 MHz (part B).

In an exemplary embodiment, “some RBs among RBs belonging to 20 MHz (part A)” may be X RBs (e.g., X=5) near to point B at the boundary between 20 MHz (part A) and 20 MHz (part B) illustrated in FIG. 20. Alternatively, in an exemplary embodiment, “some RBs among RBs belonging to 20 MHz (part A)” may be Y RBs near to point A at the opposite boundary to point B illustrated in FIG. 20. In an exemplary embodiment, “some RBs among RBs belonging to 20 MHz (part A)” may be referred to as a guard band or an intra-carrier guard band.

According to various embodiments of the present disclosure, a method of transmitting and receiving some RBs at a BW boundary (the above-described guard band, for example, X RBs near to point B) may be provided if a signal is transmitted only in a BW smaller than an operating BW (i.e., in an integer multiple BW of a CAP subband) due to a CAP performed in the CAP subband smaller than the operating BW.

While various embodiments of the present disclosure are described in the context of X RBs near to point B by way of example, they are also easily applicable to Y RBs near to point A and/or Y or W RBs near to point A or C for a 40-MHz transmission.

Various embodiments of the present disclosure may relate to a DL control and/or data channel transmission/reception method in consideration of transmission of a signal only in a BW smaller than an operating BW (i.e. a BW being an integer multiple of a CAP subband) due to a CAP for the CAP subband smaller than the operating BW.

According to various embodiments of the present disclosure, transmitting a signal in an unlicensed band by performing a CAP may mean starting the signal transmission in the unlicensed band by using the CAP.

According to various embodiments of the present disclosure, when it is said that a CAP is successful/failed, this may mean that when a BS and/or a UE is to start a DL and/or UL signal in an unlicensed band by using a CAP, the BS and/or the UE is capable of/not capable of starting to transmit the DL signal and/or UL signal at a predetermined time in the unlicensed band.

In an exemplary embodiment, referring to FIG. 20, the value of X, Y, Z and/or W may be set implicitly according to a mode. According to various embodiments of the present disclosure, a method of determining X, Y, Z and/or W by a UE may be provided.

For example, single wideband carrier operations are under discussion for an NR-U system. At least, the following modes may be applied to a DL wideband carrier operation.

Mode 1

A mode in which a single wideband carrier operation is possible, when a CAP is successful for all CAP subbands. A guard band may or may not be configured between CAP subbands.

Mode 2

A mode in which a single wideband carrier operation is possible, when a CAP is successful for a subset of CAP subbands and the CAP subbands are consecutive. A PRB in a guard band between two consecutive CAP subbands may not be scheduled.

Mode 3

A mode in which a single wideband carrier operation is possible, when a CAP is successful for a subset of CAP subbands and the CAP bands are non-consecutive. A PRB in a guard band between two consecutive CAP subbands may not be scheduled.

As described above, a PRB in a guard band between two consecutive CAP subbands may not be scheduled in Mode 2 and/or Mode 3. However, the PRB in the guard band may be scheduled a predetermined time (e.g., a filter adaptation time) after the CAP is successful.

In consideration of coexistence with the WiFi system in which a CAP is performed in units of 20 MHz, the BW of a carrier is basically limited to 20 MHz in the LTE LAA system. In the NR system, however, the carrier BW may vary with SCSs, and may be greater than 20 MHz. Further, the UE may be configured with a BWP smaller than a carrier BW operated by the BS in the NR system. The same thing may apply to the NR-U system. The carrier BW may be set to a multiple of 20 MHz in the NR-U system, in consideration of the CAP frequency unit of the WiFi system.

Accordingly, those skilled in the art will clearly understand that 20 MHz is meaningful as a CAP frequency unit in the following various embodiments of the present disclosure, not limiting the embodiments.

Each of the above operations according to various embodiments of the present disclosure will be described in detail. It will be clearly understood to those skilled in the art that various embodiments of the present disclosure described below may be combined fully or partially to constitute other various embodiments of the present disclosure, unless contradicting each other.

3.1. Method of Transmitting and Receiving X RB(s) Near to Point B

3.1.1. [Method #1] Method of Signaling Whether X RB(s) is Transmitted, in Case of PDSCH

FIG. 21 is a flowchart illustrating an operation of a UE according to various embodiments of the present disclosure.

Referring to FIG. 21, in an exemplary embodiment, the UE may receive information indicating whether specific RBs at a boundary of 20 MHz used for a scheduled PDSCH are transmitted, on a PDCCH and/or in an initial signal in operation 2101.

In an exemplary embodiment, when the UE receives information indicating that the PDSCH is not mapped to the specific RBs at the boundary of the 20 MHz, the UE may flush PDSCH information decoded in the RBs (or codeblock (CB)/code block group (CBG)/transport block (TB) including the area of the RBs) from a reception buffer in operation 2103.

Now, a detailed description will be given of each of the operations of various embodiments of the present disclosure according to [Method #1]. It will be clearly understood to those skilled in the art that various embodiments of the present disclosure described below may be combined fully or partially to constitute other various embodiments of the present disclosure, unless contradicting each other.

3.1.1.1a. [Method #1-1a] BS Operation

According to various embodiments of the present disclosure, the BS may explicitly signal to the UE whether X RB(s) is transmitted, by common DCI, UE-group common DC I, or UE-specific DCI.

In an exemplary embodiment, the common DCI, the UE-group common DCI, or the UE-specific DCI may be transmitted in a licensed band or an unlicensed band.

For example, referring to FIG. 20, it is assumed that the BS transmits only 20 MHz (part A) and does not transmit X RBs in slot #n. In an exemplary embodiment, the BS may indicate this transmission to the UE by common DCI, UE-group common DCI, or UE-specific DCI in slot #(n+k). For example, if the PDSCH is transmitted only in 20 MHz (part A), not in the X RBs in slot #n, the BS may indicate to the UE that the PDSCH is not transmitted in the X RBs by common DCI, UE-group common DCI, or UE-specific DCI in slot #(n+k).

In an exemplary embodiment, k may be predefined or configured by RRC signaling. For example, k=3.

Alternatively, for example, it is assumed that the BS transmits a PDSCH corresponding to HARQ ID #0 to UE1 in slot #n. In an exemplary embodiment, when X RBs are included in a scheduled RB area but are not actually transmitted (that is, when the PDSCH is not transmitted in the X RBs), the BS may signal to the UE that no transmission has been performed in the X RBs (i.e., the PDSCH has not been transmitted in the X RBs) by retransmission DCI for HARQ ID #0.

Alternatively, in an exemplary embodiment, when the X RBs are included in the scheduled RB area and transmitted actually (that is, when the PDSCH is transmitted in the X RBs), the BS may signal to the UE that a transmission has been performed in the X RBs (i.e., the PDSCH has been transmitted in the X RBs) by the retransmission DCI for HARQ ID #0.

3.1.1.1b. [Method #1-1b] UE Operation (Corresponding to BS Operation in Method #1-1a)

According to various embodiments of the present disclosure, it may be explicitly signaled to the UE whether X RB(s) is transmitted, by common DCI, UE-group common DC I, or UE-specific DCI.

In an exemplary embodiment, the common DCI, the UE-group common DCI, or the UE-specific DCI may be received in a licensed band or an unlicensed band.

For example, referring to FIG. 20, the UE may expect to receive signaling indicating whether X RB(s) has been transmitted in slot #n by common DCI, UE-group common DCI, or UE-specific DCI in slot #(n+k). For example, the UE may expect to receive signaling indicating whether a PDSCH has been received in the X RB(s) in slot #n by common DCI, UE-group common DCI, or UE-specific DCI in slot #(n+k).

In an exemplary embodiment, k may be predefined or configured by RRC signaling. For example, k=3.

In an exemplary embodiment, it is assumed that the UE receives signaling indicating that no transmission is performed in the X RB(s) in slot #n. In this case, the UE may flush PDSCH information decoded in the X RB(s) (or a CB and/or a CBG and/or a TB, which includes the area of the X RB(s)) from the reception buffer. For example, the UE may empty the PDSCH information decoded in the X RBs from the reception buffer.

Alternatively, for example, it is assumed that a PDSCH corresponding to HARQ ID #0 in slot #n is scheduled for the UE, and X RBs are included in a scheduled RB area. In an exemplary embodiment, the UE may receive signaling indicating whether a transmission is performed in X RBs in slot #n (that is, whether the PDSCH is transmitted in the X RBs) by retransmission DCI for HARQ ID #0 from the BS.

In an exemplary embodiment, when the UE receives signaling indicating that no transmission has been performed in X RBs, the UE may flush PDSCH information decoded in the X RBs (or a CB/CBG/TB including this area) from the reception buffer. For example, the UE may empty the PDSCH information decoded in the X RBs from the reception buffer.

3.1.1.2a. [Method #1-2a] BS Operation

According to various embodiments of the present disclosure, an initial signal may be a kind of signal included in a DL transmission in order to identify a DL transmission of at least a serving cell.

In an exemplary embodiment, the initial signal may be transmitted not only at the beginning of a DL burst, but also in the middle of the DL burst.

In an exemplary embodiment, the initial signal may be a signal and/or a channel of the NR system or a partial modification of the signal and/or the channel.

In an exemplary embodiment, the initial signal may be a signal transmitted/received in a wideband, indicating a band (e.g., subband) in which a signal is actually transmitted/received in the wideband.

According to various embodiments of the present disclosure, the BS may transmit the initial signal only in an actual transmission BW, or may indicate the actual transmission BW to the UE by common DCI or UE-specific DCI.

In an exemplary embodiment, the actual transmission BW may be an integer multiple of the BW of a CAP subband.

In an exemplary embodiment, a maximum number of actual transmission RBs may be preconfigured for each BW being an integer multiple of the BW of the CAP subband.

For example, referring to FIG. 20, it may be preconfigured that Y RBs at point A are not transmitted and X RBs at point B are transmitted, during a 40-MHz transmission. For example, in the case of a transmission in 20 MHz (part A), it may be preconfigured that neither Y RBs at point A nor X RBs at point B are transmitted.

In this example, when the BS indicates to the UE later that only 20 MHz (part A) is transmitted by the initial signal or DCI, this may mean that neither of Y RBs at point A and X RBs at point B are transmitted.

Referring to FIG. 20, for an actual transmission BW being an integer multiple of the BW of the CAP subband, it may be preconfigured whether a PDSCH is transmitted in the X, Y, Z and/or W RBs at point A, B and/or C, and when the BS indicates the actual transmission BW to the UE by the initial signal or DCI, the UE may determine based on the preconfiguration for the actual transmission BW, indicated by the BS, whether the PDSCH is transmitted in the X, Y, Z and/or W RBs at point A, B and/or C, in an exemplary embodiment.

3.1.1.2b. [Method #1-2b] UE Operation (Corresponding to BS Operation in Method #1-2a)

According to various embodiments of the present disclosure, the UE may identify an actual transmission BW of the BS by blind detection (BD or blind decoding) of an initial signal. Alternatively, according to various embodiments of the present disclosure, the UE may receive information about the actual transmission BW of the BS in common DCI or UE-specific DCI.

In an exemplary embodiment, the actual transmission BW may be an integer multiple of the BW of a CAP subband.

In an exemplary embodiment, a maximum number of actual transmission RBs may be preconfigured for each BW being an integer multiple of the BW of the CAP subband.

For example, referring to FIG. 20, it may be preconfigured that the Y RBs at point A are not transmitted and the X RBs at point B are transmitted, during a 40-MHz transmission. For example, in the case of a transmission in 20 MHz (part A), it may be preconfigured that neither the Y RBs at point A nor the X RBs at point B are transmitted.

In this example, upon receipt of information indicating that only 20 MHz (part A) has been transmitted in an initial signal or DCI, the UE may flush PDSCH information decoded in the X RBs (or a CB/CBG/TB including the area of the X RBs) from the reception buffer. For example, the UE may empty the PDSCH information decoded in the X RBs from the reception buffer.

Alternatively, in an exemplary embodiment, even when the UE performs blind detection on the initial signal at the beginning, the UE may perform the blind detection by using the maximum number of actual transmission RBs for each BW being a preconfigured integer multiple of the BW of the CAP subband.

For example, when the UE performs blind detection on the initial signal transmitted in 40 MHz, the UE may assume that the initial signal is not transmitted in the Y RBs at point A. Alternatively, when the UE performs blind detection on the initial signal transmitted in 20 MHz (part A), the UE may assume that the initial signal is not transmitted in either of the Y RBs at point A or the X RBs at point B.

3.1.2. [Method #2] Signaling Method for X RB(s) in Case of PUSCH and/or PUCCH

FIG. 22 is a diagram illustrating a signal flow for operations of a UE and a BS according to various embodiments of the present disclosure.

Referring to FIG. 22, according to an exemplary embodiment, the BS may transmit, to the UE, a UL grant for scheduling a PUSCH occupying one or more CAP subbands in operation 2201.

According to an exemplary embodiment, the UE may perform a CAP for the one or more CAP subbands in operation 2203. In an exemplary embodiment, the UE may transmit the PUSCH only in a resource area corresponding to a CAP subband in which the UE has succeeded in the CAP, and thus determine whether to transmit the PUSCH in RBs at a boundary of 20 MHz (whether to transmit the PUSCH in the 20 MHz boundary RBs).

Each of the above operations in [method #2] according to various embodiments of the present disclosure will be described in detail. It will be clearly understood to those skilled in the art that various embodiments of the present disclosure described below may be combined fully or partially to constitute other various embodiments of the present disclosure, unless contradicting each other.

3.1.2.1a. [Method #2-1a] UE Operation

According to various embodiments of the present disclosure, the UE may transmit a demodulation reference signal (DM-RS) only in an actual transmission BW.

Alternatively, according to various embodiments of the present disclosure, the UE may signal an actual transmission BW by a PUSCH and/or a PUCCH.

In the case of a PUSCH, for example, the UE may map the corresponding information to separate REs after encoding the information separately from a UL-SCH, in a similar manner to piggyback of UCI (e.g., HARQ-ACK/SR).

For example, in the case of a PUCCH, the UE may separately encode the corresponding information or jointly encode the information with other UCI, and then map the encoded information to REs.

In an exemplary embodiment, the actual transmission BW may be an integer multiple of the BW of a CAP subband.

In an exemplary embodiment, an available RB area for transmission may be preconfigured for each BW being an integer multiple of the BW of the CAP subband.

For example, referring to FIG. 20, it may be preconfigured that when a CAP is successful for the entire 40 MHz, the Y RBs at point A are not transmitted, and the X RBs at point B are transmitted. For example, when a CAP is successful for 20 MHz (part A), it may be preconfigured that neither the Y RBs at point A nor the X RBs at point B are transmitted.

In this example, when the UE indicates a transmission only in 20 MHz (part A) to the BS by some REs of the PUSCH or the PUCCH, this may mean that neither the Y RBs at point A nor the X RBs at point B are transmitted.

Alternatively in an exemplary embodiment, even though a PUSCH and/or PUCCH including the X RBs at point B is scheduled for the UE, when the UE fails in a CAP for 20 MHz (part B) and thus transmits only in 20 MHz (part A), a DM-RS and UL data may not be transmitted in the X RBs at point B.

Alternatively, in an exemplary embodiment, information piggybacked to the PUSCH or information loaded on the PUCCH may directly indicate whether the X RBs at point B are transmitted.

According to various embodiments of the present disclosure, the UE may explicitly indicate an actual transmission BW to the BS by the DM-RS.

For example, when the DM-RS is a gold sequence, the UE may transmit the DM-RS by applying a (configured) separate scrambling seed and/or orthogonal cover code (OCC) and/or comb index and/or port index according to a transmission BW combination.

Alternatively, for example, when the DM-RS is a constant amplitude zero autocorrelation waveform (CAZAC) sequence or Zadoff-Chu sequence, the UE may transmit the DM-RS by applying a (configured) separate root index and/or cyclic index and/or port index according to a transmission BW combination.

3.1.2.1b. [Method #2-1b] BS Operation (Corresponding to UE Operation in Method #2-1a)

According to various embodiments of the present disclosure, the BS may identify a transmission BW including an actual transmission RB area of the UE from among RBs of a scheduled PUSCH and/or PUCCH by blind detection of a DM-RS.

Alternatively, according to various embodiments of the present disclosure, the BS may receive information about the transmission BW including the actual transmission RB area of the UE in information piggybacked to a PUSCH or information loaded on a PUCCH.

In an exemplary embodiment, the actual transmission BW may be an integer multiple of the BW of a CAP subband.

In an exemplary embodiment, an available RB area for transmission may be preconfigured for each BW being an integer multiple of the BW of the CAP subband.

For example, referring to FIG. 20, when a CAP is successful for the entire 40 MHz, it may be configured that the Y RBs at point A are not transmitted and the X RBs of point B are transmitted. For example, when a CAP is successful for 20 MHz (part A), it may be preconfigured that neither the Y RBs at point A nor the X RBs at point B are transmitted.

In this example, upon receipt of information indicating that only 20 MHz (part A) has been transmitted in the information piggybacked to the PUSCH, the BS may flush PUSCH information decoded in the corresponding RBs (or a CB/CBG/TB including the area of the X RBs) from a reception buffer. For example, the BS may empty the PUSCH information decoded in the X RBs from the reception buffer.

According to various embodiments of the present disclosure, the BS may identify/determine the transmission BW of the PUSCH/PUCCH depending on the sequence of the DM-RS received according to an actual transmission BW combination during DM-RS blind detection.

For example, when the DM-RS is a gold sequence, a (configured) separate scrambling seed and/or orthogonal cover code (OCC) and/or comb index and/or port index may be set according to a transmission BW combination.

Alternatively, when the DM-RS is a CAZAC sequence or a Zadoff-Chu sequence, a (configured) separate root index and/or cyclic index and/or port index may be set according to a transmission BW combination.

3.1.3. [Method #3] Signaling Method for X RB(s) in PRACH and/or SRS Transmission

According to various embodiments of the present disclosure, the UE may transmit a PRACH and/or an SRS only in an actual transmission BW.

In an exemplary embodiment, the actual transmission BW may be an integer multiple of the BW of a CAP subband.

In an exemplary embodiment, an available RB area for transmission may be preconfigured for each BW being an integer multiple of the BW of the CAP subband.

For example, referring to FIG. 20, it may be preconfigured that when a CAP is successful for the entire 40 MHz, the Y RBs at point A are not transmitted, and the X RBs at point B are transmitted. For example, when a CAP is successful for 20 MHz (part A), it may be preconfigured that neither the Y RBs at point A nor the X RBs at point B are transmitted.

In this example, whether to transmit the PRACH/SRS in the X/Y RBs may be determined according to a transmission BW determined based on a CAP result. For example, when the CAP is successful only for 20 MHz (part A), the PRACH/SRS signal may not be transmitted in either of the Y RBs at point A or the X RBs at point B.

3.1.4. [Method #4] Method of Mapping Data to X RBs

A method of mapping data to X RBs according to various embodiments of the present disclosure may be generally applied to transmission in 40 MHz, or even to transmission only in 20 MHz (part A) due to success of a CAP only in 20 MHz (part A) in the example of FIG. 20. That is, the method of mapping data to X RBs according to various embodiments of the present disclosure may be applied to both a case in which a CAP is successful for some of (scheduled) subbands and a case in which a CAP is successful for all subbands. For example, even when a PDSCH is scheduled only in 20 MHz (part A) (and a CAP is successful in 20 MHz (part A)), the PDSCH may be mapped to RBs excluding the X RBs among RBs in 20 MHz (part A).

The method of mapping data to X RBs according to various embodiments of the present disclosure may be commonly applied to UL data as well as DL data.

-   -   [Method #4-1] In an exemplary embodiment, X RBs may not be         transmitted. That is, data to be transmitted may not be mapped         to the X RBs. In this case, according to an exemplary         embodiment, whether to transmit the X RBs may be signaled in         combination with [Method #1] and/or [Method #2] described above.     -   [Method #4-2] In an exemplary embodiment, a separate precoding         may be applied to the X RBs (i.e., a separate physical resource         block group (PRG) may be configured for the X RBs) or a separate         resource allocation unit (e.g., an RBG) may be applied to the X         RBs. For example, the X RBs may be defined as one PRG or RBG or         may be configured into a plurality of PRGs or RBGs. This is done         because separate processing of the X RBs minimizes the effect on         data transmitted in other RBs, considering that whether to         transmit the X RBs is not clearly determined, or even if         transmitted, performance may be degraded compared to other RBs.     -   [Method #4-3] In an exemplary embodiment, a separate CB/CBG/TB         may be mapped to X RBs.     -   [Method #4-4] In an exemplary embodiment, data requiring high         reliability (e.g., UCI) may not be transmitted in X RBs.         Alternatively, in an exemplary embodiment, the reliability may         be increased by setting the code rate of a CB/CBG/TB including         the X RBs to be relatively low.

3.1.4A. [Method #4A] Method of Manning Data to X/Y/Z/W RBs

Considering that the time interval between a CAP success time and the starting time of an actual DL/UL signal transmission is very short, such as a few μsec, it may not be easy to apply a different signal/data mapping method depending on success/failure of the CAP (for a CAP subband) in terms of implementation of the BS and/or the UE.

In this regard, according to various embodiments of the present disclosure, a signal/data may not be mapped to RBs at a boundary of a CAP subband (e.g., X/Y/Z/W RBs in FIG. 20) in a transmission BW (by puncturing or rate matching) regardless of CAP success/failure in each CAP subband, during K symbols from the starting time of a DL/UL signal transmission. For example, referring to FIG. 20, data mapping may be performed for the operating BW, 40 MHz and then data mapped to the X/Y/Z/W RBs may be punctured. In another example, data may be mapped to RBs except for the X/Y/Z/W RBs in the operating BW, 40 MHz based on rate matching.

In an exemplary embodiment, K may be signaled or determined according to a UE capability. For example, K=l.

For example, referring to FIG. 20, it is assumed that the operating BW is 40 MHz, and an actual transmission BW or scheduled transmission BW is RBs corresponding to 40 MHz. In an exemplary embodiment, a DL/UL signal/data may not be mapped to the Y RBs at point A and/or the X RBs at point B and/or the Z RBs at point B and/or the W RBs at point C during K symbols at the beginning of the transmission regardless of a CAP result for each CAP subband.

In a specific example, a UL signal/data may not be mapped to the Y RBs at point A and/or the X RBs at point B and/or the Z RBs at point B and/or the W RBs at point C during the UL transmission in the RBs corresponding to 40 MHz.

In another specific example, the UE may not map a UL signal/data to the Y RBs at point A and/or the X RBs at point B during the UL transmission in RBs corresponding to 20 MHz.

In an exemplary embodiment, whether the X/Y/Z/W RBs are transmitted during the K symbols may be signaled in this case. For example, whether the X/Y/Z/W RBs are transmitted during the K symbols may be signaled in a combination of methods according to various embodiments of the present disclosure based on [method #1] and/or [method #2],

3.1.5. [Method #5] In-Band Emission

According to various embodiments of the present disclosure, an in-band emission requirement at a boundary of a CAP subband may be different from an in-band emission requirement within the CAP subband. More characteristically, the in-band emission requirement at the boundary of the CAP subband may be more stringent. This is for ensuring efficient coexistence between different operators and/or different RATs by minimizing interference with a node attempting a transmission or reception in an immediate adjacent (neighboring) CAP subband.

For example, referring to FIG. 20, when a transmission is performed only in 20 MHz (part A), the in-band emission requirement for the X RBs and/or Z RBs (because 40 MHz is the operating BW, the in-band emission requirement may be applied even though the Z RBs are not actually transmitted) may be more stringent than the in-band emission requirement for the other RBs within the CAP subband, in consideration of nodes that are likely to perform transmissions and receptions in 20 MHz (part B).

In an exemplary embodiment, X and/or Y and/or Z (and/or W) may be predefined.

Alternatively, in an exemplary embodiment, the value of X and/or Y and/or Z (and/or W) may be configured by RRC signaling. Unless the value of X and/or Y and/or Z (and/or W) is not configured by RRC signaling, an available default X and/or Y and/or Z (and/or W) may be predefined. That is, for example, upon receipt of RRC signaling that configures X and/or Y and/or Z (and/or W), the UE may obtain a configured value as X/Y/Z and/or W. In another example, when the UE fails in receiving the RRC signaling, the UE may obtain the value of X/Y/Z and/or W according to a preconfigured or predefined default value.

Alternatively, in an exemplary embodiment, X and/or Y and/or Z (and/or W) may be configured/defined differently according to a numerology (e.g., an SCS, for example, the SCS of the unlicensed band) and/or the size of a (transmission or operating) BW.

For example, Y (i.e., the number Y of RBs) at point A may be set differently depending on a transmission in 40 MHz or a transmission in 20 MHz (part A). In another example, X (i.e., the number X of RBs) at point B may be set differently for a transmission in 20 MHz (part A) depending on SCS=15 kHz or 30 kHz.

3.2. Method of Transmitting and Receiving DL Control Channel and Data Channel

FIG. 23 is a diagram illustrating a signal flow for operations of a UE and a BS according to various embodiments of the present disclosure. Specifically, FIG. 23 illustrates an operation of transmitting and receiving a DL control/data channel in an unlicensed band between a UE and a BS according to various embodiments of the present disclosure.

Referring to FIG. 23, in an exemplary embodiment, the BS may transmit DCI (or a PDCCH) to the UE in the unlicensed band by performing (or using) a CAP in a method according to various embodiments of the present disclosure in operations 2301 and 2303.

In an exemplary embodiment, the UE may receive the DCI (or PDCCH) in the unlicensed band in a method according to various embodiments of the present disclosure in operation 2303.

In an exemplary embodiment, the UE may obtain information about an actual BW in which DL data is transmitted in a method according to various embodiments of the present disclosure in operation 2305. For example, the UE may obtain the information about the actual BW in which the DL data is transmitted from an initial signal and/or common DCI and/or a DM-RS as described later.

In an exemplary embodiment, the BS may transmit the DL data to the UE in a method according to various embodiments of the present disclosure in operation 2307. In an exemplary embodiment, the BS may transmit the DL data to the UE based on the result of the CAP performed in operation 2301, in operation 2307. That is, in an exemplary embodiment, the BS may transmit both a DL control channel and a DL data channel by one CAP in operation 2307. Alternatively, in an exemplary embodiment, the BS may perform a CAP separately for the DL data transmission.

In an exemplary embodiment, the UE may receive the DL data from the BS in a method according to various embodiments of the present disclosure in operation 2307.

Each of the above operations in various embodiments of the present disclosure according to subclause 3.2. will be described in detail. It will be clearly understood to those skilled in the art that various embodiments of the present disclosure described below may be combined fully or partially to constitute other various embodiments of the present disclosure, unless contradicting each other.

3.2.1. [Method #1] Method of Transmitting and Receiving DL Control Channel

3.2.1.1a. [Method #1a] BS Operation

According to various embodiments of the present disclosure, when the BS configures a CORESET over one or more CAP subbands and actually transmits only some CAP subband(s) in which the BS has succeeded a CAP, the BS may transmit only a PDCCH with all REs included in the CAP subband(s) or one of the CAP subband(s).

In an exemplary embodiment, a CORESET may refer to an area in which a PDCCH may be transmitted. Specifically, the CORESET may be time-frequency resources in which the UE attempts to decode candidate control channels by using one or more search spaces.

In an exemplary embodiment, a CORESET may have a configuration including information such as the number of symbols, the size of a frequency area, and a precoding size.

For example, referring to FIG. 20, a CORESET may be configured over 40 MHz, in which some PDCCH candidate(s) may belong to 20 MHz (part A) with other PDCCH candidate(s) belonging to 20 MHz (part B), and some control channel elements (CCEs) of other PDCCH candidate(s) belong to 20 MHz (part A), with the other CCEs belonging to 20 MHz (part B).

In an exemplary embodiment, when the BS succeeds in a CAP only for 20 MHz (part A) and transmits a signal only in the corresponding BW, the BS may transmit PDCCH(s) belonging only to 20 MHz (part A) without transmitting a PDCCH belonging to 20 MHz (part B) even when only some CCEs of the PDCCH belong to 20 MHz (part B). In an exemplary embodiment, the BS may transmit an initial signal to indicate the transmission BW 20 MHz to the UE. For example, the BS may indicate the transmission of the PDCCH only in 20 MHz (part A) to the UE by the initial signal. That is, the BS may indicate the subband carrying the actual PDCCH in the wideband to the UE by the initial signal, and the UE may transmit the PDCCH later in the subband (2 steps).

In an exemplary embodiment, when it is said that a PDCCH belongs to or is transmitted in 20 MHz (part A), this may mean that the PDCCH belongs to or is transmitted in RBs except for the Y RBs at point A and/or the X RBs at point B in FIG. 20.

3.2.1.1a. [Method #1b] UE Operation (Corresponding to BS Operation in Method #1a)

According to various embodiments of the present disclosure, when a CORESET is configured over a plurality of subbands, the UE may identify actual transmission CAP subbands of the BS by bind detection of an initial signal. Then, the UE may perform blind detection only on a PDCCH with all REs included in the CAP subbands identified as transmitted from the BS or only one of the CAP subbands (2 steps).

For example, referring to FIG. 20, a CORESET may be configured over 40 MHz, in which some PDCCH candidate(s) may belong to 20 MHz (part A) with the other PDCCH candidate(s) belonging to 20 MHz (part B), and some CCEs of other PDCCH candidate(s) belong to 20 MHz (part A), with the other CCEs belonging to 20 MHz (part B).

In an exemplary embodiment, when the UE determines that the BS has transmitted a signal only in 20 MHz (part A) as a result of blind detection of the initial signal, the UE may perform blind detection only on the PDCCH candidate(s) belonging only to 20 MHz (part A), without blind detection of PDCCH candidate(s) with at least a part of CCEs belonging to 20 MHz (part B).

In an exemplary embodiment, when it is said that a PDCCH belongs to or is received in 20 MHz (part A), this may mean that the PDCCH belongs to or is received in RBs except for the Y RBs at point A and/or the X RBs at point B in FIG. 20.

3.2.2. [Method #2] Method of Transmitting and Receiving DL Data Channel

3.2.2.1a. [Method 1a] BS Operation

According to various embodiments of the present disclosure, the BS may transmit an initial signal only in an actual transmission BW. Alternatively according to various embodiments of the present disclosure, the BS may indicate the actual BW to the UE by common DCI or UE-specific DCI.

In an exemplary embodiment, the common DCI or the UE-specific DCI may be received in a licensed band or an unlicensed band.

In an exemplary embodiment, the actual transmission BW may be an inter multiple of the BW of a CAP subband.

According to various embodiments of the present disclosure, the BS may explicitly indicate the actual transmission BW of a DL transmission to the UE by the initial signal (or a PDSCH DM-RS).

For example, when the initial signal (or PDSCH DM-RS) is a gold sequence, the BS may transmit the initial signal (or PDSCH DM-RS) by applying a (configured or predefined) separate scrambling seed and/or OCC and/or comb index and/or port index according to a transmission BW combination.

Alternatively, for example, when the initial signal (PDSCH DM-RS) is a CAZAC sequence or Zadoff-Chu sequence, the BS may transmit the initial signal (or PDSCH DM-RS) by applying a (configured or predefined) separate root index and/or cyclic index and/or port index according to a transmission BW combination.

3.2.2.1b. [Method #1b] BS Operation (Corresponding to BS Operation in Method #1a)

According to various embodiments of the present disclosure, the UE may detect the actual transmission BW of the BS by blind detection of an initial signal. Alternatively, according to various embodiments of the present disclosure, the UE may receive information about the actual transmission BW of the BS in common DCI or UE-specific DCI.

In an exemplary embodiment, the common DCI or the UE-specific DCI may be received in a licensed band or an unlicensed band.

In an exemplary embodiment, the actual transmission BW may be an inter multiple of the BW of a CAP subband.

For example, even though a PDSCH is scheduled over the entire 40 MHz in slot #n by DCI, when the UE detects that the PDSCH is transmitted only in 20 MHz (part A) by blind detection of an initial signal in slot #n, the UE may receive the PDSCH, assuming that the scheduled PDSCH area is only 20 MHz (part A). In an exemplary embodiment, when a part of a CB/CBG/TB transmittable in 20 MHz (part B) is transmitted in 20 MHz (part A), the UE may flush corresponding decoded CB/CBG/TB information from the reception buffer. For example, the UE may empty PDSCH information decoded in the CB/CBG/TB from the reception buffer.

Alternatively, for example, the UE may receive, from the BS, signaling indicating whether a transmission has been performed in some CAP subband in slot #n, in retransmission DCI of HARQ ID #0 after receiving a whole PDSCH area in slot #n, scheduled by DCI (when a PDSCH corresponding HARQ ID #0 is scheduled in slot #n).

For example, upon receipt of signaling indicating transmission only in 20 MHz (part A) or requesting flush of a buffer corresponding to the received signal, the UE may flush the buffer corresponding to a signal received in 20 MHz (part B). At the same time, upon receipt of a part of a CB/CBG/TB transmittable in 20 MHz (part B) in 20 MHz (part A), the UE may flush corresponding decoded CB/CBG/TB information from the reception buffer.

According to various embodiments of the present disclosure, when blind-detecting/receiving an initial signal (or PDSCH DM-RS), the UE may detect/identify the DL transmission BW of the BS according to a received sequence among initial signals (or DM-RSs) preconfigured or predefined according to actual transmission BW combinations of the BS.

For example, when the initial signal (or PDSCH DM-RS) is a gold sequence, a scrambling seed and/or OCC and/or comb index and/or port index may be configured separately according to a transmission BW combination.

Alternatively, for example, when the initial signal (PDSCH DM-RS) is a CAZAC sequence or Zadoff-Chu sequence, a root index and/or cyclic index and/or port index may be configured separately according to a transmission BW combination.

3.2.2.2a. [Method #2a] BS Operation

According to various embodiments of the present disclosure, when a CAP is successful only in a CAP subband occupied by a PDSCH (and/or a PUCCH) transmitted to the UE in the operating BW, transmission of the PDSCH (and/or the PDCCH) may be allowed.

In an exemplary embodiment, the operating BW may be particularly the BW of an active DL BWP indicated to the specific UE.

For example, referring to FIG. 20, when the BS, which schedules a PDSCH for the UE for which the operating BW (or active BWP) is 40 MHz, intends to transmit the PDSCH to the UE only in an RB area belonging to 20 MHz (part A), the BS may be allowed to transmit the PDSCH to the UE, as far as the BS succeeds in a CAP for the subband of 20 MHz (part A) (even though the BS fails in a CAP for the subband of 20 MHz (part B)).

3.2.2.ba. [Method #2b] UE Operation (Corresponding to BS Operation in Method #2a)

According to various embodiments of the present disclosure, although the BS is allowed to transmit a signal even though a CAP is successful in some CAP subband of the operating BW (e.g., particularly, the BW of an active DL BWP indicated to the specific UE), the BS should succeed in a CAP for a CAP subband including a PDSCH scheduled for the UE. Therefore, the UE may assume that the PDSCH is always received successfully in scheduled RBs.

3.2.2.3a. [Method #3] BS Operation

According to various embodiments, the BS may transmit one TB in each CAP subband with a different or the same redundancy version (RV) (repeatedly).

That is, according to various embodiments, even though the BS fails in a CAP for a specific subband and thus does not transmit a signal in a part of the operating BW (due to puncturing), the BS may transmit a data channel in a manner that enables recovery of the data channel.

For example, referring to FIG. 20, the same TB may be repeatedly mapped to 20 MHz (part A) and 20 MHz (part B).

3.2.2.3b. [Method #3b] UE Operation (Corresponding to BS Operation in Method #3a)

According to various embodiments, the UE may receive one TB in each CAP subband with a different or the same RV.

That is, according to various embodiments, even though a part of the operating BW is punctured and thus is not received due to CAP failure in a specific subband, the UE may receive a data channel in a recoverable manner.

The various embodiments of the present disclosure described above are some of various implementation schemes of the present disclosure, and it is clearly understood by those skilled in the art that various embodiments of the present disclosure are not limited to the above-described embodiments. While the various embodiments of the present disclosure described above may be independently implemented, other various embodiments of the present disclosure may be configured by combining (or merging) some embodiments. It may be regulated that information indicating whether to apply the various embodiments of the present disclosure described above (or information about the rules of the various embodiments of the present disclosure described above) is indicated by a signal (e.g., a physical-layer signal or a higher-layer signal) predefined for the UE by the BS.

3.3. Initial Network Access and Communication Process

The UE may perform a network access process to perform the above-described/proposed procedures and/or methods. For example, the UE may receive and store system information and configuration information required for the above-described/proposed procedures and/or methods during network access (e.g., BS access). The configuration information required for the present disclosure may be received by higher-layer signaling (e.g., RRC signaling or MAC-layer signaling).

FIG. 24 is a diagram illustrating an initial network access and subsequent communication process. In the NR system to which various embodiments of the present disclosure, a physical channel and an RS may be transmitted by beamforming. When beamforming-based signal transmission is supported, beam management may follow for beam alignment between a BS and a UE. Further, a signal proposed in various embodiments of the present disclosure may be transmitted/received by beamforming. In RRC_IDLE mode, beam alignment may be performed based on an SSB (or SS/PBCH block), whereas in RRC_CONNECTED mode, beam alignment may be performed based on a CSI-RS (in DL) and an SRS (in UL). On the contrary, when beamforming-based signal transmission is not supported, beam-related operations in the following description may be skipped.

Referring to FIG. 24, a BS (e.g., eNB) may periodically transmit an SSB (S2702). The SSB includes a PSS/SSS/PBCH. The SSB may be transmitted by beam sweeping. The BS may then transmit RMSI and other system information (OSI) (S2704). The RMSI may include information required for the UE to perform initial access to the BS (e.g., PRACH configuration information). After detecting SSBs, the UE identifies the best SSB. The UE may then transmit an RACH preamble (Message 1; Msg1) in PRACH resources linked/corresponding to the index (i.e., beam) of the best SSB (S2706). The beam direction of the RACH preamble is associated with the PRACH resources. Association between PRACH resources (and/or RACH preambles) and SSBs (SSB indexes) may be configured by system information (e.g., RMSI). Subsequently, in an RACH procedure, the BS may transmit a random access response (RAR) (Msg2) in response to the RACH preamble (S2708), the UE may transmit Msg3 (e.g., RRC Connection Request) based on a UL grant included in the RAR (S2710), and the BS may transmit a contention resolution message (Msg4) (S2712). Msg4 may include RRC Connection Setup.

When an RRC connection is established between the BS and the UE in the RACH procedure, beam alignment may subsequently be performed based on an SSB/CSI-RS (in DL) and an SRS (in UL). For example, the UE may receive an SSB/CSI-RS (S2714). The SSB/CSI-RS may be used for the UE to generate a beam/CSI report. The BS may request the UE to transmit a beam/CSI report, by DCI (S2716). In this case, the UE may generate a beam/CSI report based on the SSB/CSI-RS and transmit the generated beam/CSI report to the BS on a PUSCH/PUCCH (S2718). The beam/CSI report may include a beam measurement result, information about a preferred beam, and so on. The BS and the UE may switch beams based on the beam/CSI report (S2720 a and S2720 b).

Subsequently, the UE and the BS may perform the above-described/proposed procedures and/or methods. For example, the UE and the BS may transmit a wireless signal by processing information stored in a memory or may process a received wireless signal and store the processed signal in a memory according to the proposal of the present disclosure, based on configuration information obtained in a network access process (e.g., a system information acquisition process, an RRC connection process on an RACH, and so on). The wireless signal may include at least one of a PDCCH, a PDSCH, or an RS on DL and at least one of a PUCCH, a PUSCH, or an SRS on UL.

3.4. Discontinuous Reception (DRX) Operation

FIG. 25 is a diagram illustrating a DRX operation according to various embodiments of the present disclosure.

A UE may perform a DRX operation in the afore-described/proposed procedures and/or methods according to various embodiments of the present disclosure. A UE configured with DRX may reduce power consumption by receiving a DL signal discontinuously. DRX may be performed in an RRC_IDLE state, an RRC_INACTIVE state, and an RRC_CONNECTED state.

The UE performs DRX to receive a paging signal discontinuously in the RRC_IDLE state and the RRC INACTIVE state.

3.4.1 RRC_CONNECTED DRX

In the RRC_CONNECTED state, DRX is used for discontinuous PDCCH reception. For convenience, DRX performed in the RRC_CONNECTED state will be referred to RRC_CONNECTED DRX.

Referring to FIG. 25(a), a DRX cycle includes On Duration and Opportunity for DRX. The DRX cycle defines a time interval in which On Duration is periodically repeated. On Duration is a time period during which the UE monitors to receive a PDCCH. When DRX is configured, the UE performs PDCCH monitoring during the On Duration. When there is any successfully detected PDCCH during the PDCCH monitoring, the UE operates an inactivity timer and is maintained in an awake state. On the other hand, when there is no successfully detected PDCCH during the PDCCH monitoring, the UE enters a sleep state, when the On Duration ends. Therefore, if DRX is configured, PDCCH monitoring/reception may be performed discontinuously in the time domain, when the afore-described/proposed procedures and/or methods are performed. For example, if DRX is configured, PDCCH reception occasions (e.g., slots having PDCCH search spaces) may be configured discontinuously according to a DRX configuration in the present disclosure. On the contrary, if DRX is not configured, PDCCH monitoring/reception may be performed continuously in the time domain, when the afore-described/proposed procedures and/or methods are performed. For example, if DRX is not configured, PDCCH reception occasions (e.g., slots having PDCCH search spaces) may be configured continuously in the present disclosure. PDCCH monitoring may be limited in a time period configured as a measurement gap, irrespective of whether DRX is configured.

Table 17 describes a UE operation related to DRX (in the RRC_CONNECTED state). Referring to Table 17, DRX configuration information is received by higher-layer (e.g., RRC) signaling, and DRX ON/OFF is controlled by a DRX command of the MAC layer. Once DRX is configured, the UE may perform PDCCH monitoring discontinuously in performing the described/proposed procedures and/or methods according to the present disclosure.

TABLE 17 Type of signals UE procedure 1^(st) step RRC signalling (MAC- Receive DRX configuration CellGroupConfig) information 2^(nd) Step MAC CE ((Long) DRX Receive DRX command command MAC CE) 3^(rd) Step — Monitor a PDCCH during an on-duration of a DRX cycle

MAC-CellGroupConfig includes configuration information required to configure MAC parameters for a cell group. MAC-CellGroupConfig may also include DRX configuration information. For example, MAC-CellGroupConfig may include the following information in defining DRX.

-   -   Value of drx-OnDurationTimer: defines the length of the starting         duration of a DRX cycle.     -   Value of drx-InactivityTimer: defines the length of a time         duration in which the UE is in the awake state after a PDCCH         occasion in which a PDCCH indicating initial UL or DL data has         been detected.     -   Value of drx-HARQ-RTT-TimerDL: defines the length of a maximum         time duration from reception of a DL initial transmission to         reception of a DL retransmission.     -   Value of drx-HARQ-RTT-TimerDL: defines the length of a maximum         time duration from reception of a grant for a DL initial         transmission to reception of a grant for a UL retransmission.     -   drx-LongCycleStartOffset: defines the time duration and starting         time of a DRX cycle.     -   drx-ShortCycle (optional): defines the time duration of a short         DRX cycle.

When at least one of drx-OnDurationTimer, drx-InactivityTimer, drx-HARQ-RTT-TimerDL, or drx-HARQ-RTT-TimerDL is running, the UE performs PDCCH monitoring in each PDCCH occasion, while staying in the awake state.

3.4.2. RRC_IDLE DRX

In the RRC_IDLE state and the RRC_INACTIVE state, DRX is used for discontinuous paging signal reception. For convenience, DRX performed in the RRC_IDLE (or RRC INACTIVE) state will be referred to RRC_IDLE DRX.

Therefore, when DRX is configured, a PDCCH monitoring/reception may be performed discontinuously in the time domain in the afore-described/proposed procedures and/or methods.

Referring to FIG. 23(b), DRX may be configured for discontinuous reception of a paging signal. The UE may receive DRX configuration information from the BS by higher-layer signaling (e.g., RRC signaling). The DRX configuration information may include configuration information about a DRX cycle, a DRX offset, and a DRX timer. The UE repeats an on duration and a sleep duration according to a DRX cycle. The UE operates in wakeup mode during the on duration, and in sleep mode during the sleep duration. In the wakeup mode, the UE may monitor a paging occasion (PO) to receive a paging message. A PO is a time resource/period (e.g., a subframe or a slot) in which the UE expects to receive a paging message. PO monitoring includes monitoring a PDCCH scrambled with a P-RNTI (MPDCCH or NPDCCH) (hereinafter, referred to as a paging PDCCH) in a PO. The paging message may be included in the paging PDCCH or in a PDSCH scheduled by the paging PDCCH. One or more POs may be included in a paging frame (PF), and the PF may be configured periodically based on a UE ID. The PF may correspond to one radio frame, and the UE ID may be determined based on the international mobile subscriber identity (IMSI) of the UE. When the UE is configured with DRX, the UE monitors only one PO per DRC cycle. Upon receipt of a paging message indicating changing of the UE ID and/or system information, the UE may perform an RACH procedure to initialize (or reconfigure) a connection with the BS or receive (or obtain) new system information from the BS. Accordingly, the UE may perform PO monitoring discontinuously in the time domain to perform the RACH procedure to establish a connection with the BS or receive (or obtain) new system information from the BS, in performing the afore-described/proposed procedures and/or methods.

Those skilled in the art will clearly understand that the above-described initial access process and/or DRX operation may be combined with the contents of clause 1 to clause 3 to implement other various embodiments of the present disclosure.

FIG. 26 is a diagram illustrating a signal flow for operations of a UE and a BS according to various embodiments of the present disclosure.

FIG. 27 is a flowchart illustrating a method of operating a UE according to various embodiments of the present disclosure.

FIG. 28 is a flowchart illustrating a method of operating a BS according to various embodiments of the present disclosure.

Referring to FIGS. 26, 27 and 28, according to an exemplary embodiment, information about a predetermined number of RBs at at least one boundary of at least one subband among RBs of the at least one of a plurality of subbands included in an unlicensed band may be transmitted and received between the BS and the UE in operation 2601. In an exemplary embodiment, the BS may transmit the information about the predetermined number of RBs at the at least one boundary of the at least one subband among the RBs of the at least one of the plurality of subbands included in the unlicensed band in operation 2801. In an exemplary embodiment, the UE may receive the information about the predetermined number of RBs at the at least one boundary of the at least one subband among the RBs of the at least one of the plurality of subbands included in the unlicensed band in operation 2701.

According to various embodiments of the present disclosure, the operation of transmitting the information about the predetermined number of RBs by the BS may be omitted in operations 2601 and 2801. That is, in an exemplary embodiment, the UE may obtain the information about the predetermined number of RBs by checking information about a predetermined number of RBs, which has been predefined in operation 2701. For this purpose, the UE may have prior knowledge of the information about the predetermined number of RBs in an exemplary embodiment.

In an exemplary embodiment, the BS and the UE may communicate with each other in operation 2603. In an exemplary embodiment, the communication may be conducted based on the information about the predetermined number of RBs in operation 2703. In an exemplary embodiment, the BS may communicate with the UE in correspondence with the information about the predetermined number of RBs in operation 2803.

In an exemplary embodiment, data for the communication may be mapped to one or more RBs except for the predetermined number of RBs among the plurality of RBs. That is, in an exemplary embodiment, the data for the communication may not be mapped to the predetermined number of RBs.

In an exemplary embodiment, each of the plurality of subbands may be related to a basic frequency unit of a CAP for the unlicensed band.

In an exemplary embodiment, the at least one subband may be any one of the plurality of subbands.

A more specific operation of the BS and/or the UE according to various embodiments of the present disclosure may be described and performed based on the afore-described clauses 1 to 3.

Because examples of the above-described proposed methods may also be included as one of the implementation methods of the present disclosure, it is obvious that they may be considered as a kind of proposed method. Further, while the above-described proposed methods may be implemented independently, some of the proposed methods may be combined (or merged). It may be regulated that information indicating whether to apply the various embodiments of the present disclosure described above (or information about the rules of the various embodiments of the present disclosure described above) is indicated by a signal (e.g., a physical-layer signal or a higher-layer signal) predefined for the UE by the BS.

4. Apparatus Configuration

FIG. 29 is a diagram illustrating devices that implement various embodiments of the present disclosure.

The devices illustrated in FIG. 29 may be a UE and/or a BS (e.g., eNB or gNB) adapted to perform the afore-described mechanisms, or any devices performing the same operation.

Referring to FIG. 29, the device may include a digital signal processor (DSP)/microprocessor 210 and a radio frequency (RF) module (transceiver) 235. The DSP/microprocessor 210 is electrically coupled to the transceiver 235 and controls the transceiver 235. The device may further include a power management module 205, a battery 255, a display 215, a keypad 220, a SIM card 225, a memory device 230, an antenna 240, a speaker 245, and an input device 250, depending on a designer's selection.

Particularly, FIG. 29 may illustrate a UE including a receiver 235 configured to receive a request message from a network and a transmitter 235 configured to transmit timing transmission/reception timing information to the network. These receiver and transmitter may form the transceiver 235. The UE may further include a processor 210 coupled to the transceiver 235.

Further, FIG. 29 may illustrate a network device including a transmitter 235 configured to transmit a request message to a UE and a receiver 235 configured to receive timing transmission/reception timing information from the UE. These transmitter and receiver may form the transceiver 235. The network may further include the processor 210 coupled to the transceiver 235. The processor 210 may calculate latency based on the transmission/reception timing information.

According to various embodiments of the present disclosure, a UE (or a communication device included in the UE) and a BS (or a communication device included in the BS) may operate as follows by controlling memories.

According to various embodiments of the present disclosure, a UE or a BS may include at least one transceiver, at least one memory, and at least one processor coupled to the at least one transceiver and the at least one memory. The at least one memory may store instructions causing the at least one processor to perform the following operations.

A communication device included in the UE or the BS may be configured to include the at least one processor and the at least one memory. The communication device may be configured to include the at least one transceiver, or may be configured not to include the at least one transceiver but to be connected to the at least one transceiver.

According to various embodiments of the present disclosure, at least one processor included in a UE (or at least one processor of a communication device included in the UE) may obtain information about a predetermined number of RBs at at least one boundary of at least one subband among the RBs of the at least one of a plurality of subbands included in an unlicensed band and communicate based on the information about the predetermined number of RBs.

In an exemplary embodiment, data for communication may be mapped to one or more RBs except for the predetermined number of RBs among the plurality of RBs.

In an exemplary embodiment, each of a plurality of subbands may be related to a basic frequency unit of a CAP for the unlicensed band.

In an exemplary embodiment, the at least one subband may be any one of the plurality of subbands.

According to various embodiments of the present disclosure, at least one processor included in a BS (or at least one processor of a communication device included in the BS) may transmit information about a predetermined number of RBs at at least one boundary of at least one subband among the RBs of the at least one of a plurality of subbands included in an unlicensed band and communicate in correspondence with the information about the predetermined number of RBs.

In an exemplary embodiment, data for communication may be mapped to one or more RBs except for the predetermined number of RBs among the plurality of RBs.

In an exemplary embodiment, each of a plurality of subbands may be related to a basic frequency unit of a CAP for the unlicensed band.

In an exemplary embodiment, the at least one subband may be any one of the plurality of subbands.

According to various embodiments of the present disclosure, the operation of transmitting the information about the predetermined number of RBs by the at least one processor included in the BS may be omitted. That is, in an exemplary embodiment, the at least one processor included in the UE may obtain the information about the predetermined number of RBs based on reception of the information about the predetermined number of RBs from the at least one processor included in the BS. Alternatively in an exemplary embodiment, the at least one processor included in the UE may obtain the information about the predetermined number of RBs by checking the information about the predetermined number of RBs, which has been predefined. For this purpose, in an exemplary embodiment, the UE may have prior knowledge of the information about the predetermined number of RBs.

More detailed operations of the at least one processor included in the BS and/or the UE according to the above-described various embodiments of the present disclosure may be described and performed based on the contents of clause 1 to clause 3.

In the present specification, various embodiments of the present disclosure have been described, focusing on a data transmission/reception relationship between a BS and a UE in a wireless communication system. However, various embodiments of the present disclosure are not limited thereto. For example, various embodiments of the present disclosure may also relate to the following technical configurations.

Example of Communication System to which Various Embodiments of the Present Disclosure are Applied

The various descriptions, functions, procedures, proposals, methods, and/or operational flowcharts of the various embodiments of the present disclosure described in this document may be applied to, without being limited to, a variety of fields requiring wireless communication/connection (e.g., 5G) between devices.

Hereinafter, a description will be given in more detail with reference to the drawings. In the following drawings/description, the same reference symbols may denote the same or corresponding hardware blocks, software blocks, or functional blocks unless described otherwise.

FIG. 30 illustrates an exemplary communication system to which various embodiments of the present disclosure are applied.

Referring to FIG. 30, a communication system 1 applied to the various embodiments of the present disclosure includes wireless devices, BSs, and a network. Herein, the wireless devices represent devices performing communication using RAT (e.g., 5G NR or LTE) and may be referred to as communication/radio/5G devices. The wireless devices may include, without being limited to, a robot 100 a, vehicles 100 b-l and 100 b-2, an extended reality (XR) device 100 c, a hand-held device 100 d, a home appliance 100 e, an Internet of things (IoT) device 100 f, and an artificial intelligence (AI) device/server 400. For example, the vehicles may include a vehicle having a wireless communication function, an autonomous driving vehicle, and a vehicle capable of performing communication between vehicles. Herein, the vehicles may include an unmanned aerial vehicle (UAV) (e.g., a drone). The XR device may include an augmented reality (AR)/virtual reality (VR)/mixed reality (MR) device and may be implemented in the form of a head-mounted device (HMD), a head-up display (HUD) mounted in a vehicle, a television, a smartphone, a computer, a wearable device, a home appliance device, a digital signage, a vehicle, a robot, etc. The hand-held device may include a smartphone, a smart pad, a wearable device (e.g., a smart watch or a smart glasses), and a computer (e.g., a notebook). The home appliance may include a TV, a refrigerator, and a washing machine. The IoT device may include a sensor and a smart meter. For example, the BSs and the network may be implemented as wireless devices and a specific wireless device 200 a may operate as a BS/network node with respect to other wireless devices.

The wireless devices 100 a to 100 f may be connected to the network 300 via the BSs 200. An AI technology may be applied to the wireless devices 100 a to 100 f and the wireless devices 100 a to 100 f may be connected to the AI server 400 via the network 300. The network 300 may be configured using a 3G network, a 4G (e.g., LTE) network, or a 5G (e.g., NR) network. Although the wireless devices 100 a to 100 f may communicate with each other through the BSs 200/network 300, the wireless devices 100 a to 100 f may perform direct communication (e.g., sidelink communication) with each other without passing through the BSs/network. For example, the vehicles 100 b-l and 100 b-2 may perform direct communication (e.g. Vehicle-to-Vehicle (V2V)/Vehicle-to-everything (V2X) communication). The IoT device (e.g., a sensor) may perform direct communication with other IoT devices (e.g., sensors) or other wireless devices 100 a to 100 f.

Wireless communication/connections 150 a, 150 b, or 150 c may be established between the wireless devices 100 a to 100 f/BS 200, or BS 200/BS 200. Herein, the wireless communication/connections may be established through various RATs (e.g., 5G NR) such as uplink/downlink communication 150 a, sidelink communication 150 b (or, D2D communication), or inter BS communication (e.g. relay, Integrated Access Backhaul (IAB)). The wireless devices and the BSs/the wireless devices may transmit/receive radio signals to/from each other through the wireless communication/connections 150 a and 150 b. For example, the wireless communication/connections 150 a and 150 b may transmit/receive signals through various physical channels. To this end, at least a part of various configuration information configuring processes, various signal processing processes (e.g., channel encoding/decoding, modulation/demodulation, and resource mapping/demapping), and resource allocating processes, for transmitting/receiving radio signals, may be performed based on the various proposals of the various embodiments of the present disclosure.

Example of Wireless Devices to which Various Embodiments of the Present Disclosure are Applied

FIG. 31 illustrates exemplary wireless devices to which various embodiments of the present disclosure are applicable.

Referring to FIG. 31, a first wireless device 100 and a second wireless device 200 may transmit radio signals through a variety of RATs (e.g., LTE and NR). Herein, {the first wireless device 100 and the second wireless device 200} may correspond to {the wireless device 100 x and the BS 200} and/or {the wireless device 100 x and the wireless device 100 x} of FIG. 30.

The first wireless device 100 may include one or more processors 102 and one or more memories 104 and additionally further include one or more transceivers 106 and/or one or more antennas 108. The processors) 102 may control the memory(s) 104 and/or the transceivers) 106 and may be configured to implement the descriptions, functions, procedures, proposals, methods, and/or operational flowcharts disclosed in this document. For example, the processors) 102 may process information within the memory(s) 104 to generate first information/signals and then transmit radio signals including the first information/signals through the transceivers) 106. The processors) 102 may receive radio signals including second information/signals through the transceiver 106 and then store information obtained by processing the second information/signals in the memory(s) 104. The memory(s) 104 may be connected to the processors) 102 and may store a variety of information related to operations of the processors) 102. For example, the memory(s) 104 may store software code including commands for performing a part or the entirety of processes controlled by the processors) 102 or for performing the descriptions, functions, procedures, proposals, methods, and/or operational flowcharts disclosed in this document. Herein, the processors) 102 and the memory(s) 104 may be a part of a communication modem/circuit/chip designed to implement RAT (e.g., LTE or NR). The transceivers) 106 may be connected to the processors) 102 and transmit and/or receive radio signals through one or more antennas 108. Each of the transceivers) 106 may include a transmitter and/or a receiver. The transceivers) 106 may be interchangeably used with Radio Frequency (RF) unit(s). In the various embodiments of the present disclosure, the wireless device may represent a communication modem/circuit/chip.

The second wireless device 200 may include one or more processors 202 and one or more memories 204 and additionally further include one or more transceivers 206 and/or one or more antennas 208. The processors) 202 may control the memory(s) 204 and/or the transceivers) 206 and may be configured to implement the descriptions, functions, procedures, proposals, methods, and/or operational flowcharts disclosed in this document. For example, the processors) 202 may process information within the memory(s) 204 to generate third information/signals and then transmit radio signals including the third information/signals through the transceivers) 206. The processors) 202 may receive radio signals including fourth information/signals through the transceivers) 106 and then store information obtained by processing the fourth information/signals in the memory(s) 204. The memory(s) 204 may be connected to the processors) 202 and may store a variety of information related to operations of the processors) 202. For example, the memory(s) 204 may store software code including commands for performing a part or the entirety of processes controlled by the processors) 202 or for performing the descriptions, functions, procedures, proposals, methods, and/or operational flowcharts disclosed in this document. Herein, the processors) 202 and the memory(s) 204 may be a part of a communication modem/circuit/chip designed to implement RAT (e.g., LTE or NR). The transceivers) 206 may be connected to the processors) 202 and transmit and/or receive radio signals through one or more antennas 208. Each of the transceivers) 206 may include a transmitter and/or a receiver. The transceivers) 206 may be interchangeably used with RF unit(s). In the various embodiments of the present disclosure, the wireless device may represent a communication modem/circuit/chip.

Hereinafter, hardware elements of the wireless devices 100 and 200 will be described more specifically. One or more protocol layers may be implemented by, without being limited to, one or more processors 102 and 202. For example, the one or more processors 102 and 202 may implement one or more layers (e.g., functional layers such as PHY, MAC, RLC, PDCP, RRC, and SDAP). The one or more processors 102 and 202 may generate one or more Protocol Data Units (PDUs) and/or one or more Service Data Unit (SDUs) according to the descriptions, functions, procedures, proposals, methods, and/or operational flowcharts disclosed in this document. The one or more processors 102 and 202 may generate messages, control information, data, or information according to the descriptions, functions, procedures, proposals, methods, and/or operational flowcharts disclosed in this document. The one or more processors 102 and 202 may generate signals (e.g., baseband signals) including PDUs, SDUs, messages, control information, data, or information according to the descriptions, functions, procedures, proposals, methods, and/or operational flowcharts disclosed in this document and provide the generated signals to the one or more transceivers 106 and 206. The one or more processors 102 and 202 may receive the signals (e.g., baseband signals) from the one or more transceivers 106 and 206 and acquire the PDUs, SDUs, messages, control information, data, or information according to the descriptions, functions, procedures, proposals, methods, and/or operational flowcharts disclosed in this document.

The one or more processors 102 and 202 may be referred to as controllers, microcontrollers, microprocessors, or microcomputers. The one or more processors 102 and 202 may be implemented by hardware, firmware, software, or a combination thereof. As an example, one or more Application Specific Integrated Circuits (ASICs), one or more Digital Signal Processors (DSPs), one or more Digital Signal Processing Devices (DSPDs), one or more Programmable Logic Devices (PLDs), or one or more Field Programmable Gate Arrays (FPGAs) may be included in the one or more processors 102 and 202. The descriptions, functions, procedures, proposals, methods, and/or operational flowcharts disclosed in this document may be implemented using firmware or software and the firmware or software may be configured to include the modules, procedures, or functions. Firmware or software configured to perform the descriptions, functions, procedures, proposals, methods, and/or operational flowcharts disclosed in this document may be included in the one or more processors 102 and 202 or stored in the one or more memories 104 and 204 so as to be driven by the one or more processors 102 and 202. The descriptions, functions, procedures, proposals, methods, and/or operational flowcharts disclosed in this document may be implemented using firmware or software in the form of code, commands, and/or a set of commands.

The one or more memories 104 and 204 may be connected to the one or more processors 102 and 202 and store various types of data, signals, messages, information, programs, code, instructions, and/or commands. The one or more memories 104 and 204 may be configured by Read-Only Memories (ROMs), Random Access Memories (RAMs), Electrically Erasable Programmable Read-Only Memories (EPROMs), flash memories, hard drives, registers, cash memories, computer-readable storage media, and/or combinations thereof. The one or more memories 104 and 204 may be located at the interior and/or exterior of the one or more processors 102 and 202. The one or more memories 104 and 204 may be connected to the one or more processors 102 and 202 through various technologies such as wired or wireless connection.

The one or more transceivers 106 and 206 may transmit user data, control information, and/or radio signals/channels, mentioned in the methods and/or operational flowcharts of this document, to one or more other devices. The one or more transceivers 106 and 206 may receive user data, control information, and/or radio signals/channels, mentioned in the descriptions, functions, procedures, proposals, methods, and/or operational flowcharts disclosed in this document, from one or more other devices. For example, the one or more transceivers 106 and 206 may be connected to the one or more processors 102 and 202 and transmit and receive radio signals. For example, the one or more processors 102 and 202 may perform control so that the one or more transceivers 106 and 206 may transmit user data, control information, or radio signals to one or more other devices. The one or more processors 102 and 202 may perform control so that the one or more transceivers 106 and 206 may receive user data, control information, or radio signals from one or more other devices. The one or more transceivers 106 and 206 may be connected to the one or more antennas 108 and 208 and the one or more transceivers 106 and 206 may be configured to transmit and receive user data, control information, and/or radio signals/channels, mentioned in the descriptions, functions, procedures, proposals, methods, and/or operational flowcharts disclosed in this document, through the one or more antennas 108 and 208. In this document, the one or more antennas may be a plurality of physical antennas or a plurality of logical antennas (e.g., antenna ports). The one or more transceivers 106 and 206 may convert received radio signal s/channels etc. from RF band signals into baseband signals in order to process received user data, control information, radio signals/channels, etc. using the one or more processors 102 and 202. The one or more transceivers 106 and 206 may convert the user data, control information, radio signals/channels, etc. processed using the one or more processors 102 and 202 from the base band signals into the RF band signals. To this end, the one or more transceivers 106 and 206 may include (analog) oscillators and/or filters.

Example of Using Wireless Devices to which Various Embodiments of the Present Disclosure are Applied

FIG. 32 illustrates other exemplary wireless devices to which various embodiments of the present disclosure are applied. The wireless devices may be implemented in various forms according to a use case/service (see FIG. 30).

Referring to FIG. 32, wireless devices 100 and 200 may correspond to the wireless devices 100 and 200 of FIG. 31 and may be configured by various elements, components, units/portions, and/or modules. For example, each of the wireless devices 100 and 200 may include a communication unit 110, a control unit 120, a memory unit 130, and additional components 140. The communication unit may include a communication circuit 112 and transceivers) 114. For example, the communication circuit 112 may include the one or more processors 102 and 202 and/or the one or more memories 104 and 204 of FIG. 31. For example, the transceiver(s) 114 may include the one or more transceivers 106 and 206 and/or the one or more antennas 108 and 208 of FIG. 31. The control unit 120 is electrically connected to the communication unit 110, the memory 130, and the additional components 140 and controls overall operation of the wireless devices. For example, the control unit 120 may control an electric/mechanical operation of the wireless device based on programs/code/commands/information stored in the memory unit 130. The control unit 120 may transmit the information stored in the memory unit 130 to the exterior (e.g., other communication devices) via the communication unit 110 through a wireless/wired interface or store, in the memory unit 130, information received through the wireless/wired interface from the exterior (e.g., other communication devices) via the communication unit 110.

The additional components 140 may be variously configured according to types of wireless devices. For example, the additional components 140 may include at least one of a power unit/battery, input/output (I/O) unit, a driving unit, and a computing unit. The wireless device may be implemented in the form of, without being limited to, the robot (100 a of FIG. 30), the vehicles (100 b-1 and 100 b-2 of FIG. 30), the XR device (100 c of FIG. 30), the hand-held device (100 d of FIG. 30), the home appliance (100 e of FIG. 30), the IoT device (100 f of FIG. 30), a digital broadcast terminal, a hologram device, a public safety device, an MTC device, a medicine device, a fintech device (or a finance device), a security device, a climate/environment device, the AI server/device (400 of FIG. 30), the BSs (200 of FIG. 30), a network node, etc. The wireless device may be used in a mobile or fixed place according to a use-example/service.

In FIG. 32, the entirety of the various elements, components, units/portions, and/or modules in the wireless devices 100 and 200 may be connected to each other through a wired interface or at least a part thereof may be wirelessly connected through the communication unit 110. For example, in each of the wireless devices 100 and 200, the control unit 120 and the communication unit 110 may be connected by wire and the control unit 120 and first units (e.g., 130 and 140) may be wirelessly connected through the communication unit 110. Each element, component, unit/portion, and/or module within the wireless devices 100 and 200 may further include one or more elements. For example, the control unit 120 may be configured by a set of one or more processors. As an example, the control unit 120 may be configured by a set of a communication control processor, an application processor, an Electronic Control Unit (ECU), a graphical processing unit, and a memory control processor. As another example, the memory 130 may be configured by a Random Access Memory (RAM), a Dynamic RAM (DRAM), a Read Only Memory (ROM)), a flash memory, a volatile memory, a non-volatile memory, and/or a combination thereof.

Hereinafter, an example of implementing FIG. 32 will be described in detail with reference to the drawings.

Example of Portable Device to which Various Embodiments of the Present Disclosure are Applied

FIG. 33 illustrates an exemplary portable device to which various embodiments of the present disclosure are applied. The portable device may be any of a smartphone, a smart pad, a wearable device (e.g., a smart watch or smart glasses), and a portable computer (e.g., a laptop). A portable device may also be referred to as mobile station (MS), user terminal (UT), mobile subscriber station (MSS), subscriber station (SS), advanced mobile station (AMS), or wireless terminal (WT).

Referring to FIG. 33, a hand-held device 100 may include an antenna unit 108, a communication unit 110, a control unit 120, a memory unit 130, a power supply unit 140 a, an interface unit 140 b, and an I/O unit 140 c. The antenna unit 108 may be configured as a part of the communication unit 110. Blocks 110 to 130/140 a to 140 c correspond to the blocks 110 to 130/140 of FIG. 32, respectively.

The communication unit 110 may transmit and receive signals (e.g., data and control signals) to and from other wireless devices or BSs. The control unit 120 may perform various operations by controlling constituent elements of the hand-held device 100. The control unit 120 may include an Application Processor (AP). The memory unit 130 may store data/parameters/programs/code/commands needed to drive the hand-held device 100. The memory unit 130 may store input/output data/information. The power supply unit 140 a may supply power to the hand-held device 100 and include a wired/wireless charging circuit, a battery, etc. The interface unit 140 b may support connection of the hand-held device 100 to other external devices. The interface unit 140 b may include various ports (e.g., an audio I/O port and a video I/O port) for connection with external devices. The I/O unit 140 c may input or output video information/signals, audio information/signals, data, and/or information input by a user. The I/O unit 140 c may include a camera, a microphone, a user input unit, a display unit 140 d, a speaker, and/or a haptic module.

As an example, in the case of data communication, the I/O unit 140 c may acquire information/signals (e.g., touch, text, voice, images, or video) input by a user and the acquired information/signals may be stored in the memory unit 130. The communication unit 110 may convert the information/signals stored in the memory into radio signals and transmit the converted radio signals to other wireless devices directly or to a BS. The communication unit 110 may receive radio signals from other wireless devices or the BS and then restore the received radio signals into original information/signals. The restored information/signals may be stored in the memory unit 130 and may be output as various types (e.g., text, voice, images, video, or haptic) through the I/O unit 140 c.

Example of Vehicle or Autonomous Driving Vehicle to which Various Embodiments of the Present Disclosure

FIG. 34 illustrates an exemplary vehicle or autonomous driving vehicle to which various embodiments of the present disclosure. The vehicle or autonomous driving vehicle may be implemented as a mobile robot, a car, a train, a manned/unmanned aerial vehicle (AV), a ship, or the like.

Referring to FIG. 34, a vehicle or autonomous driving vehicle 100 may include an antenna unit 108, a communication unit 110, a control unit 120, a driving unit 140 a, a power supply unit 140 b, a sensor unit 140 c, and an autonomous driving unit 140 d. The antenna unit 108 may be configured as a part of the communication unit 110. The blocks 110/130/140 a to 140 d correspond to the blocks 110/130/140 of FIG. 32, respectively.

The communication unit 110 may transmit and receive signals (e.g., data and control signals) to and from external devices such as other vehicles, BSs (e.g., gNBs and road side units), and servers. The control unit 120 may perform various operations by controlling elements of the vehicle or the autonomous driving vehicle 100. The control unit 120 may include an electronic control unit (ECU). The driving unit 140 a may cause the vehicle or the autonomous driving vehicle 100 to drive on a road. The driving unit 140 a may include an engine, a motor, a powertrain, a wheel, a brake, a steering device, etc. The power supply unit 140 b may supply power to the vehicle or the autonomous driving vehicle 100 and include a wired/wireless charging circuit, a battery, etc. The sensor unit 140 c may acquire a vehicle state, ambient environment information, user information, etc. The sensor unit 140 c may include an inertial measurement unit (IMU) sensor, a collision sensor, a wheel sensor, a speed sensor, a slope sensor, a weight sensor, a heading sensor, a position module, a vehicle forward/backward sensor, a battery sensor, a fuel sensor, a tire sensor, a steering sensor, a temperature sensor, a humidity sensor, an ultrasonic sensor, an illumination sensor, a pedal position sensor, etc. The autonomous driving unit 140 d may implement technology for maintaining a lane on which a vehicle is driving, technology for automatically adjusting speed, such as adaptive cruise control, technology for autonomously driving along a determined path, technology for driving by automatically setting a path if a destination is set, and the like.

For example, the communication unit 110 may receive map data, traffic information data, etc. from an external server. The autonomous driving unit 140 d may generate an autonomous driving path and a driving plan from the obtained data. The control unit 120 may control the driving unit 140 a such that the vehicle or the autonomous driving vehicle 100 may move along the autonomous driving path according to the driving plan (e.g., speed/direction control). In the middle of autonomous driving, the communication unit 110 may aperiodically/periodically acquire recent traffic information data from the external server and acquire surrounding traffic information data from neighboring vehicles. In the middle of autonomous driving, the sensor unit 140 c may obtain a vehicle state and/or surrounding environment information. The autonomous driving unit 140 d may update the autonomous driving path and the driving plan based on the newly obtained data/information. The communication unit 110 may transfer information about a vehicle position, the autonomous driving path, and/or the driving plan to the external server. The external server may predict traffic information data using AI technology, etc., based on the information collected from vehicles or autonomous driving vehicles and provide the predicted traffic information data to the vehicles or the autonomous driving vehicles.

In summary, various embodiments of the present disclosure may be implemented through a certain device and/or UE.

For example, the certain device may be any of a BS, a network node, a transmitting UE, a receiving UE, a wireless device, a wireless communication device, a vehicle, a vehicle equipped with an autonomous driving function, an unmanned aerial vehicle (UAV), an artificial intelligence (AI) module, a robot, an augmented reality (AR) device, a virtual reality (VR) device, and other devices.

For example, a UE may be any of a personal digital assistant (PDA), a cellular phone, a personal communication service (PCS) phone, a global system for mobile (GSM) phone, a wideband CDMA (WCDMA) phone, a mobile broadband system (MBS) phone, a smartphone, and a multi mode-multi band (MM-MB) terminal.

A smartphone refers to a terminal taking the advantages of both a mobile communication terminal and a PDA, which is achieved by integrating a data communication function being the function of a PDA, such as scheduling, fax transmission and reception, and Internet connection in a mobile communication terminal. Further, an MM-MB terminal refers to a terminal which has a built-in multi-modem chip and thus is operable in all of a portable Internet system and other mobile communication system (e.g., CDMA 2000, WCDMA, and so on).

Alternatively, the UE may be any of a laptop PC, a hand-held PC, a tablet PC, an ultrabook, a slate PC, a digital broadcasting terminal, a portable multimedia player (PMP), a navigator, and a wearable device such as a smart watch, smart glasses, and a head mounted display (HMD). For example, a UAV may be an unmanned aerial vehicle that flies under the control of a wireless control signal. For example, an HMD may be a display device worn around the head. For example, the HMD may be used to implement AR or VR.

Various embodiments of the present disclosure may be implemented in various means. For example, various embodiments of the present disclosure may be implemented in hardware, firmware, software, or a combination thereof.

In a hardware configuration, the methods according to exemplary embodiments of the present disclosure may be achieved by one or more Application Specific Integrated Circuits (ASICs), Digital Signal Processors (DSPs), Digital Signal Processing Devices (DSPDs), Programmable Logic Devices (PLDs), Field Programmable Gate Arrays (FPGAs), processors, controllers, microcontrollers, microprocessors, etc.

In a firmware or software configuration, the methods according to the various embodiments of the present disclosure may be implemented in the form of a module, a procedure, a function, etc. performing the above-described functions or operations. A software code may be stored in the memory and executed by the processor. The memory is located at the interior or exterior of the processor and may transmit and receive data to and from the processor via various known means.

Those skilled in the art will appreciate that the various embodiments of the present disclosure may be carried out in other specific ways than those set forth herein without departing from the spirit and essential characteristics of the various embodiments of the present disclosure. The above embodiments are therefore to be construed in all aspects as illustrative and not restrictive. The scope of the disclosure should be determined by the appended claims and their legal equivalents, not by the above description, and all changes coming within the meaning and equivalency range of the appended claims are intended to be embraced therein. It is obvious to those skilled in the art that claims that are not explicitly cited in each other in the appended claims may be presented in combination as an embodiment of the present disclosure or included as a new claim by a subsequent amendment after the application is filed.

The various embodiments of present disclosure are applicable to various wireless access systems including a 3GPP system, and/or a 3GPP2 system. Besides these wireless access systems, the various embodiments of the present disclosure are applicable to all technical fields in which the wireless access systems find their applications. Moreover, the proposed method may also be applied to mmWave communication using an ultra-high frequency band. 

1. A method for performed by an apparatus in a wireless communication system, the method comprising: obtaining information related to a predetermined number of resource blocks (RBs) starting from at least one boundary of at least one subband among a plurality of subbands included in a carrier for an unlicensed band; and communicating data at least one RB among a plurality of RBs, included in the carrier, except for the predetermined number of RBs, wherein each of the plurality of subbands is related to a basic frequency unit on which a channel access procedure for the unlicensed band is performed.
 2. The method of claim 1, wherein the data is communicated based on: the at least one RB among the plurality of RBs except for the predetermined number of RBs within a predetermined time period, and the at least one of the plurality of RBs comprising the predetermined number of RBs after the predetermined time period.
 3. The method of claim 2, wherein the predetermined time period spans K symbol durations starting from a starting time of the communication, and wherein K is an non-negative integer.
 4. The method of claim 3, wherein K is determined based on: (0 received information regarding K or (ii) a capability of the apparatus.
 5. The method of claim 1, wherein the at least one boundary is different from a boundary of the carrier.
 6. The method of claim 1, wherein information related to the predetermined number of RBs is obtained based on a radio resource control (RRC) signaling.
 7. The method of claim 1, further comprising: identifying the at least one subband based on: (0 a predetermined signal being received in the at least one subband or (ii) the predetermined signal comprising information indicating the at least one subband being received.
 8. The method of claim 1, wherein the data is a physical downlink shared channel (PDSCH) or a physical uplink shared channel (PUSCH).
 9. The method of claim 8, further comprising: decoding the PDSCH based on the data being the PDSCH, wherein the apparatus is configured to flush, from a reception buffer, at least part of the PDSCH decoded in at least one of: the predetermined number of RBs, a code block comprising the predetermined number of RBs, a code block group comprising the predetermined number of RBs, or a transport block comprising the predetermined number of RBs.
 10. An apparatus configured to operate in a wireless communication system, the apparatus comprising: a memory; and at least one processor coupled with the memory, wherein the at least one processor is configured to: obtain information related to a predetermined number of resource blocks (RBs) starting from at least one boundary of at least one subband among a plurality of subbands included in a carrier for an unlicensed band; and communicate data at least one RB among a plurality of RBs, included in the carrier, except for the predetermined number of RBs, wherein each of the plurality of subbands is related to a basic frequency unit on which a channel access procedure for the unlicensed band is performed.
 11. The apparatus of claim 10, wherein the data is communicated based on: the at least one RB among the plurality of RBs except for the predetermined number of RBs within a predetermined time period, and the at least one of the plurality of RBs comprising the predetermined number of RBs after the predetermined time period.
 12. The apparatus of claim 11, wherein the predetermined time period spans K symbol durations starting from a starting time of the communication, and wherein K is an non-negative integer.
 13. The apparatus of claim 10, wherein the at least one boundary is different from a boundary of the carrier.
 14. The apparatus of claim 10, wherein the apparatus is configured to communicate with at least one of a user equipment (UE), a network, or an autonomous driving vehicle other than a vehicle comprising the apparatus. 